Publications

• Rethinking Clawback Policies for the 2025 Compensation Season
  20 November 2024
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Sarah A. Burke
  ,
  Kathleen M. Emberger
  ,
  Douglas M. Hirn
• Charges Against Virginia Company Showcase U.S. Government’s Focus on Enforcing Sanctions and Export Controls
  19 November 2024
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Rick Sofield
  ,
  Carter Burwell
  ,
  Robert T. Dura
  ,
  Suzanne Zakaria
  ,
  Emily Kennedy
• Helpful Guidance on Managing AI-Related Cybersecurity Risks from Hong Kong’s SFC
  19 November 2024
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Gareth Hughes
  ,
  Erez Liebermann
  ,
  Matt Kelly
  ,
  Emily Lam
  ,
  Suchita Mandavilli Brundage
• U.S. Election 2024: Financial Services Outlook
  November 2024
  Gregory J. Lyons
  ,
  Charu A. Chandrasekhar
  ,
  Gordon Moodie
  ,
  Kristin A. Snyder
• Treasury Finalizes U.S. Outbound Investment Restrictions
  8 November 2024
  Satish M. Kini
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Philip Rohlik
  ,
  Aseel M. Rabie
  ,
  Jeremy Lin
  ,
  Taylor Richards
  ,
  Jonathan R. Wong
• Cyber Whistleblower Leads to DOJ Civil Settlement
  5 November 2024
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Jim Pastore
  ,
  Stephanie Cipolla
  ,
  Michelle Shen
• FCPA Update October 2024
  5 November 2024
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Philip Rohlik
  ,
  Anya Allen
  ,
  Andreas A. Glimenakis
  ,
  Zhiqi Wu
• SEC Charges Four Companies for Misleading Cyber Disclosures
  28 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Kelly Donoghue
  ,
  Ciera Mandelsberg
  ,
  Noah L. Schwartz
• 2025 SEC Division of Examinations Priorities
  24 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Ciera Mandelsberg
• A Guide to US, UK and EU Sanctions and Export Controls on Russia and Belarus
  24 October 2024
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Carl Micarelli
  ,
  Aseel M. Rabie
  ,
  Tzerina Dizon
  ,
  Isabel Espinosa de los Reyes
  ,
  Anastasia Magid
  ,
  Sophie Michalski
  ,
  Jonathan R. Wong
• NSD’s Removal from Russian Custody Infrastructure: Sanctions Implications
  23 October 2024
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Aseel M. Rabie
  ,
  Anastasia Magid
  ,
  Aleksei Shapovalov
• Managing Cybersecurity Risks Arising from AI – New Guidance from the NYDFS
  21 October 2024
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marshal L. Bozzo
  ,
  Johanna N. Skrzypczyk
  ,
  Ned Terrace
  ,
  Mengyi Xu
• SEC Announces Settled Charges Against Rimar Capital Entities and Owner for Defrauding Investors in “AI Washing” Scheme
  11 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Sofia Squatriti Muno
  ,
  Cameron B. Wolfe
• U.S. Antitrust Agencies Finalize Expanded HSR Notification Rules and Requirements
  11 October 2024
  Tim Cornell
  ,
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Chaim Lapp
  ,
  Adam C. Saunders
• HUD Proposes to Narrow its Cyber Incident Notification Requirement
  10 October 2024
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Anna Moody
  ,
  Karen Joo
  ,
  Stephanie D. Thomas
• CFIUS 2023 Annual Report in Context: Focus on Monitoring and Enforcement Continues
  3 October 2024
  Ezra Borut
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Jordan Corrente Beck
  ,
  John M. Satira
  ,
  Elliott Werner
• FCPA Update September 2024
  2 October 2024
  Helen V. Cantwell
  ,
  Avi Gesser
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Andreas A. Glimenakis
  ,
  Elizabeth R. White
• OTSI: New Trade Sanctions Enforcement Powers
  30 September 2024
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Anastasia Magid
  ,
  Sophie Michalski
• OFAC Extends Recordkeeping Requirements
  27 September 2024
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Aseel M. Rabie
  ,
  Jonathan R. Wong
  ,
  Yair Strachman
• The CTA Reporting Deadline Is Coming: Recent Developments and Next Steps
  26 September 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Jonathan Steinberg
  ,
  Gabriela Urias
• DOJ Updates Guidance on Corporate Compliance Programs to Include AI Risk Management
  25 September 2024
  Helen V. Cantwell
  ,
  Avi Gesser
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
• Recent Settled Actions Reiterate SEC’s Broad Interpretation of
  Rule 21F-17(a) Whistleblower Impediments
  23 September 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Jyotin Hamid
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Tricia Bozyk Sherno
  ,
  Sharon Shaji
• Schedule 13G Accelerated Filing Deadline Reminder
  20 September 2024
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Emma V. Hauber
• Insider Trading & Disclosure Update - Special Issue
  September 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Nicholas Vota
• New Anti-Money Laundering Requirements for Investment Advisers: Ten FAQs
  9 September 2024
  Satish M. Kini
  ,
  Marc Ponchione
  ,
  Aseel M. Rabie
  ,
  Jonathan R. Wong
• Federal Court Sets Aside FTC Final Noncompete Rule Nationwide
  22 August 2024
  Tim Cornell
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Michael Schaper
  ,
  J. Michael Snypes, Jr.
  ,
  Abraham Tabaie
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• SEC Charges Carl Icahn and Icahn Enterprises L.P. for Failing to Disclose Pledges of Securities
  21 August 2024
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Victoria S. Li
• MarketCheck – Summer 2024
  August 2024
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Jyotin Hamid
  ,
  Emily F. Huang
  ,
  Stephen M. Jordan
  ,
  Maurizio Levi-Minzi
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Jeffrey J. Rosen
  ,
  Zachary H. Saltzman
  ,
  Shannon Rose Selden
  ,
  Matthew J. Sorensen
  ,
  Katherine Durnan Taylor
  ,
  Alison E. Buckley-Serfass
  ,
  Caroline P. Geiger
  ,
  Caitlin Gibson
  ,
  Anne-Mette Heemsoth
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  Jillian Mulroy Wright
  ,
  Ilya Balabanovsky
  ,
  Marisa Demko
  ,
  Katrina Mari Kaczynski
  ,
  Rekha Korlipara
• Update: Harris/Walz Ticket Raises Advisers Act Pay-to-Play Rule Considerations (Plus 8 Important Pay-to-Play Reminders)
  6 August 2024
  Sheena Paul
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Marc Ponchione
  ,
  Jennifer R. Cowan
  ,
  Lauren P. Heller
• DOJ Launches Program Offering Financial Awards to White-Collar Whistleblowers
  5 August 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Philip Rohlik
• 2024 Private Equity Midyear Outlook
  August 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Naomi Aoyama
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Kayleigh Anderson
  ,
  Hymie A. Anteby
  ,
  Jabari Benjamin
  ,
  Charles Cartiglia
  ,
  Josephine Chen
  ,
  Jordan Corrente Beck
  ,
  Tejas N. Dave
  ,
  Julia Glazer
  ,
  Michael C. Godbe
  ,
  Zoe Jacoby
  ,
  Yiran Ji
  ,
  Adriana Kranjac
  ,
  Paul D. Lowry
  ,
  Kaitlyn McGill
  ,
  Diana Moise
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Eike Björn Weidner
  ,
  Keith Moshe
• Compliance Reminder: August 31 Deadline for Form 13F Filers to File Form N-PX
  1 August 2024
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Gary E. Murphy
  ,
  Sheena Paul
  ,
  Victoria S. Li
  ,
  Maayan G. Stein
  ,
  Ashley Yoon
  ,
  Talia Lorch
• FinCEN and Federal Banking Agencies Propose to Amend AML Program Requirements
  1 August 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Jonathan R. Wong
• OFAC Issues New Russian Sovereign Assets Reporting Requirement and Statute of Limitations Guidance
  29 July 2024
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Aseel M. Rabie
  ,
  Jonathan R. Wong
• Insider Trading & Disclosure Update - Vol. 11
  July 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Ashley Yoon
  ,
  Amy Pereira
  ,
  Bailey K. Crawford
• 2024 Proxy Roundup: ESG Metrics in Incentive Compensation Plans
  23 July 2024
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Jonathan F. Lewis
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
• Court of Appeal Overturns the Decision in Celestial Aviation Services Ltd v Unicredit Bank SA
  23 July 2024
  Christopher Boyne
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Anastasia Magid
• Internal Accounting Controls Claim Rejected in SolarWinds Case
  23 July 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Alice Gu
  ,
  Talia Lorch
• Debevoise & Plimpton Special Committee Report Issue 8
  July 2024
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Elliot Greenfield
  ,
  Emily F. Huang
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Katherine Durnan Taylor
  ,
  Caitlin Gibson
  ,
  Erik J. Andrén
  ,
  Matthew Ryan
• Treasury Proposes New U.S. Outbound Investment Rule
  11 July 2024
  Satish M. Kini
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Preliminary Ruling Casts Doubt on FTC Final Noncompete Rule
  8 July 2024
  Tim Cornell
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  John (Jay) Neukom
  ,
  Michael Schaper
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• FCPA Update June 2024
  1 July 2024
  David A. O'Neil
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Douglas S. Zolkind
  ,
  Carter Burwell
  ,
  Philip Rohlik
  ,
  Connor R. Crowley
  ,
  Hillary Hubley
  ,
  Zhiqi Wu
• Federal Regulators Approve New Rule on AI Use and Bias Risks in Real Estate Valuation
  1 July 2024
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Matt Kelly
  ,
  Karen Joo
• Supreme Court Punches SEC APs Right in the Seventh Amendment
  28 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Suzanne Zakaria
• SEC Releases New Guidance on Material Cybersecurity Incident Disclosure
  27 June 2024
  Eric T. Juergens
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Anna Moody
  ,
  Kelly Donoghue
  ,
  John Jacob
• Debevoise National Security Update: D.C. Circuit Weighs in on When FARA’s Registration Duty Ends in Attorney General v. Wynn
  25 June 2024
  Rick Sofield
  ,
  Carter Burwell
  ,
  Courtney Barger
• Debevoise National Security Update: Department of Commerce Issues First Final Determination under ICTS Regime
  25 June 2024
  Catherine Amirfar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Isabelle Glimcher
  ,
  Gabriel A. Kohan
  ,
  Stephanie D. Thomas
• Incident Response Plans Are Now Accounting Controls? SEC Brings First-Ever Settled Cybersecurity Internal Controls Charges
  20 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Andreas A. Glimenakis
• Navigating Antitrust in the Age of AI: Global Regulatory Scrutiny and Implications
  20 June 2024
  Tim Cornell
  ,
  Timothy McIver
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Anne-Mette Heemsoth
  ,
  Adam C. Saunders
  ,
  Zesemaiat Debessai Corino
• SEC Targets AI Washing in Private Capital Markets: “Old School Fraud Using New School Buzzwords”
  14 June 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Suchita Mandavilli Brundage
• Fifth Circuit Banishes SEC Private Fund Adviser Rules to a Galaxy PFAR, PFAR Away…
  6 June 2024
  Jonathan Adler
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Rebecca F. Silberstein
  ,
  Kristin A. Snyder
  ,
  Justin Storms
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Sheena Paul
  ,
  Christine Liu
  ,
  Caroline H. Wallace
• The Cantero Clarification of National Bank Preemption
  The Supreme Court Favors Interpreting Existing Standards over Establishing New Ones
  3 June 2024
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Yair Strachman
• DOJ National Security Division Issues First-Ever Declination Under Enforcement Policy
  29 May 2024
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Rick Sofield
  ,
  Douglas S. Zolkind
  ,
  Carter Burwell
  ,
  Connor R. Crowley
  ,
  Hillary Hubley
• Very Broad and Very Fast: The New Federal Housing Administration’s 12-Hour Cyber Incident Notification Rule
  28 May 2024
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Erez Liebermann
  ,
  Gregory J. Lyons
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Karen Joo
  ,
  Alexandra N. Mogul
• CFIUS Developments and Forecast: What Private Equity Sponsors Should Know
  May 2024
  Rick Sofield
  ,
  Jordan Corrente Beck
• Debevoise National Security and Life Sciences Update: The BIOSECURE Act
  22 May 2024
  Paul D. Rubin
  ,
  Jane Shvets
  ,
  Karolos Seeger
  ,
  Rick Sofield
  ,
  Carter Burwell
  ,
  Robert T. Dura
  ,
  Melissa Runsten
  ,
  Gabriel A. Kohan
• Debevoise National Security Update: UFLPA Entity List Expansion
  22 May 2024
  Catherine Amirfar
  ,
  Ezra Borut
  ,
  Satish M. Kini
  ,
  Natalie L. Reid
  ,
  Samantha J. Rowe
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Gabriel A. Kohan
• Private Equity Report Spring 2024, Vol 24, No 1
  May 2024
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Megan K. Bannigan
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Mark W. Friedman
  ,
  Eric T. Juergens
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Timothy McIver
  ,
  Benjamin R. Pedersen
  ,
  John W. Rife III
  ,
  Paul M. Rodel
  ,
  Aly Love (f/k/a Simons)
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Jeffrey Sullivan KC
  ,
  Patricia Volhard
  ,
  Gavin Chesney
  ,
  Robert T. Dura
  ,
  Matthew M. Delja
  ,
  Kathleen M. Emberger
  ,
  Christopher S. Ford
  ,
  Caroline P. Geiger
  ,
  Stuart Hammer
  ,
  Tigist Kassahun
  ,
  Cameron Sim
  ,
  Jordan Corrente Beck
  ,
  Michael Keene
  ,
  Amy Pereira
  ,
  Benjamin Teo
• SEC Climate-Related Disclosure Rules: Key Considerations for PE Sponsors
  May 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Stuart Hammer
  ,
  Michael Keene
  ,
  Amy Pereira
  ,
  Kristin A. Snyder
• Proposed Customer Identification Program Requirements for Investment Advisers
  21 May 2024
  Satish M. Kini
  ,
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
  ,
  Elliott Werner
• Federal Trade Commission Finalizes Updates to the Health Breach Notification Rule
  20 May 2024
  Andrew L. Bab
  ,
  Avi Gesser
  ,
  Paul D. Rubin
  ,
  Kim T. Le
  ,
  Melissa Runsten
  ,
  Johanna N. Skrzypczyk
  ,
  Hannah R. Levine
  ,
  Kaitlyn McGill
  ,
  Annabella M. Waszkiewicz
• The SEC Adopts Significant Cybersecurity Amendments to Reg S-P
  17 May 2024
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Anna Moody
  ,
  Sheena Paul
  ,
  Johanna N. Skrzypczyk
  ,
  Suchita Mandavilli Brundage
  ,
  Ned Terrace
• PE Firm Welsh Carson Escapes FTC’s Antitrust Suit against Portfolio Company
  16 May 2024
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Adam C. Saunders
• President Biden Issues Order Unwinding Chinese-Owned Cryptocurrency Mining Company Real Estate Acquisition
  15 May 2024
  Ezra Borut
  ,
  Rick Sofield
  ,
  Jordan Corrente Beck
  ,
  John M. Satira
• DEA Proposes to Reschedule Marijuana, but Impact for Financial Services Likely Limited
  10 May 2024
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  Aseel M. Rabie
  ,
  Melissa Runsten
• SEC Charges Now Suspended Audit Firm BF Borgers with Massive Fraud Affecting More Than 1,500 SEC Filings
  6 May 2024
  Elliot Greenfield
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Kelly Donoghue
  ,
  Mark D. Flinn
  ,
  Matt Hirsch
  ,
  Andrew Lee
• FCPA Update April 2024
  1 May 2024
  Winston M. Paes
  ,
  Andrew M. Levine
  ,
  Douglas S. Zolkind
  ,
  Connor R. Crowley
  ,
  Andreas A. Glimenakis
• New National Security Law Represents Significant Sanctions Expansion
  29 April 2024
  Satish M. Kini
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Aseel M. Rabie
  ,
  Jeremy Lin
• Treasury Proposes Rule to Enhance CFIUS Review & Enforcement
  29 April 2024
  Ezra Borut
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Jordan Corrente Beck
  ,
  John M. Satira
  ,
  Yair Strachman
• Preparing for AI Whistleblowers
  25 April 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Cooper Yoo
  ,
  Sharon Shaji
• FTC Issues Final Noncompete Rule
  24 April 2024
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  John (Jay) Neukom
  ,
  Michael Schaper
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• Debevoise National Security Update: Increased UFLPA Enforcement
  12 April 2024
  Catherine Amirfar
  ,
  Ezra Borut
  ,
  Satish M. Kini
  ,
  Natalie L. Reid
  ,
  Samantha J. Rowe
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Gabriel A. Kohan
• MarketCheck – Spring 2024
  April 2024
  Andrew L. Bab
  ,
  Emily F. Huang
  ,
  Andrew G. Jamieson
  ,
  Jonathan E. Levitsky
  ,
  Katherine Durnan Taylor
  ,
  Caitlin Gibson
• Supreme Court Holds That “Pure Omissions” Are Not Actionable Under Rule 10b-5(b)
  12 April 2024
  Elliot Greenfield
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Benjamin R. Pedersen
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Brandon Fetzer
  ,
  Mark D. Flinn
• Insider Trading & Disclosure Update - Special Issue
  April 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
  ,
  Ashley Yoon
• U.S. Government Addresses Responsible Business Conduct
  10 April 2024
  Natalie L. Reid
  ,
  Samantha J. Rowe
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Gabriel A. Kohan
• Tougher Banking Agency Examination Guidelines—The Less Publicized Ramification of the 2023 Bank Failures
  9 April 2024
  Helen V. Cantwell
  ,
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Alexandra N. Mogul
  ,
  Elliott Werner
• U.S. Department of Labor Finalizes Tighter Standards for “QPAMs”
  9 April 2024
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• The Increasing Risks of AI Washing and Securities Fraud Class Actions
  4 April 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Maeve O'Connor
  ,
  Jim Pastore
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Gabriel A. Kohan
  ,
  Alexandra N. Mogul
  ,
  Joshua A. Goland
• FCPA Update March 2024
  1 April 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Andrew H. Lee
  ,
  Sophie Michalski
• 100 Days of Cybersecurity Incident Reporting on Form 8-K: Lessons Learned
  28 March 2024
  Charu A. Chandrasekhar
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  John Jacob
  ,
  Kelly Donoghue
  ,
  Talia Lorch
• Complying with New York’s Recently Adopted Employee Privacy Law
  28 March 2024
  Helen V. Cantwell
  ,
  Charu A. Chandrasekhar
  ,
  Jyotin Hamid
  ,
  Arian M. June
  ,
  Tricia Bozyk Sherno
  ,
  Johanna N. Skrzypczyk
• The FDIC’s Proposed Bank Merger Guidance: Proposing a Perilous Path for Large Bank (and Nonbank) Merger Transactions
  27 March 2024
  Gregory V. Gooding
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Gregory J. Lyons
  ,
  Benjamin P. Collins-Wood
  ,
  Tejas N. Dave
  ,
  Alexandra N. Mogul
  ,
  Adam C. Saunders
  ,
  Gabriela Urias
• AI Enforcement Starts with Washing: The SEC Charges its First AI Fraud Cases
  19 March 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Gabriel A. Kohan
• U.S. Acts to Limit Export of Sensitive Personal Data
  19 March 2024
  Satish M. Kini
  ,
  Erez Liebermann
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Taylor Richards
  ,
  Stephanie D. Thomas
  ,
  Yair Strachman
• Debevoise National Security Update: Supply Chain Security in 2024
  11 March 2024
  Catherine Amirfar
  ,
  Luke Dembosky
  ,
  Satish M. Kini
  ,
  Erez Liebermann
  ,
  Rick Sofield
  ,
  Robert T. Dura
  ,
  Gabriel A. Kohan
  ,
  Stephanie D. Thomas
• New York State LLC Transparency Act Amendments Signed Into Law
  11 March 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Jeremy Lin
• DOJ Announces Whistleblower Rewards Pilot Program
  8 March 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
• Corporate Transparency Act Ruled Unconstitutional, but Scope of Judgment Is Limited
  5 March 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Jeremy Lin
  ,
  Jonathan Steinberg
  ,
  Elliott Werner
• FCPA Update February 2024
  1 March 2024
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
  ,
  Zesemaiat Debessai Corino
• 30 Days to Form ADV: Have You Reviewed Your AI Disclosures?
  26 February 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Sheena Paul
  ,
  Ned Terrace
  ,
  Mengyi Xu
• FinCEN Proposes Anti-Money Laundering Requirements for Certain Investment Advisers
  20 February 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Jeremy Lin
  ,
  Catherine Morrison
• SEC Expands “Dealer” Definitions to Cover Significant Liquidity Providers
  16 February 2024
  Marc Ponchione
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Gary E. Murphy
  ,
  Sheena Paul
• DOJ Announces Initiative to Combat AI-Assisted Crime
  15 February 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
• Private Equity Report: 2024 Outlook
  February 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Paul S. Bird
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Jennifer L. Chu
  ,
  Luke Dembosky
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Andrew J. Gershon
  ,
  Nia I. Goodman
  ,
  David Grosgold
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Kevin Rinker
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Aly Love (f/k/a Simons)
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Alison E. Buckley-Serfass
  ,
  Jennifer R. Cestaro
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Sergio Torres
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Paul Eastham
  ,
  Isabelle Glimcher
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Leah Martin
  ,
  Sophie Michalski
  ,
  Diana Moise
  ,
  David J. Swiedler
  ,
  Perri M. Weinstein
  ,
  Nathan R. Hogan
• FinCEN Beneficial Ownership Information Reporting: Updated Guidance for the Private Funds Industry
  13 February 2024
  Satish M. Kini
  ,
  Marc Ponchione
  ,
  Aseel M. Rabie
• New Government Shutdown Plan—No New HSRs
  6 February 2024
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Leah Martin
• FCPA Update January 2024
  1 February 2024
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Emily Lam
  ,
  Dr. Friedrich Popp
  ,
  Philip Rohlik
  ,
  Sarah Wolf
  ,
  Delia M. Arias De Leon
  ,
  Courtney Barger
  ,
  Amaya Lefkowitz Driggs
  ,
  Aisling Cowell
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
  ,
  Andrew H. Lee
  ,
  Joseph Ptomey
  ,
  Lorena Rodriguez
  ,
  Paige Sferrazza
  ,
  Zhiqi Wu
  ,
  Nestor D. Almeida
  ,
  Kaitlyn McGill
  ,
  Grant Aubrey Simon
  ,
  Raphael Vim
  ,
  Theo Wilson
• OCC Releases Notice of Proposed Rulemaking on Bank Mergers
  1 February 2024
  Gregory V. Gooding
  ,
  Ted Hassi
  ,
  Matthew E. Kaplan
  ,
  Gregory J. Lyons
  ,
  Tejas N. Dave
  ,
  Alexandra N. Mogul
• SEC Brings Whistleblower Action Over Retail Client Agreements
  25 January 2024
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Cooper Yoo
• FTC Announces Increases to HSR Act Thresholds and Filing Fees, and Clayton Act Section 8 Thresholds
  24 January 2024
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Leah Martin
• Chevron Under Fire: What Healthcare and Life Sciences Investors Should Know
  19 January 2024
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
  ,
  Jacob W. Stahl
  ,
  Adam Aukland-Peck
  ,
  Zoe Jacoby
  ,
  Adriana Kranjac
  ,
  Kaitlyn McGill
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  16 January 2024
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Jason Auerbach
  ,
  Sally Bergmann Hardesty
  ,
  Lorna Bowen
  ,
  Matthew Dickman
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  John W. Rife III
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Patricia Volhard
  ,
  Shawn Xiao Yang
  ,
  Benjamin Amos
  ,
  Cate H. Bae
  ,
  Jin-Hyuk Jang
  ,
  Sheena Paul
  ,
  John Young
  ,
  Massy Vainshtein
• Debevoise & Plimpton Special Committee Report Issue 7
  16 January 2024
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Elliot Greenfield
  ,
  Emily F. Huang
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Katherine Durnan Taylor
  ,
  Caitlin Gibson
  ,
  Erik J. Andrén
  ,
  Jacob Dougherty
  ,
  Matthew Ryan
• SDNY Whistleblower Pilot Program Incentivizes Self-Disclosure and Cooperation
  16 January 2024
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
• Executive Order Creates New Secondary Sanctions Risks for Non-U.S. Financial Institutions
  10 January 2024
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  Carl Micarelli
  ,
  Aseel M. Rabie
  ,
  Jeremy Lin
• FinCEN Finalizes Rule on Access to New Beneficial Ownership Information Registry
  8 January 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
• SEC Releases Final Rule Requiring Central Clearing of U.S. Treasury Transactions
  8 January 2024
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  Jeff Robins
  ,
  Sheena Paul
  ,
  Chen Xu
  ,
  Tejas N. Dave
  ,
  Tzerina Dizon
• Top 10 Healthcare and Life Sciences Issues to Watch in 2024
  4 January 2024
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Ted Hassi
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kim T. Le
  ,
  Melissa Runsten
  ,
  Jacob W. Stahl
  ,
  Adam Aukland-Peck
  ,
  Ilya Balabanovsky
  ,
  Margaret Howard
  ,
  Chaim Lapp
  ,
  Hannah R. Levine
  ,
  Zoe Jacoby
  ,
  Kaitlyn McGill
• FCPA Update December 2023
  2 January 2024
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Ivona Josipovic
  ,
  Paige Sferrazza
• Important Upcoming Deadline under New California Noncompete Legislation
  2 January 2024
  Jyotin Hamid
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  J. Michael Snypes, Jr.
  ,
  Tricia Bozyk Sherno
• Ending 2023 with a Bang: U.S. Antitrust Agencies Issue Tough New Merger Guidelines
  20 December 2023
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Chaim Lapp
  ,
  Leah Martin
• FSOC’s 2023 Annual Report and Recent Revisions to Nonbank Guidance
  20 December 2023
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Tzerina Dizon
  ,
  Taylor Richards
• Insider Trading & Disclosure Update - Vol. 10
  December 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Ashley Yoon
  ,
  Mie Morikubo
  ,
  Alexander R. Altieri
  ,
  Bailey K. Crawford
  ,
  Samuel Siegel
• SEC Cybersecurity Rules: FBI, DOJ and SEC Publish Guidance on Disclosure Delays
  18 December 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Matt Kelly
  ,
  Alice Gu
  ,
  Paul D. Lowry
• Congress Passes Foreign Extortion Prevention Act, Targeting “Demand Side” of Foreign Bribery
  15 December 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
• Resisting Hindsight Bias: A Proposed Framework for CISO Liability
  11 December 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Anna Moody
  ,
  Andreas A. Glimenakis
• 2024 Executive Compensation To-Do List for Public Companies
  8 December 2023
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
  ,
  Sandy M. De Sousa
• FCPA Update November 2023
  1 December 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Anna Moody
  ,
  Philip Rohlik
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
  ,
  Amaya Lefkowitz Driggs
• FinCEN’s Beneficial Ownership Reporting Rule Takes Effect January 1, 2024: Recap and Recent Developments
  1 December 2023
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Isabel Espinosa de los Reyes
  ,
  Yair Strachman
• Asset Management M&A: Current Trends and Key Legal Considerations
  November 2023
  Geoffrey P. Burgess
  ,
  Matthew Dickman
  ,
  Gregory V. Gooding
  ,
  William D. Regner
  ,
  Edoardo Troina
• Private Equity Report Fall 2023, Vol 23, No 3
  November 2023
  Dominic Blaxill
  ,
  Michael Bolotin
  ,
  Geoffrey P. Burgess
  ,
  Charu A. Chandrasekhar
  ,
  Jennifer L. Chu
  ,
  Matthew Dickman
  ,
  Avi Gesser
  ,
  Gregory V. Gooding
  ,
  Morgan J. Hayes
  ,
  Sally Bergmann Hardesty
  ,
  Eric T. Juergens
  ,
  Frank Mitchell
  ,
  Brett M. Novick
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Edward M. Rishty
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Kristin A. Snyder
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Robert T. Dura
  ,
  Caitlin Gibson
  ,
  Stuart Hammer
  ,
  Matt Kelly
  ,
  Sarah Wolf
  ,
  Victoria G. J. Brown
  ,
  Matthew Stromecki
  ,
  Adam Silverwood
  ,
  Edoardo Troina
• Ready, Set, Sell: 10 Things to Consider Before Starting a Sale Process
  November 2023
  Dominic Blaxill
  ,
  Michael Bolotin
  ,
  Frank Mitchell
  ,
  Brett M. Novick
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Katherine Durnan Taylor
  ,
  Robert T. Dura
  ,
  Caitlin Gibson
  ,
  Stuart Hammer
• What Real Estate Equity Investors Considering Debt Investing Need to Know
  November 2023
  Edward M. Rishty
  ,
  Matthew Stromecki
• Instruments to Satisfy Proposed Bank Capital and Long-Term Debt Requirements
  29 November 2023
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Chen Xu
  ,
  Alexander R. Altieri
  ,
  Ezra Newman
  ,
  Taylor Richards
  ,
  Jonathan Steinberg
• SEC Issues Third Round of Interpretive Guidance on Pay-versus-Performance Disclosures
  29 November 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Wendy D. Widman
• FCA Censures Former FTSE 100 Company under EU Market Abuse Regulation
  28 November 2023
  Nicholas P. Pellicani
  ,
  Vera Losonci
  ,
  Gavin Benson
• SEC Disclosure Requirements for Equity Grants: What You Need to Know for 2024
  27 November 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
• Third Time Lucky? UK High Court Issues Another New Interpretation of the UK Sanctions “Control” Test
  23 November 2023
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Anastasia Magid
  ,
  Sophie Michalski
• Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  20 November 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Matt Kelly
  ,
  Kelly Donoghue
• SEC Settles Stock Repurchase Charges for $25 Million
  20 November 2023
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Paul D. Lowry
• SEC’s Division of Enforcement Year-End Results Reflect Continuing Aggressive Approach to Enforcement and Remedies
  20 November 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• A Summary of the Final Amendments to the NYDFS Cyber Rules
  15 November 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Caroline N. Swett
  ,
  Johanna N. Skrzypczyk
  ,
  Stephanie D. Thomas
  ,
  Joshua A. Goland
• Halloween 2023: DOL Fiduciary Rule Returns from the Dead
  6 November 2023
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Gregory J. Lyons
  ,
  Frank Mitchell
  ,
  Jeff Robins
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• FCPA Update October 2023
  1 November 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
  ,
  Caroline H. Wallace
• OFAC Provides Sanctions Relief to Certain Transactions Involving Venezuela
  24 October 2023
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  Carl Micarelli
  ,
  Aseel M. Rabie
  ,
  Jeremy Lin
• 2024 SEC Division of Examinations Priorities
  23 October 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Scott Woods
• Fifth Circuit Upholds Nasdaq Board Diversity Rule
  20 October 2023
  Simone S. Hicks
  ,
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Ashley Yoon
  ,
  Andrew Hong
• Key Takeaways from the FDIC’s Proposed Guideline for Corporate Governance and Risk Management
  19 October 2023
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Tejas N. Dave
• Insider Trading Disclosure Update - Special Issue
  October 2023
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Maeve O'Connor
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
  ,
  Emma V. Hauber
  ,
  Ashley Yoon
• Debevoise Digest: Securities Law Synopsis – October 2023
  October 2023
• SEC Amends Section 13 Reporting Requirements
  12 October 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  William D. Regner
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Chris Gallucci
  ,
  Ashley Yoon
• New Decision on UK Sanctions “Ownership and Control” Test: UK Court of Appeal Removes Guardrails to Control Test
  11 October 2023
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• CMS Announces First Ten Medicare Part D Drugs Subject to Price Negotiations
  6 October 2023
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kim T. Le
  ,
  Jacob W. Stahl
  ,
  Hannah R. Levine
  ,
  Melissa Runsten
• DOJ Announces Six-Month “Safe Harbor” Policy for Acquisition-Related Disclosures
  6 October 2023
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Josh A. Cohen
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• FCPA Update September 2023
  2 October 2023
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Andrew H. Lee
  ,
  Courtney Barger
• SEC Charges Insiders and Issuers for Failing to Timely File Beneficial Ownership Reports
  29 September 2023
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Chris Gallucci
• SEC Issues Additional Interpretive Guidance on Pay-versus-Performance Disclosures
  29 September 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Wendy D. Widman
• Seven Steps to Mitigate Hazing Risks
  26 September 2023
  Helen V. Cantwell
  ,
  Mary Beth Hogan
  ,
  Arian M. June
  ,
  Daniel Alford
  ,
  Omid Golmohammadi
• Compliance Dates for New Private Fund Adviser Rules
  19 September 2023
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Massy Vainshtein
• FCPA Update August 2023
  5 September 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Madelaine J. Horn
  ,
  Nora Niazian
• Second Circuit Affirms That Syndicated Term Loans Are Not Securities
  28 August 2023
  Paul D. Brusiloff
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Bailey K. Crawford
  ,
  Christopher A. Johnson
• The Before and After of Private Fund Adviser Reform: A Comparison of the Final Rule to the Proposal
  23 August 2023
  Jonathan Adler
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Kristin A. Snyder
  ,
  Justin Storms
  ,
  Sheena Paul
• California Seeks to Increase Healthcare Workers’ Minimum Wage to $25/hour
  21 August 2023
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Meir D. Katz
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kim T. Le
  ,
  Hannah R. Levine
  ,
  Melissa Runsten
• Adverse Action Notice Compliance Considerations for Creditors That Use AI
  16 August 2023
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Alexandra N. Mogul
• SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  14 August 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Sheena Paul
  ,
  Jarrett Lewis
  ,
  Catherine Morrison
  ,
  Mengyi Xu
• United States Establishes New “Outbound Investment Program” Targeting Certain Investment Activities in China
  11 August 2023
  Gavin Anderson
  ,
  Ezra Borut
  ,
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Philip Rohlik
  ,
  Catherine Morrison
• SEC and CFTC Continue Targeting Off-Channel Communications at Financial Institutions
  10 August 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Kristin A. Snyder
  ,
  Philip A. Fortino
  ,
  Stephan J. Schlegelmilch
  ,
  Alexa Busser Lopez
• Growing Sanctions and Export Controls Risks Surrounding Turkey
  8 August 2023
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Aseel M. Rabie
• SEC Adopts New Cybersecurity Rules for Issuers – Part 2 Key Takeaways
  7 August 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Ned Terrace
  ,
  Mengyi Xu
  ,
  Chris Duff
• SEC Staff Observes Issues in Broker-Dealer Anti-Money Laundering and Sanctions Compliance
  7 August 2023
  Satish M. Kini
  ,
  Jeff Robins
  ,
  Aseel M. Rabie
• FCPA Update July 2023
  2 August 2023
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andrew H. Lee
  ,
  Lorena Rodriguez
  ,
  Paige Sferrazza
• Artificial Intelligence in Healthcare: Balancing Risks and Rewards
  31 July 2023
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Avi Gesser
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Caroline P. Geiger
  ,
  Kim T. Le
  ,
  Tigist Kassahun
  ,
  Hannah R. Levine
  ,
  Melissa Runsten
  ,
  Mengyi Xu
• 2023 Private Equity Midyear Outlook
  27 July 2023
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Patrick Taylor
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Megan McGuiggan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Jacob W. Stahl
  ,
  Sergio Torres
  ,
  Jennifer Wheater
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Colleen B. Bernaiche
  ,
  Charles Cartiglia
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Sara Ewad
  ,
  Christopher Gossage
  ,
  Camila Isern
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Rekha Korlipara
  ,
  Adriana Kranjac
  ,
  Samuel D. Krawiecz
  ,
  Harshil Mehta
  ,
  Gianni Pizzitola
  ,
  Stanley G. Seckler
  ,
  Sheng Shao
  ,
  Massy Vainshtein
• Debevoise & Plimpton Special Committee Report Issue 6
  July 2023
  Andrew L. Bab
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Elliot Greenfield
  ,
  Emily F. Huang
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
  ,
  Caitlin Gibson
  ,
  Erik J. Andrén
  ,
  Matthew Ryan
• SEC Adopts New Cybersecurity Rules for Issuers
  27 July 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• A Whole New World? U.S. Antitrust Agencies Propose Tough New Merger Guidelines
  20 July 2023
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• SEC Declines to Submit Amicus Brief Regarding Status of Syndicated Term Loans as Securities
  19 July 2023
  Paul D. Brusiloff
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Bailey K. Crawford
• NYDFS Publishes Revised Amendments to Its Cybersecurity Regulation – What Got Fixed, and What Still Needs Fixing
  10 July 2023
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Ned Terrace
  ,
  Stephanie D. Thomas
• FTC Proposes Sweeping Changes to HSR Rules and Filing Notification Requirements
  29 June 2023
  Ted Hassi
  ,
  Timothy McIver
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Anne-Mette Heemsoth
• SEC Adopts Rules to Prohibit Fraud in Security-Based Swaps and Exertion of Undue Influence Over SBS CCOs, and Reopens Comment Period for Large SBS Position Reporting
  29 June 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Stephan J. Schlegelmilch
• The FTC’s Warning to Online Marketplaces: Comply with the New INFORM Consumers Act or Face Civil Penalties
  27 June 2023
  Megan K. Bannigan
  ,
  Paul D. Rubin
  ,
  Christopher S. Ford
  ,
  Jared I. Kagan
  ,
  Melissa Runsten
  ,
  Kate Saba
• New Bill Banning Noncompetes Could Soon Become Law in New York
  23 June 2023
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
  ,
  Linda Lin
• Between a Rock and a Hard Place: the Unexpected Risks of Taking a Conservative View of Sanctions
  19 June 2023
  Christopher Boyne
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Patrick Swain
  ,
  Conway Blake
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• The Top Eight AI Adoption Failures and How to Avoid Them
  15 June 2023
  Avi Gesser
  ,
  Matt Kelly
  ,
  Samuel J. Allaman
  ,
  Michelle H. Bao
  ,
  Michael Pizzi
  ,
  Cameron Sharp
• National Association of Attorneys General’s 2023 Consumer Protection Spring Conference
  13 June 2023
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Paul D. Rubin
  ,
  Samuel J. Allaman
• Dodd-Frank Clawbacks: NYSE and Nasdaq Extend Effective Date to October 2
  12 June 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
  ,
  Douglas M. Hirn
• OFSI Issues a “Prior Obligations” General License
  9 June 2023
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Anastasia Magid
• FCPA Update May 2023
  1 June 2023
  Kara Brockmeyer
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Andrew H. Lee
• FDA Guidance Offers Additional Clarity for Decentralized Clinical Trials
  30 May 2023
  Andrew L. Bab
  ,
  Paul D. Rubin
  ,
  Kim T. Le
  ,
  Hannah R. Levine
  ,
  Melissa Runsten
• Carve-Out Deals Today: Overcoming Complexity and Unlocking Value
  May 2023
  Michael Bolotin
  ,
  Jennifer L. Chu
  ,
  Meir D. Katz
  ,
  Henry Lebowitz
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Caroline P. Geiger
  ,
  Keith J. Slattery
  ,
  Tigist Kassahun
  ,
  Dominique Trudelle
• Generative AI: Risks and Considerations for Private Equity
  May 2023
  Avi Gesser
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Matt Kelly
  ,
  Suchita Mandavilli Brundage
• Private Equity Report Spring 2023, Vol 23, No 1
  May 2023
  Michael Bolotin
  ,
  Jennifer L. Chu
  ,
  Avi Gesser
  ,
  Meir D. Katz
  ,
  Henry Lebowitz
  ,
  Marc Ponchione
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Kristin A. Snyder
  ,
  Matthew J. Sorensen
  ,
  Charu A. Chandrasekhar
  ,
  Matt Kelly
  ,
  Caroline P. Geiger
  ,
  Sheena Paul
  ,
  Keith J. Slattery
  ,
  Suchita Mandavilli Brundage
  ,
  Tigist Kassahun
  ,
  Dominique Trudelle
  ,
  Massy Vainshtein
• The Up-C Goes to Court: Managing the Emerging Risks of an Advantageous Tax Structure
  May 2023
  Shannon Rose Selden
  ,
  Zachary H. Saltzman
  ,
  Matthew J. Sorensen
• Spring Roundup of Crucial U.S. Regulatory Developments for Private Equity Sponsors
  May 2023
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Massy Vainshtein
• The Supreme Court’s Upcoming Affirmative Action Decision: Potential Implications for Private-Sector Employers
  22 May 2023
  Jyotin Hamid
  ,
  Simone S. Hicks
  ,
  Mary Beth Hogan
  ,
  Arian M. June
  ,
  Tricia Bozyk Sherno
  ,
  Katelyn Masket
• Artificial Intelligence and the Life Sciences Industry: FDA and FTC Regulatory Update
  16 May 2023
  Andrew L. Bab
  ,
  Avi Gesser
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
• Supreme Court Repudiates “Right-to-Control” Theory Under the Federal Wire Fraud Statute
  15 May 2023
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Courtney M. Dankworth
  ,
  John Gleeson
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Douglas S. Zolkind
• SEC Adopts Share Repurchase Disclosure Rules
  12 May 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Adopts Significant Amendments to Form PF: What You Need to Know Now
  11 May 2023
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Massy Vainshtein
• Legal Dispute Surrounding Abortion Pill Has Significant Implications for Broader Healthcare Industry
  9 May 2023
  Andrew L. Bab
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Shannon Rose Selden
  ,
  Kim T. Le
  ,
  Jacob W. Stahl
  ,
  Adam Aukland-Peck
  ,
  Melissa Runsten
• SEC Staff Bulletin Provides Detailed Guidance for Broker-Dealers and Investment Advisers on the Care Obligations to Retail Investors
  3 May 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Sheena Paul
  ,
  Stephan J. Schlegelmilch
  ,
  Maryam Kanna
• Dodd-Frank Clawbacks: A Model Policy to Prepare for a Summer Effective Date
  2 May 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
  ,
  Douglas M. Hirn
• CFPB Finalizes Landmark Small-Business Lending Data Collection Rule
  28 April 2023
  Courtney M. Dankworth
  ,
  Alexandra N. Mogul
  ,
  Tejas N. Dave
  ,
  Jeremy Lin
• FATF Suspends the Russian Federation’s Membership
  5 April 2023
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Aseel M. Rabie
  ,
  Jonathan Steinberg
• The Value of Having AI Governance – Lessons from ChatGPT
  5 April 2023
  Avi Gesser
  ,
  Samuel J. Allaman
• U.S. Climate Regulatory Guide for Banking Organizations
  30 March 2023
  Caroline N. Swett
  ,
  Eric T. Juergens
  ,
  Kristin A. Snyder
  ,
  Patricia Volhard
  ,
  Sheena Paul
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Alexandra N. Mogul
  ,
  Tzerina Dizon
  ,
  Amanda H. Esteves
  ,
  Zoë Zissu
  ,
  Tejas N. Dave
  ,
  Jessica Szymeczek
• Does Your Company Need a ChatGPT Pilot Program? Probably.
  21 March 2023
  Megan K. Bannigan
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Benjamin Leb
  ,
  Jarrett Lewis
• OFSI Clarifies UK Sanctions “Ownership and Control” Due Diligence Expectations
  21 March 2023
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Anastasia Magid
• A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
  20 March 2023
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Sheena Paul
  ,
  Suchita Mandavilli Brundage
  ,
  Mengyi Xu
  ,
  Ned Terrace
• Preparing for the SEC’s Cybersecurity Rules for Registered Investment Advisers, Registered Investment Companies, and Business Development Companies
  13 March 2023
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Suchita Mandavilli Brundage
  ,
  Jarrett Lewis
• Nigeria and South Africa Added to the FATF Grey List – Implications for International Investors
  8 March 2023
  Geoffrey P. Burgess
  ,
  Aseel M. Rabie
  ,
  Edoardo Troina
• New York Seeks Review and Approval Authority over Certain Healthcare Transactions
  7 March 2023
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Kim T. Le
  ,
  Hannah R. Levine
• DOJ Issues Trio of Updates that Further Heighten Compliance Expectations, Particularly Involving Off-System Communications and Compensation Systems
  6 March 2023
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Kristin A. Snyder
  ,
  Bruce E. Yannett
  ,
  Charu A. Chandrasekhar
  ,
  Andreas A. Glimenakis
  ,
  Joseph Ptomey
• Risks of Overselling Your AI: The FTC is Watching
  6 March 2023
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Jim Pastore
  ,
  Paul D. Rubin
  ,
  Christopher S. Ford
  ,
  Mengyi Xu
• ESG and Antitrust: More Focus but No Consensus - Recent Developments, Pitfalls and Mitigating Risk
  3 March 2023
  Ted Hassi
  ,
  Timothy McIver
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Ulysses Smith
• Proceed with Caution: Online Tracking Technologies Pose HIPAA Compliance Risks
  2 March 2023
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Kim T. Le
  ,
  Hannah R. Levine
• CFPB Advisory on Placement Practices May Have Broader Market Implications
  1 March 2023
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Paul D. Rubin
  ,
  Alexandra N. Mogul
• SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
  14 February 2023
  Marc Ponchione
  ,
  Jeff Robins
  ,
  Jeremy Lin
• SEC Issues Interpretive Guidance on Pay-versus-Performance Disclosures
  13 February 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Does Your Company Need a ChatGPT Policy? Probably.
  8 February 2023
  Megan K. Bannigan
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Erez Liebermann
  ,
  Benjamin Leb
  ,
  Jarrett Lewis
• FCPA Update January 2023
  1 February 2023
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Alexandre Bisch
  ,
  Emily Lam
  ,
  Dr. Friedrich Popp
  ,
  Aisling Cowell
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
  ,
  Andrew Lee
  ,
  Joseph Ptomey
  ,
  Lorena Rodriguez
  ,
  Paige Sferrazza
  ,
  Cameron B. Wolfe
• FinCEN Proposes Report and Application to Accompany Beneficial Ownership Reporting Rule
  30 January 2023
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Jonathan Steinberg
• Debevoise & Plimpton Special Committee Report Issue 5
  January 2023
  Andrew L. Bab
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Elliot Greenfield
  ,
  Emily F. Huang
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
  ,
  Caitlin Gibson
  ,
  Erik J. Andrén
  ,
  Matthew Ryan
• FTC Announces Increases to HSR Act, Clayton Act Section 8 Thresholds, and Significant Increases in HSR Filing Fees for Largest Transactions
  26 January 2023
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Leah Martin
• Private Equity Report: 2023 Outlook
  January 2023
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Jason Auerbach
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Kara Brockmeyer
  ,
  Geoffrey P. Burgess
  ,
  Lawrence K. Cagney
  ,
  Andrew J. Ceresney
  ,
  Jennifer L. Chu
  ,
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Gareth Hughes
  ,
  Peter J. Irwin
  ,
  Mark Johnson
  ,
  Eric T. Juergens
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Timothy McIver
  ,
  John (Jay) Neukom
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Jane Shvets
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Barbara N. Barath
  ,
  Alison E. Buckley-Serfass
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Robert M. Fettman
  ,
  Caroline P. Geiger
  ,
  Andrew J. Gershon
  ,
  Jin-Hyuk Jang
  ,
  Stuart Hammer
  ,
  Kim T. Le
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Jeffrey P. Cunard
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Jay E. Evans
  ,
  Christopher Gossage
  ,
  Yiran Ji
  ,
  Samuel D. Krawiecz
  ,
  Chaim Lapp
  ,
  Stacy S. Lee
  ,
  Emily MacKay
  ,
  Ezra Newman
  ,
  Melissa Runsten
  ,
  Sergio Torres
  ,
  George Tan
  ,
  Tiffany Wu
  ,
  Emma Macfarlane
  ,
  Matthew Stromecki
  ,
  Massy Vainshtein
• Can Crypto Debtors Claw Back Pre-Bankruptcy Transfers?
  23 January 2023
  Sidney P. Levinson
  ,
  Jeff Robins
  ,
  Elie J. Worenklein
• FTC Proposes Federal Rule to Ban Noncompetes with Employees
  9 January 2023
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  John (Jay) Neukom
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• Top 15 Healthcare and Life Sciences Issues to Watch in 2023
  9 January 2023
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kim T. Le
  ,
  Jacob W. Stahl
  ,
  Elie J. Worenklein
  ,
  Samuel J. Allaman
  ,
  Adam Aukland-Peck
  ,
  Hannah R. Levine
  ,
  Melissa Runsten
  ,
  Adam C. Saunders
  ,
  Adrian St. Francis
  ,
  Emily G. Dennan
  ,
  Micah A. Rubin
• SEC Proposes Equity Market Structure Revamp and Regulation Best Execution
  3 January 2023
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
  ,
  Catherine Morrison
• Public Company Planning: 2023 Executive Compensation To-Do List
  16 December 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
• SEC Adopts Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2022
  Morgan J. Hayes
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Amy Pereira
  ,
  Chris Gallucci
• AT&T Settles Long-Running Regulation FD Case with SEC
  6 December 2022
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Julie M. Riewe
  ,
  Austin Poon
• FCPA Update November 2022
  2 December 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Joseph Ptomey
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
• CFPB’s Outline of Proposals to Implement Dodd-Frank § 1033
  1 December 2022
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Alexandra N. Mogul
  ,
  Jonathan Steinberg
  ,
  Catherine Morrison
• Private Equity Report Fall 2022, Vol 22, No 3
  November 2022
  Andrew L. Bab
  ,
  Sally Bergmann Hardesty
  ,
  Michael Bolotin
  ,
  Jennifer L. Chu
  ,
  Erin Cleary
  ,
  Matthew Dickman
  ,
  Gregory V. Gooding
  ,
  Mark P. Goodman
  ,
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Meir D. Katz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Ramya S. Tiller
  ,
  Zhiyan Cao
  ,
  Caroline P. Geiger
  ,
  Kim T. Le
  ,
  Jin-Hyuk Jang
  ,
  Tigist Kassahun
  ,
  Hannah R. Levine
  ,
  Keith J. Slattery
  ,
  Sergio Torres
  ,
  Dominique Trudelle
  ,
  Hadel Alfagir
  ,
  David N. Simpser
• Regulators Should Treat AI Like Employees to Avoid Stifling Innovation
  29 November 2022
  Avi Gesser
  ,
  Tricia Bozyk Sherno
• New York’s Adult Survivors Act to Take Effect on November 24, 2022
  22 November 2022
  Helen V. Cantwell
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Arian M. June
  ,
  Tricia Bozyk Sherno
• Compliance Challenges Raised by Russia’s Evasion of New U.S. Trade Restrictions on Luxury Goods, Industrial Products and Controlled Items
  21 November 2022
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  Carl Micarelli
• SEC’s Division of Enforcement Year-End Results Provide Insight into Record-Breaking Year in Monetary Sanctions, Novel Actions, and Evolving Enforcement Agenda
  21 November 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Bailey K. Crawford
  ,
  Mark D. Flinn
• SEC Adopts Final Clawback Rules
  28 October 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
• FinCEN Finalizes Landmark Beneficial Ownership Reporting Rule
  5 October 2022
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Isabel Espinosa de los Reyes
• FCPA Update September 2022
  3 October 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
  ,
  Lorena Rodriguez
• Insider Trading Disclosure Update - Vol. 8
  September 2022
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Katherine Cappeller
  ,
  Mark D. Flinn
  ,
  Austin Poon
  ,
  Ashley Yoon
• 2022 National Advertising Division (“NAD”) Conference and Federal Regulatory Enforcement Priorities
  28 September 2022
  David H. Bernstein
  ,
  Courtney M. Dankworth
  ,
  Paul D. Rubin
  ,
  Jared I. Kagan
  ,
  Samuel J. Allaman
  ,
  Naomi Perla
• CFPB’s Report on Buy Now, Pay Later
  28 September 2022
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
  ,
  Alexandra N. Mogul
• SEC's Division of Examinations Highlights Importance of Compliance Policies and Procedures In Risk Alert Regarding the Advisers Act Marketing Rule
  21 September 2022
  Marc Ponchione
  ,
  Kristin A. Snyder
  ,
  Sheena Paul
• Federal Reserve Clarifies Access to Master Accounts and Services for Financial Institutions, Including for “Novel Charters” in Final Guidelines
  20 September 2022
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Marta Poplawski
  ,
  Taylor Richards
• DOJ Offers Additional Guidance on Corporate Criminal Enforcement
  19 September 2022
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  John Gleeson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Andreas A. Glimenakis
  ,
  Lorena Rodriguez
• FCPA Update August 2022
  31 August 2022
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Robert T. Dura
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
  ,
  Joseph Ptomey
• Final Pay-versus-Performance Disclosure Rules: Compliance Q&As
  29 August 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
• National Association of Attorneys General’s 2022 Presidential Summit: Tech Threats and Tools
  23 August 2022
  Courtney M. Dankworth
  ,
  Eric Dinallo
  ,
  Avi Gesser
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
• Proposed QPAM Amendment Would Expand Criminal Disqualification Rules and Add Contractual Protections for Plans
  12 August 2022
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• NYDFS Proposes Significant Changes to Its Cybersecurity Rules (Part 2) – Answers to the Top 10 Questions from Our Webcast
  8 August 2022
  Luke Dembosky
  ,
  Eric Dinallo
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Caroline N. Swett
  ,
  Charu A. Chandrasekhar
• Debevoise & Plimpton Special Committee Report Issue 4
  August 2022
  Andrew L. Bab
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Elliot Greenfield
  ,
  Emily F. Huang
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
  ,
  Erik J. Andrén
• Are All Crypto Entities Eligible to File for Bankruptcy Under Chapter 11?
  3 August 2022
  Jeff Robins
  ,
  Elie J. Worenklein
  ,
  Michael C. Godbe
  ,
  Ezra Newman
  ,
  Justice H. Walters
• Recent SCOTUS Decisions Impacting Healthcare
  3 August 2022
  Andrew L. Bab
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kim T. Le
  ,
  Jacob W. Stahl
  ,
  Adam Aukland-Peck
• 2022 Private Equity Midyear Review and Outlook
  1 August 2022
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Sally Bergmann Hardesty
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Marilyn A. Lion
  ,
  Peter J. Loughran
  ,
  Nicole Levin Mesard
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Jeffrey P. Cunard
  ,
  Tricia Bozyk Sherno
  ,
  Marshal L. Bozzo
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Andrew J. Gershon
  ,
  Stuart Hammer
  ,
  Sheena Paul
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Thomas A. DeMarzo
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Michael C. Godbe
  ,
  Christopher Gossage
  ,
  Sheng Shao
  ,
  Malina Welman
  ,
  Matthew Mrozek
  ,
  Chika Ojukwu
  ,
  Yiran Ji
• NYDFS Proposes Significant Changes to Its Cybersecurity Rules
  1 August 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Jim Pastore
  ,
  Charu A. Chandrasekhar
  ,
  H Jacqueline Brehmer
  ,
  Mengyi Xu
• Debevoise Insight: Roundup of Recent Anti-Money Laundering Guidance and Advisories
  20 July 2022
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Aseel M. Rabie
• SEC Proposes Rules Relating to Registered Funds’ ESG Investments
  12 July 2022
  Marc Ponchione
  ,
  Kristin A. Snyder
  ,
  Sheena Paul
  ,
  Ulysses Smith
• SEC Continues Focus on Lack of Whistleblower Carve Outs in Company Confidentiality Agreements
  30 June 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• FTC Sharpens Focus on Private Equity
  17 June 2022
  Andrew L. Bab
  ,
  Mark P. Goodman
  ,
  Ted Hassi
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kim T. Le
  ,
  Leah Martin
  ,
  Adam C. Saunders
• SEC Reminds Public Company Executives That Clawbacks Are a Priority
  17 June 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
• Applicability of the SEC’s Proposed ESG Rules to Private Fund Advisers
  15 June 2022
  Marc Ponchione
  ,
  Kristin A. Snyder
  ,
  Patricia Volhard
  ,
  Sheena Paul
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Ulysses Smith
• OFSI Publishes Updated Enforcement and Penalty Guidance
  13 June 2022
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
• Shareholder Climate Activism Comes for 401(k) Plans: Lessons Learned from Amazon and Comcast
  9 June 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
  ,
  Ulysses Smith
• Recent Disclosure Guidance Highlights Growing Concern Surrounding the Risks of User Assets Held by Various Crypto Custodians
  6 June 2022
  Sidney P. Levinson
  ,
  Caroline N. Swett
  ,
  Elie J. Worenklein
  ,
  Justice H. Walters
• FCPA Update May 2022
  2 June 2022
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Robert T. Dura
  ,
  Andreas A. Glimenakis
• The Community Reinvestment Act Proposal: Amending and Modernizing CRA Regulations
  24 May 2022
  Gregory J. Lyons
  ,
  Isabel Espinosa de los Reyes
• Bank Regulators Focus on Financial Stability Factor to Reevaluate Large Bank Mergers
  19 May 2022
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Ezra Newman
• Navigating the Dynamic World of Antitrust Divestitures
  May 2022
  Andrew L. Bab
  ,
  Ted Hassi
• Spring Roundup of Critical U.S. Regulatory Developments for Private Equity Sponsors
  May 2022
  Sheena Paul
  ,
  Marc Ponchione
• The Financing Flexibility of P-Caps
  May 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
• SEC Guidance: Ukraine Disclosure Obligations
  10 May 2022
  Satish M. Kini
  ,
  Paul M. Rodel
  ,
  James C. Scoville
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
• The SEC’s New Risk Alert Warns about the Use of Alternative Data
  2 May 2022
  Andrew J. Ceresney
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Mengyi Xu
• FCPA Update April 2022
  28 April 2022
  Winston M. Paes
  ,
  Bruce E. Yannett
  ,
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Aymeric D. Dumoulin
  ,
  Fanny Gauthier
  ,
  Stephanie D. Thomas
• An In-Depth Review of the SEC Proposed Climate Change Disclosure Rule
  25 April 2022
  Eric T. Juergens
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David W. Rivkin
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Jonathan Steinberg
  ,
  Mengyi Xu
• Lessons from the Recent Enforcement Action Highlighting the SEC’s Broad Interpretation of Whistleblower-Related Rules
  20 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
• SEC Proposes Major Rule Changes for SPACs
  18 April 2022
  Christopher Anthony
  ,
  Morgan J. Hayes
  ,
  Peter J. Loughran
  ,
  Marc Ponchione
  ,
  Zachary H. Saltzman
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Chika Ojukwu
• 2022 SEC Division of Examinations Priorities
  6 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
• The FDIC, Following the OCC Last December, Issues Draft Principles for Climate-Related Financial Risk Management
  6 April 2022
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David W. Rivkin
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Jonathan Steinberg
• CFPB Expands Its Authority to Examine for Discrimination
  1 April 2022
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
• FRB Issues Supplement to Proposed Guidelines for Access to Master Accounts and Financial Services
  28 March 2022
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Chen Xu
  ,
  Marta Poplawski
• SEC Issues Long-Awaited Proposed Climate Change Disclosure Rule
  24 March 2022
  Eric T. Juergens
  ,
  Andrew M. Levine
  ,
  Ulysses Smith
  ,
  Caroline N. Swett
  ,
  Isabelle Glimcher
  ,
  Mengyi Xu
  ,
  Zoë Zissu
• Model Destruction – The FTC’s Powerful New AI and Privacy Enforcement Tool
  22 March 2022
  Avi Gesser
  ,
  Paul D. Rubin
• New Executive Order Outlining National Policy for Digital Assets
  14 March 2022
  Morgan J. Hayes
  ,
  Byungkwon Lim
  ,
  Carter Burwell
  ,
  Gary E. Murphy
  ,
  Aseel M. Rabie
  ,
  Ezra Newman
  ,
  Taylor Richards
• Six Key Takeaways from the SEC’s Most Recent Proposed Cybersecurity Rules for Registrants
  14 March 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
  ,
  H Jacqueline Brehmer
  ,
  Rebecca Zipursky
• FCPA Update February 2022
  1 March 2022
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
• Texas Federal Judge Sides with Providers in “No Surprises Act” Ruling
  1 March 2022
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kim T. Le
  ,
  Jacob W. Stahl
  ,
  Adam Aukland-Peck
  ,
  Adriana Kranjac
  ,
  Hannah R. Levine
  ,
  Melissa Runsten
• Debevoise & Plimpton Special Committee Report Issue 3
  February 2022
  Andrew L. Bab
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Elliot Greenfield
  ,
  Emily F. Huang
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
• New U.S., UK and EU Sanctions against Russia in Response to Actions in the Donetsk and Luhansk Regions of Ukraine
  24 February 2022
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Carl Micarelli
  ,
  Aseel M. Rabie
  ,
  Anastasia Magid
• SEC Proposes Extensive New Rules Applicable to Private Fund Advisers
  18 February 2022
  Jonathan Adler
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Sheena Paul
• Four Takeaways from the SEC’s Proposed Cybersecurity Rules
  17 February 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Charu A. Chandrasekhar
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
• SEC Proposes Significant Amendments to Section 13 Reporting Requirements and Deadlines
  16 February 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Steven J. Slutzky
  ,
  Maayan G. Stein
• FRB Request for Comment on Proposed Framework for the Supervision of Insurers With Full-Service Banks or Thrifts
  9 February 2022
  Eric Dinallo
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• Reopening of the Comment Period for Pay Versus Performance: Additional Disclosures May be on the Way
  9 February 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
• SEC Continues Focus on Private Fund Adviser Disclosures and Other Topics
  4 February 2022
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Sheena Paul
• U.S. Business Advisory and New Sanctions Issued One Year after Military Coup
  3 February 2022
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Catherine Morrison
• FCPA Update January 2022
  1 February 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Dr. Friedrich Popp
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Clara Correa
  ,
  Aisling Cowell
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
  ,
  Martha Hirst
  ,
  Madelaine J. Horn
  ,
  Andrew H. Lee
  ,
  Lorena Rodriguez
  ,
  Jennifer Romero
  ,
  Caroline H. Wallace
• FinCEN Proposes Pilot Program on Sharing SARs with Foreign Affiliates
  27 January 2022
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Isabel Espinosa de los Reyes
• FTC Announces Increases to HSR Act and Clayton Act Section 8 Thresholds
  27 January 2022
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Leah Martin
• SEC Cybersecurity Update: Chair Gensler Offers Insight into Upcoming Regulation
  26 January 2022
  Avi Gesser
  ,
  Charu A. Chandrasekhar
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
• The Supreme Court Holds Process Determines Prudence in 401(k) and 403(b) Fee Litigation
  26 January 2022
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Time to Update Cyber Incident Response Plans, Especially for Banks Subject to the New 36-Hour Breach Notification Rule
  19 January 2022
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Johanna N. Skrzypczyk
• Delaware Court Holds de-SPAC Transaction Subject to Entire Fairness
  14 January 2022
  Christopher Anthony
  ,
  Gregory V. Gooding
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Zachary H. Saltzman
  ,
  Shannon Rose Selden
• Human Capital Management Disclosure: A Reminder
  13 January 2022
  Lawrence K. Cagney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
• A District Court Weighs in on Private Equity and Hedge Funds in 401(k) Plans: The January 2022 Intel Decision
  12 January 2022
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• A New Era of Federal Trade Commission (“FTC”) Privacy and Cybersecurity Oversight: Top Ten Things Companies Should Know When Assessing FTC Compliance and Exposure
  12 January 2022
  Luke Dembosky
  ,
  Ted Hassi
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Paul D. Rubin
  ,
  Johanna N. Skrzypczyk
  ,
  Christopher S. Ford
  ,
  Leah Martin
  ,
  Melissa Runsten
• Regulatory Risks of the Log4j Vulnerability: FTC Warns Companies to Take Reasonable Steps to Protect Consumer Data
  10 January 2022
  Luke Dembosky
  ,
  Avi Gesser
• OCC and Basel Committee Issue Separate Proposed Principles for the Management of Climate-Related Financial Risks
  5 January 2022
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Samantha J. Rowe
  ,
  Caroline N. Swett
  ,
  Zoë Zissu
• The Evolution of the EU Blocking Regulation: CJEU on Bank Melli
  5 January 2022
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Dr. Friedrich Popp
  ,
  Martha Hirst
• DOL Clarifies its Prior Guidance on Private Equity Investments in 401(k) Plans
  22 December 2021
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Senate Again Rejects SAFE Banking Act, Extending Financial Institutions’ Compliance Quandary
  22 December 2021
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  Aseel M. Rabie
  ,
  Melissa Runsten
  ,
  Zoë Zissu
• SEC Proposes Major Amendments to Share Repurchase Disclosures
  17 December 2021
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2021
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• FinCEN Proposes Beneficial Ownership Reporting Rule
  10 December 2021
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• United States Expands Sanctions against Lukashenka Regime, Intensifies Focus on Human Rights Abuses and Corruption
  9 December 2021
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Aseel M. Rabie
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Anastasia Magid
  ,
  Catherine Morrison
• OECD Raises the Bar with New Recommendations for Combating Bribery of Foreign Officials
  3 December 2021
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Kara Brockmeyer
• FCPA Update November 2021
  1 December 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
  ,
  Nestor D. Almeida
  ,
  Lorena Rodriguez
• SEC’s Division of Enforcement Year-End Results Announcement Reflects Transition in Enforcement Priorities and Chair Gensler’s Enforcement Agenda
  29 November 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
  ,
  Mark D. Flinn
• Banking Regulators Finalize 36-Hour Data Breach Notification Rule
  24 November 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Johanna N. Skrzypczyk
  ,
  Christopher S. Ford
  ,
  Alexandra N. Mogul
• Regulators Publish Joint Statement Summarizing Results of Inter-agency Crypto Sprint
  24 November 2021
  Caroline N. Swett
  ,
  Catherine Morrison
  ,
  Taylor Richards
  ,
  Chen Xu
• Private Equity Report Fall 2021, Vol 21, No 3
  November 2021
  Ted Hassi
  ,
  Timothy McIver
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Anne-Mette Heemsoth
  ,
  Gregory V. Gooding
  ,
  Uri Herzberg
  ,
  Kevin M. Schmidt
  ,
  Katherine Durnan Taylor
  ,
  Shannon Rose Selden
  ,
  Zachary H. Saltzman
  ,
  David J. Hotelling
  ,
  Natascha Born
  ,
  Jonathan Adler
  ,
  Geoffrey Kittredge
  ,
  Ina C. Popova
  ,
  Patrick Taylor
  ,
  Cameron Sim
  ,
  Benjamin Teo
• Increased Focus by Federal Regulators on AI and Consumer Protection in the Financial Sector
  10 November 2021
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Alexandra N. Mogul
  ,
  Lorena Rodriguez
• OFAC and FinCEN Update Ransomware Guidance to Include New Red-Flag Indicators and Additional Sanctions Designations
  10 November 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  H Jacqueline Brehmer
  ,
  Andreas Constantine Pavlou
• Buyer Beware: The FTC’s Revived and Expanded Prior Approval Policy
  8 November 2021
  Ted Hassi
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• President's Working Group on Financial Markets and Federal Banking Regulators Issue Report on Stablecoins
  8 November 2021
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
  ,
  Robert T. Dura
  ,
  Caroline N. Swett
  ,
  Jonathan R. Wong
  ,
  Chen Xu
• Investment Management Regulatory Update October 2021
  4 November 2021
  Marc Ponchione
  ,
  Sheena Paul
• DOJ Revises Corporate Criminal Enforcement Policies
  1 November 2021
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  John Gleeson
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• FSOC and Federal Banking Agencies Move on Climate Change
  26 October 2021
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  David W. Rivkin
  ,
  Chen Xu
• Return of the Clawback Rule
  20 October 2021
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Six Quick Cybersecurity Takeaways from SEC Speaks 2021
  18 October 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Charu A. Chandrasekhar
  ,
  H Jacqueline Brehmer
• The DOL Pendulum Swings on ESG, but How Far Remains to Be Seen
  15 October 2021
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Emerging Cybersecurity Standards for Critical Infrastructure – Lessons from Recent Goals Released by CISA and NIST
  11 October 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  H Jacqueline Brehmer
• Investment Management Regulatory Update September 2021
  5 October 2021
  Marc Ponchione
  ,
  Sheena Paul
• OFAC’s Ransomware Advisory Part 2 – How Banks Can Reduce Their Sanctions Risk for Client Cyber Ransom Payments
  5 October 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  H Jacqueline Brehmer
• President Biden’s Nominee for CFPB Director Confirmed, Expected to Continue to Ramp up Enforcement
  5 October 2021
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
  ,
  David A. O'Neil
  ,
  Alexandra N. Mogul
• FCPA Update September 2021
  30 September 2021
  Kara Brockmeyer
  ,
  Gareth Hughes
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Tingting Wu
  ,
  Andreas A. Glimenakis
• “Non-Toxic” Advertising Claims Can Lead to Toxic Litigation
  30 September 2021
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Paul D. Rubin
  ,
  Jared I. Kagan
  ,
  Melissa Runsten
• Improved Cybersecurity Can Mitigate Sanctions Risk and Other Takeaways from the Latest OFAC Advisory on Ransomware
  23 September 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  H Jacqueline Brehmer
  ,
  Sarah Quirk Smith
• Debevoise & Plimpton Special Committee Report Issue 2
  September 2021
  Andrew L. Bab
  ,
  Michael Diz
  ,
  Gregory V. Gooding
  ,
  Elliot Greenfield
  ,
  Emily F. Huang
  ,
  Jonathan E. Levitsky
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
• House Ways & Means Committee Releases Tax Reform Legislation
  20 September 2021
  Michael Bolotin
  ,
  Lawrence K. Cagney
  ,
  Erin Cleary
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Daniel Priest
  ,
  Peter F.G. Schuur
  ,
  J. Michael Snypes, Jr.
  ,
  Cécile Beurrier
  ,
  Matthew D. Saronson
  ,
  Simone S. Hicks
• The Proposed Anti-Foreign Sanctions Law in Hong Kong—Current Status and What You Need to Know
  15 September 2021
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
• Federal Banking Agencies Extend Comment Period for Proposed Third-Party Risk Management Guidance
  13 September 2021
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• China Passes the Personal Information Protection Law
  1 September 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Edwin Northover
  ,
  Jim Pastore
  ,
  Emily Lam
  ,
  Philip Rohlik
  ,
  Johanna N. Skrzypczyk
  ,
  Tingting Wu
• FCPA Update August 2021
  1 September 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Douglas S. Zolkind
  ,
  Nestor D. Almeida
• U.S. and UK Impose New Sanctions on Belarus
  17 August 2021
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
  ,
  Jonathan R. Wong
• Senators Release Draft Marijuana Reform Bill, Setting Stage for Potential Congressional Action
  23 July 2021
  Satish M. Kini
  ,
  Winston M. Paes
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
• 2021 Private Equity Midyear Review and Outlook
  22 July 2021
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Megan K. Bannigan
  ,
  Sally Bergmann Hardesty
  ,
  David H. Bernstein
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  Matthew Dickman
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Peter A. Furci
  ,
  Avi Gesser
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Meir D. Katz
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Patricia Volhard
  ,
  Franci J. Blassberg
  ,
  Jeffrey P. Cunard
  ,
  Andrew J. Gershon
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Kim T. Le
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Adam Aukland-Peck
  ,
  Dominic Blaxill
  ,
  Charles Cartiglia
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  David J. Hotelling
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
  ,
  Robert Maddox
  ,
  Sergio Torres
  ,
  Malina Welman
• The Nature of “Natural” Advertising Claims
  21 July 2021
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Paul D. Rubin
  ,
  Timothy Cuffman
  ,
  Jared I. Kagan
  ,
  Melissa Runsten
• Biden’s Bank Merger Competition Order: FinTech Disrupts Its Presumptions by Disrupting the Marketplace
  19 July 2021
  Ted Hassi
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
  ,
  Chen Xu
• President Biden Issues Sweeping Executive Order to Strengthen Antitrust Regulation and Expand Enforcement
  14 July 2021
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
  ,
  Adam C. Saunders
• Biden Targets Non-Compete Agreements
  13 July 2021
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Simone S. Hicks
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Tricia Bozyk Sherno
• Department of Labor Intensifies Cyber Readiness Inquiries Among Retirement Plan Administrators
  13 July 2021
  Lawrence K. Cagney
  ,
  Avi Gesser
  ,
  Jonathan F. Lewis
  ,
  Jim Pastore
  ,
  Johanna N. Skrzypczyk
• Flurry of New FTC Rules and Policies Signals Era of Aggressive Enforcement Despite Recent Supreme Court Defeat
  13 July 2021
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Leah Martin
  ,
  Melissa Runsten
• Debevoise Insight: The Federal Government’s Focus on Anti-Money Laundering Compliance Continues
  12 July 2021
  Satish M. Kini
  ,
  Jonathan R. Wong
• SEC’s Spring 2021 Regulatory Agenda—Gensler’s Opening Salvo
  25 June 2021
  Marc Ponchione
  ,
  Sheena Paul
• China Passes Anti-Foreign Sanctions and Data Security Laws
  15 June 2021
  Gareth Hughes
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Tingting Wu
• ESG for Consumer Product Brands: Whitewashing the Greenwash—Identifying and Reducing Greenwashing Risk
  9 June 2021
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Paul D. Rubin
  ,
  Jared I. Kagan
  ,
  Melissa Runsten
• Biden Administration Issues Executive Order on Climate-Related Financial Risks
  8 June 2021
  Gregory J. Lyons
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Caroline N. Swett
• President Biden Declares the Fight Against Corruption a National Security Priority and Directs Federal Agencies To Enhance Enforcement
  7 June 2021
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carter Burwell
  ,
  Erich O. Grosz
  ,
  Douglas S. Zolkind
• President Biden Amends Chinese Military Companies Sanctions
  4 June 2021
  Satish M. Kini
  ,
  Carter Burwell
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• FCPA Update May 2021
  1 June 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Taylor Booth
  ,
  Andreas A. Glimenakis
• FRB Proposes Guidelines for Access to Master Accounts and Financial Services
  28 May 2021
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Alexandra N. Mogul
  ,
  Caroline N. Swett
• Bank Melli Opinion: The EU Blocking Regulation Grows Teeth
  18 May 2021
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
  ,
  Dr. Friedrich Popp
• Federal Banking Agencies Propose Inter-Affiliate Tax Allocation Agreement Regulations
  12 May 2021
  Michael Bolotin
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• Private Equity Report Spring 2021, Vol 21, No 1
  May 2021
  Christopher Anthony
  ,
  Paul S. Bird
  ,
  E. Raman Bet-Mansour
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Gregory V. Gooding
  ,
  David Grosgold
  ,
  Morgan J. Hayes
  ,
  Uri Herzberg
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Kevin M. Schmidt
  ,
  James C. Scoville
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Matthew Dickman
  ,
  Jin-Hyuk Jang
  ,
  Andrew G. Jamieson
  ,
  Dr. Clare Swirski
  ,
  Adrian St. Francis
  ,
  Spencer K. Gilbert
  ,
  Matthew B. Parelman
  ,
  Brett M. Novick
• UK Introduces Global Anti-Corruption Sanctions Regime
  28 April 2021
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Martha Hirst
• Unanimous Supreme Court Curtails the Federal Trade Commission’s Authority to Obtain Monetary Remedies in Federal Court
  26 April 2021
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah Martin
  ,
  Melissa Runsten
  ,
  Adam C. Saunders
• President Biden Targets Russia with New Sanctions
  16 April 2021
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Anastasia Magid
  ,
  Jonathan R. Wong
• SEC Division of Examinations Issues ESG Risk Alert
  16 April 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Effective Access Controls, Timely Breach Notification and Other Takeaways from the Latest NYDFS Cyber Resolution
  15 April 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Johanna N. Skrzypczyk
  ,
  Christopher S. Ford
  ,
  Mengyi Xu
• Debevoise Insight: Round-up of Recent Anti-Money Laundering Developments
  14 April 2021
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  Winston M. Paes
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Federal Reserve Board Issues Wide-Ranging FAQ Guidance on Key Regulations
  14 April 2021
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Alexandra N. Mogul
  ,
  Caroline N. Swett
  ,
  Chen Xu
• Likely Policy Priorities of the Gensler SEC
  14 April 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• FCPA Update March 2021
  31 March 2021
  Kara Brockmeyer
  ,
  Gareth Hughes
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Winston M. Paes
  ,
  Philip Rohlik
  ,
  Douglas S. Zolkind
• OFAC Enforcement Actions Target Digital Asset Companies
  26 March 2021
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Pause and Refresh? DOL Delays Enforcement of Regulations on ESG Investments for ERISA Plans
  17 March 2021
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Simone S. Hicks
  ,
  Douglas M. Hirn
• Recent Developments in the CCMC Designations of Xiaomi Corporation and Luokung Technology Corporation
  15 March 2021
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• The American Rescue Plan Act of 2021: Implications for Healthcare and Life Sciences Companies
  12 March 2021
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Hannah R. Levine
  ,
  Melissa Runsten
  ,
  Benjamin Leb
• Federal Reserve Board Finalizes Board Effectiveness Guidance
  10 March 2021
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• SEC Sues AT&T and Three Executives for Selective Disclosures to Analysts
  9 March 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
• First DFS Resolution Under Its Cyber Rules Highlights the Risks of Inadequate Cyber Investigations
  8 March 2021
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Christopher S. Ford
  ,
  Alexandra N. Mogul
• FCPA Update February 2021
  26 February 2021
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• A Shot Across the Bow: Acting SEC Chair Lee Reinstitutes Delegated Authority for Senior Enforcement Leadership and Rescinds Clayton’s Waiver Policy
  16 February 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• President Biden Targets Burmese Government and Military in First Sanctions Action
  12 February 2021
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Proposed Elimination of Medicaid Rebate Cap Could Negatively Impact Innovator Pharmaceutical Industry
  11 February 2021
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• Proposed Legislation Would Significantly Alter Antitrust Merger Standards, Particularly for Big Tech Companies
  11 February 2021
  Ted Hassi
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
• FTC Announces Decreases to HSR Act and Clayton Act Section 8 Thresholds
  3 February 2021
  Ted Hassi
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• Biden Takes Aim at Trump Administration Healthcare Policies
  2 February 2021
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• FCPA Update January 2021
  2 February 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Konstantin Bureiko
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
  ,
  Dr. Friedrich Popp
• Highest EU Court Expands Presumption of Financial Investor Liability for EU Antitrust Infringements
  2 February 2021
  Ted Hassi
  ,
  Timothy McIver
  ,
  Anne-Mette Heemsoth
  ,
  Leah Martin
• Destruction Emerges as a Powerful Enforcement Measure for AI: FTC Requires Company to Delete Models Trained with Improperly Utilized Consumer Data
  19 January 2021
  Avi Gesser
  ,
  Jim Pastore
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
• OCC Issues Latest Fintech Interpretive Letters Covering Distributed Ledger Technology in Payments and Limited Purpose Banks
  19 January 2021
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gregory J. Lyons
• Second Circuit Set To Revisit Insider Trading Decision Post-Bridgegate
  19 January 2021
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• China Establishes Blocking Mechanism Aimed at Extraterritorial Foreign Laws
  14 January 2021
  Gareth Hughes
  ,
  Satish M. Kini
  ,
  Edwin Northover
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Tingting Wu
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  13 January 2021
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Jason Auerbach
  ,
  Sally Bergmann Hardesty
  ,
  Lorna Bowen
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  John W. Rife III
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Patricia Volhard
  ,
  Benjamin Amos
  ,
  Cate H. Bae
  ,
  Matthew Dickman
  ,
  Jin-Hyuk Jang
  ,
  Anne-Lise Quach
  ,
  Daniel Z. Sinrod
  ,
  Shawn Xiao Yang
  ,
  John Young
• National Advertising Division Says Pre-Launch Investor Presentation Can Be Challenged Under Advertising Law
  12 January 2021
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Paul D. Rubin
• Revised Paycheck Protection Program Reopens Today—New Second Draw PPP Loans to Follow
  11 January 2021
• We’ll Know an Investment Advice Fiduciary When We See One
  11 January 2021
  Lawrence K. Cagney
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Simone S. Hicks
• 2020/2021 Private Equity Year End Review and Outlook
  7 January 2021
  Jonathan Adler
  ,
  William D. Regner
  ,
  John W. Rife III
  ,
  Jennifer R. Cestaro
  ,
  Katherine Ashton
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Maurizio Levi-Minzi
  ,
  Geoffrey P. Burgess
  ,
  Dominic Blaxill
  ,
  Wen-Wei Lai
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Richard Ward
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
  ,
  Ezra Borut
  ,
  Jeffrey P. Cunard
  ,
  Marc Ponchione
  ,
  Kenneth J. Berman
  ,
  Patricia Volhard
  ,
  Christopher Dortschy
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Sally Bergmann Hardesty
  ,
  Scott B. Selinger
  ,
  Stuart Hammer
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Peter J. Irwin
  ,
  Malina Welman
  ,
  Paul S. Bird
• Banks and ESG: Lessons from Climate Change-Related Initiatives
  7 January 2021
  Matthew E. Kaplan
  ,
  Gregory J. Lyons
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Samantha J. Rowe
• SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
  7 January 2021
  Andrew J. Ceresney
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
• SEC Announces Reg BI-Focused Examinations to Begin in January 2021
  7 January 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• ESG in the Insurance Sector: Growth, Opportunities and Risks
  6 January 2021
  Geoffrey P. Burgess
  ,
  Eric Dinallo
  ,
  Samantha J. Rowe
  ,
  James C. Scoville
  ,
  John M. Vasily
  ,
  Dr. Clare Swirski
  ,
  Robert M. Fettman
  ,
  Philip Orange
  ,
  Katie Power
• Public Banking: More Ideas to Advance an Equitable Economic Recovery
  5 January 2021
• CFPB Finalizes Advisory Opinion Program: New Policy Allows Requestors to Seek Regulatory Clarity
  4 January 2021
  Courtney M. Dankworth
  ,
  Alexandra N. Mogul
• Congress Passes Sweeping Anti-Money Laundering and Corporate Beneficial Ownership Law
  4 January 2021
  Satish M. Kini
  ,
  Winston M. Paes
  ,
  Robert T. Dura
  ,
  Caroline N. Swett
  ,
  Jonathan R. Wong
• The SEC’s Expanded Disgorgement Authority Complicates Investigations and Settlements
  4 January 2021
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn
• FCPA Update December 2020
  31 December 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Andreas Constantine Pavlou
  ,
  Valerie A. Zuckerman
• FinCEN Proposes Reporting, Recordkeeping and Verification Requirements for Digital Currency Transactions Involving Unhosted Wallets
  31 December 2020
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Jonathan R. Wong
• Consolidated Appropriations Act: Implications for Healthcare and Life Sciences Companies
  30 December 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kristin D. Kiehn
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• OFAC Issues Guidance Regarding Restrictions on Transactions in Securities Issued by Communist Chinese Military Companies
  30 December 2020
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Holiday Gifts for IP Owners? Several Significant IP Bills Boosting Protections Passed in Last-Minute Action by Congress
  23 December 2020
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Jeffrey P. Cunard
• SEC Overhauls Investment Adviser Advertising and Solicitation
  23 December 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• FDIC Finalizes Changes to Brokered Deposit Regulations
  21 December 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Alexandra N. Mogul
  ,
  Chen Xu
• Banking Agencies Propose 36-Hour Data Breach Reporting Rules for Significant Incidents
  18 December 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
  ,
  Alexandra N. Mogul
• The Return of the ILC: The FDIC Issues Its Final Rule
  18 December 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
• FinCEN Expands Section 314(b) Information Sharing Safe Harbor
  15 December 2020
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• SEC Enforcement Highlights the Risks of Not Preserving Text/Chat Messages—Practical Tips for Aligning Policies with Practices to Reduce Risk
  14 December 2020
  Avi Gesser
  ,
  Julie M. Riewe
  ,
  Jeff Robins
• OCIE Discusses Proper Authority of CCOs and Other Compliance Hot Topics
  9 December 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
• The Cheesecake Factory Settles SEC’s First Enforcement Action Against a Public Company for Misleading COVID-19 Disclosures Regarding Financial Impact of the Pandemic
  8 December 2020
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Mark D. Flinn
• Recent U.S. Developments, Including Passage of Holding Foreign Companies Accountable Act, Signal Harder Stance with China
  7 December 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Gareth Hughes
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Peter J. Loughran
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
  ,
  Tingting Wu
• The Trump Administration’s Final Drug Pricing Hurrah—Will It Last?
  24 November 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• Rejection of “General Principle” That U.S. Sanctions Prevent Performance of Contracts Governed by English Law
  23 November 2020
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• COVID-19 Vaccines: FDA Regulatory Timeline and Next Steps Prior to Widespread Distribution
  20 November 2020
  Paul D. Rubin
  ,
  Melissa Runsten
  ,
  Kevin Rinker
  ,
  Andrew L. Bab
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jennifer L. Chu
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• SEC Annual Report on Whistleblower Program Highlights Record-Setting 10-Year Anniversary
  19 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• The Trump Administration Targets China with Additional Sanctions
  17 November 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Robert T. Dura
• A Green Wave: State Marijuana Initiatives Create Compliance Challenges for Financial Institutions and Impetus for Possible Federal Action
  10 November 2020
  Satish M. Kini
  ,
  Winston M. Paes
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
• Banking Agencies Finalize Rule on TLAC Deduction Framework
  3 November 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Despite Unprecedented Challenges, SEC’s Division of Enforcement 2020 Annual Report Presents Healthy Enforcement Results
  3 November 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Mark D. Flinn
• The Potential Impact of a Biden Administration on Life Sciences, Healthcare, and Consumer Product Companies and Investors
  2 November 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Maura Kathleen Monaghan
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• FCPA Update October 2020
  30 October 2020
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Andreas A. Glimenakis
• Federal Banking Regulators Invite Public Comment on Proposed Rule Clarifying the Role of Supervisory Guidance in Enforcement
  23 October 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
• SEC Eases Auditor Independence Requirements
  23 October 2020
  Kara Brockmeyer
  ,
  Jennifer L. Chu
  ,
  Morgan J. Hayes
  ,
  Arian M. June
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
  ,
  Jonathan Steinberg
• Hong Kong Autonomy Act Report Delivered to the U.S. Congress and Guidance Issued to Foreign Financial Institutions
  19 October 2020
  Gareth Hughes
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
  ,
  Jonathan R. Wong
• Proposed HSR Rules Amendments: Implications for Private Equity
  15 October 2020
  Ted Hassi
  ,
  Kyra K. Bromley
• The FTC Proposes Amendments to the HSR Rules That Would Redefine “Person” to Include “Associates” and Create a New "de Minimis" Exemption
  14 October 2020
  Ted Hassi
  ,
  Kyra K. Bromley
• Regulation for Digital Platforms: Lessons from the Banking Industry
  9 October 2020
  Michael Diz
  ,
  David Sarratt
• Companies Face Increased Sanctions Risk for Making Ransomware Payments — Takeaways from the Latest OFAC and FinCEN Advisories
  7 October 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Paul M. Rodel
  ,
  Martha Hirst
  ,
  Robert Maddox
  ,
  Mengyi Xu
• Third Circuit Strikes Another Blow Against the FTC’s Preferred Enforcement Power, Setting the Stage for a Supreme Court Showdown
  5 October 2020
  Andrew L. Bab
  ,
  David H. Bernstein
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah Martin
  ,
  Melissa Runsten
• FCPA Update September 2020
  1 October 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• Federal Reserve Issues FAQs to Clarify Aspects of Its Revised Control Framework
  1 October 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
• It’s Time to Take Credential Stuffing Seriously
  30 September 2020
  Avi Gesser
  ,
  Marc Ponchione
  ,
  Robert Maddox
• New York Department of Financial Services Reproposes Regulations Governing Confidential Supervisory Information
  29 September 2020
  Eric Dinallo
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• China’s Ministry of Commerce Establishes Framework for Sanctions Against “Unreliable Entities”
  28 September 2020
  Gareth Hughes
  ,
  Satish M. Kini
  ,
  Edwin Northover
  ,
  Carl Micarelli
  ,
  Philip Rohlik
  ,
  Tingting Wu
• OCC Clarifies Bank Authority to Hold Stablecoin Reserves Following Guidance on Custody of Digital Assets
  24 September 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
• SEC Adopts Amendments to Whistleblower Rules to Enhance Program Efficiency and Effectiveness
  24 September 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Providers, Investors Need Clear Post-COVID Telehealth Picture
  22 September 2020
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• Recent FinCEN Developments
  22 September 2020
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• SEC Brings Enforcement Action Against Investment Adviser for Section 13 Beneficial Ownership Reporting Failures
  21 September 2020
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Nicholas P. Pellicani
• Trump’s Newest Drug Pricing Executive Order: Still Much More Bark than Bite
  16 September 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• SEC Adopts Expanded Definition of Accredited Investor Providing Investors More Access to Private Markets
  3 September 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• Federal Banking Agencies and FinCEN Seek to Clarify BSA/AML Enforcement
  28 August 2020
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  David Sarratt
  ,
  Bruce E. Yannett
  ,
  Noelle E. Lyle
• Senate Subcommittee Report Highlights Money Laundering and Sanctions Risks in the Art Industry
  27 August 2020
  Mark P. Goodman
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  William H. Taft V
• Federal Reserve Checking Accounts and Postal Banking: Highlights of the Policy Debate
  24 August 2020
• OCIE Publishes COVID-19 Risk Alert Focused on Investment Advisers and Broker-Dealers
  19 August 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
• Brazil Announces New Anti-Corruption Cooperation Framework; MPF’s 5th Chamber Opposes It
  14 August 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
• Cybersecurity Requirements for Insurance Companies – The NYDFS Rules as the Emerging Standard
  12 August 2020
  Luke Dembosky
  ,
  Avi Gesser
• U.S. Escalates Measures against China with New Sanctions against TikTok, WeChat and Senior Hong Kong Officials
  11 August 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• FinCEN Issues Guidance on the Customer Due Diligence Rule and Advisory on Cyber Crimes
  7 August 2020
  Luke Dembosky
  ,
  Satish M. Kini
  ,
  Jim Pastore
• HHS Announces Additional CARES Act Funding for Qualifying Providers
  4 August 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Melissa Runsten
• SEC Supplements Guidance Relating to Proxy Voting Responsibilities of Investment Advisers
  4 August 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• Federal Reserve Board Updates and Improves the Rules Governing Confidential Supervisory Information and FOIA Requests
  3 August 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• 2020 Private Equity Midyear Review and Outlook
  31 July 2020
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer R. Cestaro
  ,
  Jennifer L. Chu
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Nicole Levin Mesard
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Edward M. Rishty
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Michael P. McGuigan
  ,
  Samuel D. Krawiecz
  ,
  Stuart Hammer
  ,
  Dominic Blaxill
  ,
  Christopher Dortschy
  ,
  Paul Eastham
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
• FCPA Update July 2020
  31 July 2020
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
  ,
  Philip Rohlik
• Trump’s New Drug Pricing Executive Orders: Much More Bark Than Bite
  29 July 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• U.S. Issues New Sanctions Authorities Following Implementation of China’s National Security Law for Hong Kong
  21 July 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Schrems II: Privacy Shield Invalid and Severe Challenges for Standard Contractual Clauses
  17 July 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• SEC Proposes Substantial Increase to Form 13F Reporting Threshold: Proposed New Trigger is $3.5 billion
  15 July 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• U.S. Enforcement Agencies Release Second Edition of FCPA Resource Guide
  8 July 2020
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Winston M. Paes
  ,
  David Sarratt
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• English Court of Appeal Rules on Impact of US Secondary Sanctions
  7 July 2020
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• FinCEN Updates Guidance for Financial Institutions Regarding Hemp-Related Business Customers
  1 July 2020
  Satish M. Kini
• FCPA Update June 2020
  30 June 2020
  Andrew M. Levine
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
  ,
  Stephanie D. Thomas
• U.S. Senate Responds to New National Security Law for Hong Kong
  30 June 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Volcker Rule 2.0: A Detailed Summary of Final Rule, Round 2 on Covered Funds
  30 June 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  Rebecca F. Silberstein
  ,
  Isabel Espinosa de los Reyes
  ,
  Chen Xu
• Déjà Vu? SEC Reiterates Concerns with Private Fund Advisers
  29 June 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
• Disputes Involving Sanctioned Persons Can Now Fall Within Exclusive Jurisdiction of Russian Courts
  18 June 2020
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Evgenii Lebedev
  ,
  Anastasia Magid
• DOJ Updates Guidance on Corporate Compliance Programs
  8 June 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• OCC Invites Public Comment on Potential Revisions to Rules Affecting Bank Fintech Activities
  8 June 2020
  Avi Gesser
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
• China’s Security Proposal for Hong Kong: Implications for U.S. Economic Sanctions
  1 June 2020
  Gareth Hughes
  ,
  Mark Johnson
  ,
  Satish M. Kini
  ,
  Philip Rohlik
  ,
  Robert T. Dura
• SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
  28 May 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• French Authorities’ Cybersecurity Tips for Companies and Their Employees Working from Home
  21 May 2020
  Antoine F. Kirry
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
• HHS Issues Additional Guidance on Qualifications for CARES Act Funding
  8 May 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• From NAFTA to USMCA: Main Changes to the Investor-State Dispute Settlement System
  7 May 2020
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Lord Goldsmith KC
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Julio Rivera Ríos
  ,
  Laura Sinisterra
• New IRS FAQs on CARES ACT Employee Retention Credit Answer Some Questions, Raise Others
  5 May 2020
  Rafael Kariyev
  ,
  Meir D. Katz
  ,
  Peter F.G. Schuur
  ,
  Simone S. Hicks
  ,
  Jay E. Evans
• Overview of the Main Street Lending Programs
  1 May 2020
  Michael Diz
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Zahra J. Khosrovi Sowder
• Appropriations for Healthcare Providers Related to COVID-19
  30 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Can Contact Tracing Apps Help Get Many of Us Back to Work Soon? A Framework for Evaluating the Various Options and Legal Concerns
  24 April 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Samantha B. Singh
• HHS Announces Additional Funding for Healthcare Providers Impacted by COVID-19
  23 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Summary of the U.S. Treasury and Federal Reserve Programs and the Paycheck Protection Program
  21 April 2020
  Matthew E. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Nicole Levin Mesard
  ,
  Jeff Robins
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Chen Xu
• Banking Regulators Release Updates to BSA/AML Examination Manual
  17 April 2020
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
  ,
  Jonathan R. Wong
• Thinking About a New or Updated Non-GAAP Financial Measure for COVID-19? Look Before You Leap.
  17 April 2020
  Kara Brockmeyer
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Jonathan R. Tuttle
• Temporary Exemptive Relief for BDCs and Further Custody Rule Guidance
  15 April 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• GPs/LPs Weigh Options in Face of Liquidity Crunch
  14 April 2020
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Ezra Borut
  ,
  Lorna Bowen
  ,
  Geoffrey P. Burgess
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Justin Storms
  ,
  John W. Rife III
  ,
  Patricia Volhard
• BSA/AML and KYC in a Crisis: Treasury and Supervisory Agencies Provide Guidance as Financial Institutions Respond to the COVID-19 Pandemic
  13 April 2020
  Satish M. Kini
  ,
  Jonathan R. Wong
  ,
  Robert T. Dura
  ,
  Isabel Espinosa de los Reyes
• HHS Distributing $30 Billion in Grants to Medicare Providers
  10 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• CMS Announces Intent to Provide $30 Billion to Medicare Providers
  9 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• COVID-19 and Private Equity: Portfolio Company and Fund Governance Practices in the Time of COVID
  8 April 2020
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
• UK’s Sanctions Enforcement Authority Signals Tough Penalties for Russia Sanctions Breaches, Imposes Largest Ever Fine
  6 April 2020
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Update Regarding Public Health and Social Services Emergency Fund
  6 April 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• SEC Shows Continued Willingness to Award Compliance Whistleblowers
  3 April 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Suzanne Zakaria
• CARES Act: Implications for PE-Sponsored Portfolio Companies
  31 March 2020
  Matthew E. Kaplan
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Peter F.G. Schuur
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Zahra J. Khosrovi Sowder
• Congress and Financial Regulators: Responses to COVID-19
  31 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
  ,
  Chen Xu
• COVID-19 and Private Equity: The Impact of Financing Disruptions on Private Equity Portfolio Companies and Funds
  31 March 2020
  Jonathan Adler
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
• The Federal Government Throws a Lifeline to Medicare Providers and Suppliers
  30 March 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• CARES Act: Implications for Healthcare and Life Science Companies and Investors
  27 March 2020
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• CARES Act — Fiscal Response to COVID-19
  26 March 2020
  Lawrence K. Cagney
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Frank Mitchell
  ,
  Peter F.G. Schuur
• SEC Extends Exemptive Relief and Provides Additional Guidance for Advisers Affected by COVID-19
  26 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• SEC Enforcement Co-Directors Address Important Issues of Market Integrity
  25 March 2020
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Financial Regulator Responses to COVID-19
  23 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
  ,
  Chen Xu
• COVID-19: CMS Expands Medicare Coverage for Telehealth Services amid Public Health Emergency
  20 March 2020
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• Delaware Supreme Court Upholds Federal-Forum Provisions for Securities Act Claims
  20 March 2020
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jonathan R. Tuttle
  ,
  Elliot Greenfield
• The Return of the ILC: The FDIC Issues a Proposal and Approval Orders
  20 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
• California AG Updates Draft CCPA Regulations (Again)
  19 March 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Jim Pastore
  ,
  Kate Saba
• U.S. Contractual “Outs” and COVID-19: Force Majeure, Material Adverse Effect and Frustration of Contract
  19 March 2020
  John S. Kiernan
  ,
  Shannon Rose Selden
  ,
  William H. Taft V
  ,
  Erich O. Grosz
• COVID-19: FDA Developments and Legal Considerations for Healthcare and Life Science Companies and Investors
  17 March 2020
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Suchita Mandavilli Brundage
  ,
  Melissa Runsten
• SEC Extends Form ADV and Form PF Deadlines for Advisers Affected by COVID-19
  16 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• Financial Regulatory Agencies Issue Guidance and Call for Industry Preparedness Plans as the COVID-19 Outbreak Unfolds
  13 March 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeff Robins
• Debevoise Coronavirus Checklists – U.S. Employer Considerations
  13 March 2020
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Tricia Bozyk Sherno
• In re: Marriott International Inc., Customer Data Security Breach Litigation
  27 February 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Suchita Mandavilli Brundage
• Fifteen Ways to Reduce Regulatory and Reputational Risks for Your AI-Powered Applications – Lessons from Recent Court Decisions and Regulatory Activity
  20 February 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Jim Pastore
  ,
  Steven Tegrar
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  13 February 2020
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Jason Auerbach
  ,
  Cate H. Bae
  ,
  Anne-Lise Quach
• Indian Pharma: Congress and FDA Continue Scrutiny of Foreign Drug Companies with Heightened Focus on Companies Located in India
  12 February 2020
  Andrew L. Bab
  ,
  Geoffrey P. Burgess
  ,
  Jennifer L. Chu
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Suchita Mandavilli Brundage
  ,
  Melissa Runsten
• Proposed Modifications to CCPA Regulations - Top Takeaways
  12 February 2020
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Javier Alvarez-Oviedo
  ,
  H Jacqueline Brehmer
  ,
  Christopher S. Ford
  ,
  Kate Saba
• The Practical Implications of the National Securities Clearing Corporation’s New Cybersecurity Rules
  7 February 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  H Jacqueline Brehmer
• Fed Vice Chair Quarles Calls for Significant Changes to the Supervisory Process: Implications and Open Questions for the Banking Industry
  6 February 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
• SEC’s New Cyber Observations Highlight Operational Resiliency
  4 February 2020
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  H Jacqueline Brehmer
  ,
  Stephanie Cipolla
  ,
  Christopher S. Ford
• Federal Reserve Finalizes Revised Control Framework: Initial Reactions
  31 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
• Volcker Rule 2.0: Covered Funds Proposal
  31 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  Isabel Espinosa de los Reyes
  ,
  Chen Xu
• FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
  29 January 2020
  Ted Hassi
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• Pressure Mounts on Iran as U.S. Expands Sanctions and EU States Trigger Iran Nuclear Deal Snapback Mechanism
  22 January 2020
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Jonathan R. Wong
• Agencies Finalize Changes to Resolution Planning Requirements
  21 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jonathan Steinberg
  ,
  Chen Xu
• Modernizing Advertising Rule
  17 January 2020
  Kenneth J. Berman
• 2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
  15 January 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
• SEC Proposes Changes to Accredited Investor Definition—But Are More Changes Coming?
  13 January 2020
  Kenneth J. Berman
• SEC Proposes Updates to Auditor Independence Requirements
  7 January 2020
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• FCPA Update December 2019
  30 December 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
  ,
  Suzanne Zakaria
• What the Bipartisan Budget Agreement Means for the Healthcare Industry and Life Sciences Companies
  23 December 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Ted Hassi
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Leah Martin
• Federal Banking Agencies Release Long-Awaited Hemp Guidance
  4 December 2019
  Satish M. Kini
• FCPA Update November 2019
  26 November 2019
  David A. O'Neil
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
• SEC Annual Report on Whistleblowers Shows Tips Received Leveling Off
  20 November 2019
  Arian M. June
  ,
  Jonathan R. Tuttle
• SEC’s Division of Enforcement 2019 Annual Report Presents Strong Enforcement Results
  7 November 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• Major Changes Coming to the Advertising Rule?
  6 November 2019
  Kenneth J. Berman
• FCPA Update October 2019
  31 October 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Robert Maddox
• USDA Issues Long-Awaited Hemp Production Regulations
  31 October 2019
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  Melissa Runsten
• Delaware Court of Chancery Sustains Failure to Monitor Caremark Claim
  22 October 2019
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jonathan R. Tuttle
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• US Secondary Sanctions Recognized as “Mandatory Provision of Law” in UK Contract
  3 October 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
• Forget Me Not: ‘Right to be Forgotten’ Limited to the EU
  2 October 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Jim Pastore
  ,
  Alexandre Bisch
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• FCPA Update September 2019
  30 September 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Final Federal Rule to Increase Overtime Salary Thresholds
  27 September 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• U.S. House of Representatives Passes the SAFE Banking Act
  26 September 2019
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
• TMT Insights: What Is On The Horizon For Export Controls on “Emerging Technologies”? Industry Comments May Hold A Clue
  23 September 2019
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
• Congressional Investigation Highlights Potential Risks for Private Equity Healthcare Investments
  19 September 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Maura Kathleen Monaghan
  ,
  David A. O'Neil
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Jacob W. Stahl
• Failure to Prevent a Business Email Compromise, and to Notify Customers of It, Gives Rise to Sanctions Against Victim Company
  18 September 2019
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Christopher S. Ford
  ,
  Jaime Fried
• Not With a Bang But a Whimper: At the Deadline, Minor Amendments to the California Consumer Privacy Act
  18 September 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
• Volcker Rule 2.0: A Detailed Summary of Final Rule Round 1
  16 September 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• FCPA Update August 2019
  30 August 2019
  Kara Brockmeyer
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andrew H. Lee
• President Trump Announces New Sanctions Against China? Not Yet.
  28 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• SEC Provides New Guidance on Proxy Voting Advice
  28 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Seventh Circuit Strikes a Blow Against the FTC’s Preferred Enforcement Power
  28 August 2019
  David H. Bernstein
  ,
  Luke Dembosky
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah Martin
  ,
  Melissa Runsten
• SEC Charges Pharmaceutical Company for Violation of Regulation FD, Reinforcing Need to Establish Policies for Handling Material Non-Public Information
  23 August 2019
  Andrew J. Ceresney
  ,
  Paul M. Rodel
  ,
  Paul D. Rubin
  ,
  Jonathan R. Tuttle
  ,
  Melissa Runsten
• Volcker Rule: Version 2.0, Final Rule Round 1
  21 August 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Kisor v. Wilkie: A New Limit on Agency Deference and Its Implications for Banking Organizations
  15 August 2019
• United States Adopts Second Round of CBW Sanctions Targeting Russia
  9 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
  ,
  Anastasia Magid
  ,
  Jonathan Steinberg
• United States Sanctions the Venezuelan Government Controlled by the Maduro Regime
  8 August 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Jane Shvets
  ,
  Robert T. Dura
  ,
  Konstantin Bureiko
  ,
  Alan Kartashkin
• FCPA Update July 2019
  31 July 2019
  Kara Brockmeyer
  ,
  Antoine F. Kirry
  ,
  David A. O'Neil
  ,
  Alexandre Bisch
  ,
  Philip Rohlik
• New York Updates Data Breach Notification Law and Imposes “Reasonable Security” Requirement
  29 July 2019
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Stephanie Cipolla
  ,
  Christopher S. Ford
  ,
  Jaime Fried
• Volcker Rule: Regulatory Relief Act Changes and Two-Year Extension of SOTUS Opt-in Relief
  29 July 2019
  Gregory J. Lyons
  ,
  Satish M. Kini
  ,
  Chen Xu
• 2019 Private Equity Midyear Review and Outlook
  23 July 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Andrew Ford
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Michael P. McGuigan
  ,
  John Young
  ,
  Almas Daud
  ,
  Samuel D. Krawiecz
  ,
  Felix Paterson
• Proposed £99 Million Marriott GDPR Data Breach Fine Underscores Importance of Cybersecurity in M&A
  16 July 2019
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Jane Shvets
  ,
  Keith J. Slattery
  ,
  Stephanie Cipolla
  ,
  Robert Maddox
• DOJ Antitrust Announces New Policies on Antitrust Compliance Programs
  15 July 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Bruce E. Yannett
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• Court Strikes Down Regulation Requiring Price Disclosure in TV Ads for Prescription Drugs
  11 July 2019
  Andrew L. Bab
  ,
  David H. Bernstein
  ,
  Jyotin Hamid
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• ICO Proposes £183m Fine for British Airways GDPR Breach
  9 July 2019
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Stephanie Cipolla
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• FCPA Update June 2019
  28 June 2019
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
• Federal Reserve Board Proposes Revisions to Clarify and Modernize the Rules Governing Confidential Supervisory Information and FOIA Requests
  25 June 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jonathan Steinberg
• House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
  24 June 2019
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Fiduciary Duties and Regulation Best Interest
  18 June 2019
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jeff Robins
  ,
  Alexandra N. Mogul
• Fiduciary Duties: The SEC Weighs In Again
  18 June 2019
  Kenneth J. Berman
  ,
  Rebecca F. Silberstein
• Key Takeaways on Data Privacy and Big Data from the National Association of Attorneys General Consumer Protection Conference
  7 June 2019
  Courtney M. Dankworth
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• FCPA Update May 2019
  30 May 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Jonathan R. Tuttle
  ,
  Philip Rohlik
• Applying the Bank Secrecy Act Framework to Convertible Virtual Currency: FinCEN Issues Guidance and Clarifies Expectations
  28 May 2019
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Robert T. Dura
  ,
  Jonathan Steinberg
• Supreme Court: Trademark Licensees Can Use Trademarks Even after Licensor Rejects License in Bankruptcy
  20 May 2019
  Jasmine Ball
  ,
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Henry Lebowitz
  ,
  Jared I. Kagan
  ,
  Elie J. Worenklein
• CMS Issues Final Rule Requiring Disclosure of Drug and Biologic “List Prices” in Television Advertisements: Challenges Associated with Lanham Act Enforcement and First Amendment Implications
  16 May 2019
  David H. Bernstein
  ,
  Jyotin Hamid
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• New U.S. Sanctions Target Non-U.S. Firms’ Transactions with Iran’s Metals Sector
  13 May 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• OFAC Guidance and Recent Enforcement Actions: A Road Map for Compliance with U.S. Sanctions
  9 May 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• District Court Opinion Criticizes Government “Outsourcing” of Investigations
  6 May 2019
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  David A. O'Neil
  ,
  Mary Beth Hogan
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• DOJ Updates Guidance on Evaluating Corporate Compliance Programs
  3 May 2019
  Kara Brockmeyer
  ,
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  David Sarratt
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
• The California Consumer Privacy Act: Compliance Strategies for Financial Institutions
  2 May 2019
  Luke Dembosky
  ,
  Satish M. Kini
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
• U.S. Supreme Court Limits Class Arbitration
  1 May 2019
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Mark W. Friedman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Lisa Wang Lachowicz
• Agencies Propose Significant Changes to Resolution Planning Requirements
  30 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jonathan Steinberg
  ,
  Chen Xu
• FCPA Update April 2019
  30 April 2019
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Aisling Cowell
  ,
  Andreas A. Glimenakis
• Federal Reserve Proposes to Clarify and Revise Control Framework
  24 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
• TMT Insights: SEC Pares Back Required Content for Exhibit Filings: Takeaways for TMT
  23 April 2019
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Michael Schaper
• Private Equity Guide to Consumer Product Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
  18 April 2019
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Michael Diz
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Kevin M. Schmidt
  ,
  Melissa Runsten
• Federal Reserve Proposes Significant Changes to Foreign Bank Prudential Framework
  15 April 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• SEC Framework and No-Action Letter Provide Guidance on Analyzing Whether a Digital Asset is a Security
  11 April 2019
  Kenneth J. Berman
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Jonathan Steinberg
• Updated DETER Act Introduced in the US Congress
  8 April 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Federal Cannabis Legislation Approved by House Financial Services Committee
  1 April 2019
  Satish M. Kini
  ,
  David Sarratt
  ,
  Winston M. Paes
• U.S. Supreme Court Sides with SEC in Interpreting “Scheme Liability”
  29 March 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
• FCPA Update March 2019
  28 March 2019
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Andreas A. Glimenakis
  ,
  Sandy Tomasik
• U.S. Issues New North Korean and Syrian Shipping Advisories
  27 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Employee “No-Poach” Agreements Draw Antitrust Attention and Debate
  15 March 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• GDPR and Data Breach News: Are You Ready?
  5 March 2019
  Luke Dembosky
  ,
  Antoine F. Kirry
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• FTC Announces Annual Adjustments to HSR Act and Clayton Act Section 8 Thresholds
  4 March 2019
  Daniel M. Abuhoff
  ,
  Ted Hassi
  ,
  Gary W. Kubek
  ,
  Michael Schaper
  ,
  Kyra K. Bromley
  ,
  Erica S. Weisgerber
  ,
  Leah Martin
• UK’s OFSI Imposes First Monetary Penalty for Breach of Sanctions
  4 March 2019
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Karolos Seeger
  ,
  Konstantin Bureiko
• The Third Circuit Sharply Curtails the FTC’s Preferred Enforcement Power
  1 March 2019
  David H. Bernstein
  ,
  Luke Dembosky
  ,
  Ted Hassi
  ,
  Paul D. Rubin
  ,
  Leah Martin
  ,
  Melissa Runsten
• FCPA Update February 2019
  28 February 2019
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
• Insider Trading & Disclosure Update - Vol. 5
  February 2019
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• House Financial Services Committee Puts Spotlight on Cannabis Banking Restrictions
  19 February 2019
  Satish M. Kini
  ,
  David Sarratt
• Updated Russia Sanctions Bill Is Introduced to the U.S. Congress
  19 February 2019
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• 2018/2019 Anti-Money Laundering Review and Outlook
  5 February 2019
  Helen V. Cantwell
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  David Sarratt
• FCPA Update January 2019
  31 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• Nissan SEC Inquiry Highlights Uncertainty for Non-U.S. Issuers of ADRs
  31 January 2019
  James C. Scoville
  ,
  Alan Kartashkin
  ,
  Vera Losonci
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
• U.S. Sanctions Against Venezuela Escalate: PdVSA Now Subject to Blocking Sanctions
  30 January 2019
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Tenth Circuit Affirms SEC's Extraterritorial Reach
  29 January 2019
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
• Federal Reserve Previews New Insurance Holding Company Capital Requirements
  17 January 2019
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• OCIE’s 2019 Priorities Focus on Retail, But PE Managers Remain in Examiners’ Sights
  9 January 2019
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• U.S. Supreme Court to Review Private Right of Action in Cash Tender Offer
  8 January 2019
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Maeve O'Connor
• Changes Proposed to Conform Volcker Rule Regulations with Regulatory Relief Act
  31 December 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• TMT Insights: A Skeptical D.C. Circuit Hears Oral Argument in the Government’s Appeal of the AT&T-Time Warner Merger
  21 December 2018
  Michael Diz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
  ,
  Leah Martin
• FCPA Update December 2018
  20 December 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Javier Alvarez-Oviedo
  ,
  Sarah Wolf
• Affordable Care Act Likely to Survive Latest Challenge
  19 December 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• SEC Enforcement Against Private Equity Advisers Continues
  18 December 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• Custody of Digital Assets: Centralized Safekeeping of Decentralized Assets under the Investment Advisers Act
  17 December 2018
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• 2018 Farm Bill to Lift Federal Prohibition on Hemp Production, but State Laws May Restrict Certain Activities
  14 December 2018
  Satish M. Kini
  ,
  Paul D. Rubin
  ,
  David Sarratt
  ,
  Melissa Runsten
• FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
  7 December 2018
  Satish M. Kini
  ,
  Robert T. Dura
• FinCEN and Banking Agencies Encourage Innovation in BSA/AML Compliance
  7 December 2018
  Satish M. Kini
  ,
  Robert T. Dura
• Proposed Changes to Large Firm Prudential Framework
  5 December 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• FCPA Update November 2018
  30 November 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• Managing the Minefield: How Life Sciences Companies Can Be Prepared for Legal and Public Relations Crises
  30 November 2018
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• New Congress Brings Heightened Risk of Investigations for Life Sciences Companies
  19 November 2018
  David A. O'Neil
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Melissa Runsten
• The 2018 Elections: Winners and Losers in the Healthcare Ecosystem
  9 November 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• CMS’ Proposed Part B Price Controls: Hurdles and Unintended Consequences
  5 November 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• SEC’s Division of Enforcement Issues 2018 Annual Report
  5 November 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Bruce E. Yannett
  ,
  Arian M. June
• Federal Reserve Proposes Significant Changes to Large Firm Prudential Framework
  1 November 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• FCPA Update October 2018
  31 October 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Erich O. Grosz
  ,
  Ivona Josipovic
• CMS’ Proposed Rule Regarding Disclosure of Drug “List Prices” in Television Ads: Needed Transparency or Recipe for Confusion?
  23 October 2018
  Andrew L. Bab
  ,
  David H. Bernstein
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Jared I. Kagan
  ,
  Melissa Runsten
• U.S. Sanctions v. EU Blocking Regulation: Conflicting Landscape Poses Challenges for Compliance
  17 October 2018
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Tom Cornell
  ,
  Robert T. Dura
• FCPA Update September 2018
  28 September 2018
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Paul D. Rubin
  ,
  Philip Rohlik
  ,
  Colby A. Smith
  ,
  Andreas A. Glimenakis
• Amendments to the California Consumer Privacy Act of 2018
  26 September 2018
  Luke Dembosky
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
• OCC Leads Movement to Modernize Community Reinvestment Act Regulations
  19 September 2018
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
• Buyers (and Sellers) Beware: Material Omissions in Private Equity Secondary Transactions
  18 September 2018
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  David J. Schwartz
• FinCEN Grants Exemptive Relief from the CDD Rule for Certain CD Rollovers and Credit Renewals
  10 September 2018
  Satish M. Kini
  ,
  Robert T. Dura
• FCPA Update August 2018
  Vol. 9, No. 13
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Bruce E. Yannett
  ,
  Alexandre Bisch
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• TMT Insights: Derived Data: Contracting Considerations and Market Practices
  30 August 2018
  Jeffrey P. Cunard
  ,
  Michael Diz
  ,
  Henry Lebowitz
  ,
  Jonathan E. Levitsky
  ,
  Jim Pastore
  ,
  Michael Schaper
• New Chemical Weapons Sanctions Against Russia Could Have Far-Ranging Effects
  21 August 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Dmitry Karamyslov
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Daria Serebrova
• 2018 Private Equity Midyear Review and Outlook
  9 August 2018
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Felix Paterson
• Congress Weighs Further Sanctions Against Russia
  1 August 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• FCPA Update July 2018
  Vol. 9, No. 12
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Colby A. Smith
• German Constitutional Court Permits the Seizure of Documents in Possession of Third Party’s Lawyers
  26 July 2018
  Kara Brockmeyer
  ,
  Dr. Thomas Schürrle
  ,
  Erich O. Grosz
• OCIE Lists Most Common Best Execution Deficiencies
  25 July 2018
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Gregory J. Lyons
  ,
  Julie M. Riewe
  ,
  Jeff Robins
• Details on Bank Regulatory Relief Continue to Emerge
  19 July 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Volcker Rule: A “Best First Effort” Paving the Way for More
  17 July 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• INTA Urges Supreme Court to Clarify Impact of Bankruptcy on Trademark Licenses
  16 July 2018
  Jasmine Ball
  ,
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Henry Lebowitz
  ,
  Jared I. Kagan
  ,
  Elie J. Worenklein
• Federal Reserve Adopts Single Counterparty Credit Limits
  10 July 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Privacy Law Goes Big: California’s New Consumer Privacy Act
  3 July 2018
  Luke Dembosky
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  Jane Shvets
• FCPA Update June 2018
  Vol. 9, No. 11
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Robert Maddox
• LabMD Beats FTC in Cybersecurity Appeal – What’s Next for “Reasonableness”-Based Enforcement Cases?
  26 June 2018
  Jim Pastore
  ,
  Paul D. Rubin
• Supreme Court Holds Appointment of SEC’s In-House Judges Unconstitutional
  25 June 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• U.S. Sanctions and AML Measures Target Human Rights Abuses and Corruption
  21 June 2018
  Catherine Amirfar
  ,
  Kara Brockmeyer
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• FCPA Update May 2018
  Vol. 9, No. 10
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andreas A. Glimenakis
• Volcker Rule: Changes and Questions
  31 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Not Just the Banks: VC and Closed-End Funds Find Relief in Dodd-Frank Overhaul
  29 May 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• Bank Regulatory Relief To Become Law, Focus Shifts to Agencies
  22 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• The White House’s Drug Pricing “Blueprint”
  18 May 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
  14 May 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• NFA Advises Members to Comply with U.S. Sanctions in Digital Currency Activities
  14 May 2018
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Robert T. Dura
• DOJ's New Policy on Coordination of Corporate Resolutions Aims to Reduce “Piling On”
  11 May 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
• President Trump Withdraws U.S. from Iran Deal, Announces Restoration of Sanctions
  9 May 2018
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Federal Reserve and OCC Propose Changes to the Enhanced Supplementary Leverage Ratio Standard
  7 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Federal Reserve Proposes Stress Capital Buffer Requirement
  2 May 2018
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• FCPA Update April 2018
  Vol. 9, No. 9
  Kara Brockmeyer
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Jane Shvets
  ,
  Alexandre Bisch
  ,
  Fanny Gauthier
  ,
  Andreas A. Glimenakis
• U.S. Sanctions Against Russia Continue to Disrupt
  30 April 2018
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Regulators Keep the Focus on Firms’ SAR Obligations
  12 April 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Mary Jo White
  ,
  Arian M. June
• FinCEN Issues Long-Awaited Guidance on the Customer Due Diligence Rule
  5 April 2018
  Satish M. Kini
  ,
  Robert T. Dura
• FCPA Update March 2018
  Vol. 9, No. 8
  Paul R. Berger
  ,
  Kara Brockmeyer
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• Private Equity Guide to Life Sciences Investing Under the Trump Administration: Food and Drug Administration (FDA) Developments
  15 March 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
• President Trump Bars Broadcom’s Proposed Takeover of Qualcomm
  14 March 2018
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Gregory V. Gooding
  ,
  William D. Regner
• New SEC Cybersecurity Guidance: Focus on Governance
  12 March 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• New FTC Guidance for Security Updates to Mobile Devices and Applications
  7 March 2018
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Christopher S. Ford
• U.S. Announces North Korea Shipping Practices Advisory and Sanctions Designations
  28 February 2018
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• FCPA Update February 2018
  Vol. 9, No. 7
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
  22 February 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Supreme Court Clarifies Scope of Dodd-Frank’s Whistleblower Protections
  22 February 2018
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
  13 February 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
  13 February 2018
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Increasing State Oversight of Corporate Human Rights Governance: The Canadian Ombudsperson for Responsible Enterprise
  7 February 2018
  Catherine Amirfar
  ,
  Lord Goldsmith KC
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David W. Rivkin
  ,
  Paul M. Rodel
• Debevoise International Arbitration Clause Handbook
  31 January 2018
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Tony Dymond
  ,
  Mark W. Friedman
  ,
  Lord Goldsmith KC
  ,
  Mark Johnson
  ,
  Antoine F. Kirry
  ,
  Ina C. Popova
  ,
  Dietmar W. Prager
  ,
  Natalie L. Reid
  ,
  David W. Rivkin
  ,
  William H. Taft V
  ,
  Christopher K. Tahbaz
  ,
  Aimee-Jane Lee
  ,
  Samantha J. Rowe
  ,
  Carl Micarelli
• FCPA Update January 2018
  Vol. 9, No. 6
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• T.H. v. Novartis: Implications for Companies That Have Sold or Are Considering Selling the Rights to Innovator Drugs
  19 January 2018
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Melissa Runsten
  ,
  Jacob W. Stahl
• Federal Reserve Proposes Guidance on Effective Management
  11 January 2018
  Helen V. Cantwell
  ,
  Andrew J. Ceresney
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• FCPA Update December 2017
  Vol. 9, No. 5
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Antoine F. Kirry
  ,
  Frederick T. Davis
  ,
  Alexandre Bisch
• 2018 Private Equity Review and Outlook
  21 December 2017
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Thomas Smith
  ,
  Patricia Volhard
• How Tax Reform and Other Recent Developments Could Impact the Healthcare Industry
  20 December 2017
  Andrew L. Bab
  ,
  Jennifer L. Chu
  ,
  Peter A. Furci
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Kevin Rinker
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
• Oral Downloads of Interview Memoranda to Government Regulators Waive Work Product Protection
  15 December 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• FCPA Update November 2017
  Vol. 9, No. 4
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• Bipartisan Consensus Emerges on Bank Regulatory Relief
  28 November 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Robert T. Dura
  ,
  Chen Xu
• Developments in the Enforcement of Token Sales
  13 November 2017
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• United States Imposes New Restrictions on Cuba Trade and Travel
  13 November 2017
  Carl Micarelli
  ,
  Satish M. Kini
  ,
  Robert T. Dura
• U.S. Issues Guidance on New Russian Sanctions
  6 November 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• FCPA Update October 2017
  Vol. 9, No. 3
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• U.S. Issues Guidance on Sanctions Relating to Russia’s Defense and Intelligence Sectors
  30 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Leveraged Lending Guidance: What Comes Next?
  27 October 2017
  David A. Brittenham
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
• CFPB Finalizes Rule on Payday Lending
  23 October 2017
  Courtney M. Dankworth
  ,
  Gregory J. Lyons
• Revisiting Dodd-Frank's $50 Billion Asset Threshold Gains Momentum
  18 October 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Caroline N. Swett
• Implementing the CAATS Act: Revisions to Sectoral Sanctions Against Russia
  3 October 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• FCPA Update September 2017
  Vol. 9, No. 2
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• United States Imposes New Sanctions on North Korea
  26 September 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• SEC Leadership Discusses Continuing Priorities
  8 September 2017
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Arian M. June
• FCPA Update August 2017
  Vol. 9, No. 1
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Karolos Seeger
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
• United States Imposes New Sanctions on Venezuela
  28 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Professional Service Advisers in the United Kingdom Under New Obligations to Report Suspicions of Financial Sanctions Breaches
  18 August 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• Sanctions Alert Issue 53
  August 2017
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• SEC Releases Observations from Cybersecurity Examinations
  14 August 2017
  Kenneth J. Berman
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Julie Stem
• The Regulatory Pendulum Swings Back: Fed Proposals for Board Governance and a Supervisory Rating System for Large Institutions
  7 August 2017
  Mary Jo White
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Paul M. Rodel
  ,
  Chen Xu
• Volcker Rule: OCC Seeks Comment on Changes in Approach
  3 August 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
• FCPA Update July 2017
  Vol. 8, No. 12
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• U.S. Congress Passes Final Sanctions Legislation
  28 July 2017
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Volcker Rule: Fed Issues Guidelines on Requesting Extension of Seeding Period for Covered Funds
  27 July 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
• SEC Enforcement Provides Clarity on When a Blockchain Token Is a Security
  26 July 2017
  Steven J. Slutzky
  ,
  Alexandra N. Mogul
• Volcker Rule: Temporary Relief for Foreign Excluded Funds
  24 July 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
• Funds Finance Focus: Impact of the ILPA Guidance
  5 July 2017
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Kenneth J. Berman
  ,
  Craig A. Bowman
  ,
  Alan J. Davies
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Pierre Maugüé
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Almas Daud
  ,
  John W. Rife III
• U.S. Senate Seeks to Expand Sanctions on Iran, Russia
  30 June 2017
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• FCPA Update June 2017
  Vol. 8, No. 11
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Andrew M. Levine
  ,
  Karolos Seeger
  ,
  Erich O. Grosz
  ,
  Kara Brockmeyer
  ,
  David A. O'Neil
  ,
  Jane Shvets
  ,
  Philip Rohlik
• Petya Ransomware Attacks
  28 June 2017
  Luke Dembosky
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Stephanie Cipolla
  ,
  Robert Maddox
• U.S. Supreme Court Strictly Interprets Three-Year Time Limit for Filing Section 11 Claims
  28 June 2017
  Maeve O'Connor
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• FinReg Reform Steps Continue: Treasury Report and CHOICE 2.0
  26 June 2017
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Alexandra N. Mogul
  ,
  Chen Xu
• The SEC Releases New Form ADV Frequently Asked Questions
  19 June 2017
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• U.S. Supreme Court Holds SEC Disgorgement Is a Penalty Subject to a Five-Year Statute of Limitations
  7 June 2017
  Mary Jo White
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Julie M. Riewe
  ,
  Anna Moody
• New Regulation of Online Cinemas in Russia
  2 June 2017
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Dmitri V. Nikiforov
  ,
  Jim Pastore
  ,
  Jane Shvets
• FCPA Update May 2017
  Vol. 8, No. 10
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Jane Shvets
  ,
  Philip Rohlik
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
• Russian Data Protection Developments: Localization, Messengers and Data Transfer
  31 May 2017
  Luke Dembosky
  ,
  Dmitri V. Nikiforov
  ,
  Jim Pastore
  ,
  Jane Shvets
• Information Security Programs Play a Central Role in Target Data Breach Settlement
  25 May 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Stephanie Cipolla
• GDPR – 12 Months to Go – 10 Steps You Should Consider Now
  23 May 2017
  Pierre Clermontel
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Fanny Gauthier
  ,
  Robert Maddox
  ,
  Dr. Friedrich Popp
• CHOICE 2.0 and New Presidential Memoranda
  19 May 2017
  Courtney M. Dankworth
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Alexandra N. Mogul
  ,
  Chen Xu
• Executive Order on Cybersecurity Raises More Questions than It Answers
  17 May 2017
  Luke Dembosky
  ,
  Jim Pastore
• Global Ransomware Attack: Essential Steps To Manage The Risks
  14 May 2017
  Luke Dembosky
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Stephanie Cipolla
  ,
  Robert Maddox
• Sanctions Alert Issue 52
  May 2017
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• FCPA Update April 2017
  Vol. 8, No. 9
  Bruce E. Yannett
  ,
  Andrew J. Ceresney
  ,
  Karolos Seeger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Jane Shvets
• Financial CHOICE Act 2.0: Implications for the SEC and Capital Markets
  25 April 2017
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• FCPA Update March 2017
  Vol. 8, No. 8
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• OCC Proposes Chartering Process for FinTech Firms
  29 March 2017
  Gregory J. Lyons
• Ninth Circuit Widens Split Over Application of Dodd-Frank’s Whistleblower Protections
  13 March 2017
  Andrew J. Ceresney
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• SEC Issues Guidance for Robo-Advisers
  6 March 2017
  Kenneth J. Berman
  ,
  Alexandra N. Mogul
• FCPA Update February 2017
  Vol. 8, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• The Custody Rule Clarified (Again)
  24 February 2017
  Kenneth J. Berman
• The Future of Blockchain: FINRA Has Some Thoughts
  22 February 2017
  Jeffrey P. Cunard
  ,
  Luke Dembosky
  ,
  Satish M. Kini
• FRB Finalizes Capital Plan and Stress Testing Changes; Recent Developments Suggest More Changes Possible
  14 February 2017
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Advisers Beware! OCIE Announces Most Frequent Compliance Topics
  9 February 2017
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Robert B. Kaplan
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Michael P. Harrell
• U.S. Sanctions on Iran: The Trump Administration’s First Actions
  8 February 2017
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Seven Takeaways from the UK Government’s Cybersecurity Regulation and Incentives Review
  6 February 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
  5 February 2017
  Lawrence K. Cagney
  ,
  Satish M. Kini
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Frank Mitchell
• Privacy Shield Not Trumped
  1 February 2017
  Jeffrey P. Cunard
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• SEC Charges Exempt Reporting Adviser’s CCO for False Statements in Forms ADV
  24 January 2017
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• SEC Brings Two Enforcement Actions Against Employers for Taking Steps to Impede Whistleblower Activity
  20 January 2017
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Arian M. June
  ,
  Mark D. Flinn
• Businesses Beware: JASTA’s Expansion of Civil Liability for Terrorism
  9 January 2017
  Catherine Amirfar
  ,
  Donald Francis Donovan
  ,
  Maeve O'Connor
  ,
  David A. O'Neil
  ,
  David W. Rivkin
  ,
  Carl Micarelli
• While You Were Celebrating: Cyber and Privacy News from the Holiday Season
  4 January 2017
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Dr. Thomas Schürrle
  ,
  Philip Rohlik
• New York Eases Proposed Cybersecurity Regulation for Financial Sector, But Practical Issues Remain
  3 January 2017
  Luke Dembosky
  ,
  Eric Dinallo
  ,
  Jim Pastore
• SEC Enforcement Action Puts Spotlight on Segment Reporting
  14 December 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• Federal Reserve Issues Guidance on Extended Transition Period for Illiquid Funds
  13 December 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
• U.S. Sanctions Under a Trump Administration
  13 December 2016
  Satish M. Kini
  ,
  Alan Kartashkin
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• Badger Breach: Good Housekeeping?
  12 December 2016
  Luke Dembosky
  ,
  Jim Pastore
• Failure to Comply with Internal Corporate Processes and Policies May Violate Exchange Act Accounting Provisions
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• Supreme Court’s Holding in Salman v. United States Leaves Many Important Questions Unanswered
  7 December 2016
  Paul R. Berger
  ,
  Matthew E. Fishbein
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• A Cybersecurity Fine From FINRA
  5 December 2016
  Luke Dembosky
  ,
  Jim Pastore
• OCC Greenlights Special FinTech Bank Charter
  5 December 2016
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• SEC Approves CAT Plan While Mitigating Data Security Concerns
  21 November 2016
  Luke Dembosky
• Optimism and Innovation at the SEC’s FinTech Forum
  17 November 2016
• SEC Approves FINRA’s “Capital Acquisition Broker” Rules
  15 November 2016
  Kenneth J. Berman
• Banking Regulators Focus on Sales Practices
  11 November 2016
  Gregory J. Lyons
  ,
  Satish M. Kini
• The SEC’s Robare Decision: Potential Financial Conflicts of Interest are Per Se Material and Must Be Disclosed
  11 November 2016
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• Regulatory Focus on Innovation Grows: The OCC and CFPB’s Differing Approaches
  8 November 2016
• UK Government Launches Five Year National Cyber Security Strategy
  2 November 2016
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
  26 October 2016
  Kenneth J. Berman
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Federal Financial Regulators to Propose Enhanced Cyber Risk Management Standards
  25 October 2016
  Luke Dembosky
  ,
  Eric Dinallo
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
  ,
  Johanna N. Skrzypczyk
• UK Telco Fined for Cyber Breach: Lessons Learned
  19 October 2016
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Jane Shvets
  ,
  Robert Maddox
• DC Circuit Strips CFPB of Its Independence, Vacates Enforcement Order Against PHH
  17 October 2016
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Gregory J. Lyons
• SFC Cybersecurity Review of Internet/Mobile Trading Systems
  17 October 2016
  Luke Dembosky
  ,
  Mark Johnson
  ,
  Jim Pastore
  ,
  Robert Maddox
• New York State Department of Financial Services Issues Guidance on Incentive Compensation in the Banking Sector
  14 October 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Regulatory Developments in the FinTech Space
  7 October 2016
• Federal Reserve Board Proposes Capital Plan and Stress Testing Changes
  6 October 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• SEC Brings First Stand-Alone Anti-Retaliation Enforcement Action Under Dodd-Frank
  4 October 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
  ,
  Mark D. Flinn
• Federal Reserve Proposes Changes to Rules Relating to Physical Commodities; Foreshadows Merchant Banking Reforms
  28 September 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
• SEC Complaint Serves as Reminder to Carefully Consider Disclosure Obligations Relating to Government Investigations
  23 September 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• New York’s Proposed Cyber Regulations: Implications and Challenges
  15 September 2016
  Luke Dembosky
  ,
  Eric Dinallo
  ,
  Gregory J. Lyons
  ,
  Jim Pastore
• Banking Agencies Issue Dodd-Frank Act Section 620 Report
  12 September 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
• How to Disclose a Cybersecurity Event: Recent Fortune 100 Experience
  12 September 2016
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Brett M. Novick
  ,
  Benjamin R. Pedersen
• The SEC Adopts Form ADV and Recordkeeping Rule Amendments
  8 September 2016
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• Regulatory Focus on AML Continues – New Actions at the State and Federal Levels
  31 August 2016
  Satish M. Kini
  ,
  Robert T. Dura
• D.C. Circuit Upholds Constitutionality of SEC’s In-House Courts
  12 August 2016
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• SEC Brings Action Against Employer for Agreements Requiring Employees to Waive Recovery if They Blow the Whistle
  11 August 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• Consumer Financial Protection Bureau Outlines Plan for Comprehensive Reform of Debt Collection Industry
  10 August 2016
  Courtney M. Dankworth
  ,
  Eric Dinallo
  ,
  Mary Beth Hogan
• Brexit: What Now for UK Data Protection?
  3 August 2016
  Jeffrey P. Cunard
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• EU-U.S. Privacy Shield Open for Self-Certification on August 1
  26 July 2016
  Jeffrey P. Cunard
  ,
  Dr. Thomas Schürrle
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• New Federal Ransomware Guidance
  19 July 2016
  Luke Dembosky
  ,
  Mark P. Goodman
  ,
  Maura Kathleen Monaghan
  ,
  Jim Pastore
  ,
  David Sarratt
• “Living Wills” for Private Fund Sponsors? Proposed Rule Requiring Investment Adviser Business Continuity and Transition Plans
  13 July 2016
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• NYDFS Issues Final Anti-Money Laundering and Sanctions Rule
  6 July 2016
  Helen V. Cantwell
  ,
  Eric Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Paul L. Lee
  ,
  Robert T. Dura
• Regulators Probe Marketplace Lending Business Model
  30 June 2016
• FCPA Update June 2016
  Vol 7, No. 11
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Jane Shvets
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Philip Rohlik
• Eleventh Circuit Halts Parallel Federal Litigation Against the SEC’s In-House Judges
  27 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• SEC Increases Qualified Client Net Worth Threshold
  20 June 2016
  Kenneth J. Berman
  ,
  Julie Stem
• OFAC Provides Additional Iran Sanctions Guidance
  14 June 2016
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• U.S. Agencies Propose Net Stable Funding Ratio
  14 June 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
  6 June 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Andrew M. Ostrognai
  ,
  Jonathan R. Tuttle
  ,
  Julie Stem
• Eleventh Circuit Holds that SEC Claims for Disgorgement and Declaratory Relief are Subject to Five-Year Limitations Period
  3 June 2016
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Julie M. Riewe
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• Proposed Order Regarding the SEC’s Performance Fee Rule: Inflation Adjustments to Qualified Client Thresholds
  3 June 2016
  Kenneth J. Berman
  ,
  Julie Stem
• Federal Reserve Provides Guidance on Supervisory Approach to Insurance
  31 May 2016
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Thomas M. Kelly
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Nicholas F. Potter
  ,
  James C. Scoville
  ,
  John M. Vasily
• U.S. Proposes Net Stable Funding Ratio
  18 May 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• FinCEN Issues New Rule Requiring Identification of Beneficial Owners and Risk-Based Customer Due Diligence
  16 May 2016
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Robert T. Dura
• A Modest Proposal? CFPB to Gut Arbitration in Consumer Financial Contracts
  10 May 2016
  Courtney M. Dankworth
  ,
  Mary Beth Hogan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Maeve O'Connor
• Regulators Set Sights on Online Marketplace Lenders
  5 May 2016
  Christopher Rosekrans
• New Incentive Compensation Rules: Implications for Private Equity Firms
  2 May 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• UK Getting More Serious About Sanctions
  27 April 2016
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert Maddox
• FinCEN Proposes Subjecting Funding Portals to BSA-AML Obligations
  11 April 2016
  Satish M. Kini
  ,
  Robert T. Dura
• Basel Committee Proposes Constraints on Use of Internal Model Approaches
  6 April 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• FINRA Releases Report on Digital Investment Advice Tools
  24 March 2016
  Kenneth J. Berman
• Federal Reserve Re-Proposes Single-Counterparty Credit Limits
  10 March 2016
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• A Week of Hot News in Cybersecurity and Data Privacy
  8 March 2016
  Lawrence K. Cagney
  ,
  Luke Dembosky
  ,
  Jonathan F. Lewis
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
• FCPA Update February 2016
  Vol. 7, No. 7
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Robert T. Dura
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
  ,
  David A. O'Neil
  ,
  Erich O. Grosz
  ,
  Jane Shvets
• NFA Cybersecurity Notice Takes Effect March 1
  19 February 2016
  Byungkwon Lim
  ,
  Jim Pastore
  ,
  Gary E. Murphy
• EU-U.S. “Privacy Shield” Greeted Cautiously
  4 February 2016
  Jeffrey P. Cunard
  ,
  Dr. Thomas Schürrle
  ,
  Dr. Friedrich Popp
• FCPA Update January 2016
  Vol. 7, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dmitri V. Nikiforov
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Philip Rohlik
  ,
  Jane Shvets
  ,
  Dr. Friedrich Popp
• SEC Proposes New Limits on Registered Funds’ and BDCs’ Use of Derivatives
  26 January 2016
  Kenneth J. Berman
  ,
  Byungkwon Lim
• Supreme Court Rules that Unaccepted Rule 68 Offers of Complete Relief Do Not Moot a Plaintiff’s Case – But Payment of Full Relief Just May
  25 January 2016
  David H. Bernstein
  ,
  Jeffrey P. Cunard
  ,
  Courtney M. Dankworth
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Maura Kathleen Monaghan
  ,
  Erol Gulay
• Recent Decisions Create Further Uncertainty on Question of Whether Internal Reporting Triggers Dodd-Frank Whistleblower Anti-Retaliation Protection
  20 January 2016
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• Implementation Day – Iran Sanctions Relief Now Effective
  19 January 2016
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• The Shape of Things to Come: OCIE Announces Examination Priorities for 2016
  13 January 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie Stem
• Compliance Issues FinTech Firms (and FinTech Investors) Should Be Focused on in 2016
  12 January 2016
• Changes to Annual Privacy Notice Requirements
  6 January 2016
  Satish M. Kini
• The Cybersecurity Information Sharing Act
  6 January 2016
  David A. O'Neil
  ,
  Jim Pastore
• FCPA Update December 2015
  Vol. 7, No. 5
  Karolos Seeger
  ,
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
• The CFPB Eyes Mobile Financial Services
  17 December 2015
• Two Decisions Highlight Significant Litigation Challenges for Prosecutors and Regulators
  17 December 2015
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• NYDFS Proposes New Anti-Money Laundering Requirements, Liability for Compliance Officers
  7 December 2015
  Helen V. Cantwell
  ,
  Eric Dinallo
  ,
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Paul L. Lee
  ,
  Robert T. Dura
• SEC Settles Action Concerning Adequacy of Policies to Prevent Dissemination of Material Nonpublic Information
  2 December 2015
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• The SEC Hands Out a Halloween Treat to Crowdfunding Supporters
  17 November 2015
  Peter J. Loughran
• FCPA Update November 2015
  Vol. 7, No. 4
  Dr. Thomas Schürrle
  ,
  Jeffrey P. Cunard
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
• New Federal Guidance on Cybersecurity for Mobile Devices
  9 November 2015
  Jim Pastore
• U.S. and EU Take First Steps to Implement Nuclear Deal with Iran
  28 October 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• U.S. Further Relaxes Cuba Sanctions
  14 October 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Robert T. Dura
• No Coverage Under Commercial General Liability Policies in Recent Data Privacy Suits
  13 October 2015
  Andrew M. Levine
  ,
  Keith J. Slattery
• Transfers of Personal Data to the United States: European Court of Justice Rules the Safe Harbour Protocol Is Potentially Invalid
  6 October 2015
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Jim Pastore
  ,
  Jeffrey P. Cunard
  ,
  David A. O'Neil
• FCPA Update - September 2015
  Vol. 7, No. 2
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Karolos Seeger
  ,
  Colby A. Smith
  ,
  Jane Shvets
• New Volcker Rule FAQs Provide Guidance on Market Making in Covered Funds and CEO Certification for Prime Brokerage Transactions
  28 September 2015
  Satish M. Kini
• SEC Sanctions Investment Adviser for Failing to Adopt Cybersecurity Policies and Procedures
  24 September 2015
  Kenneth J. Berman
  ,
  Jeffrey P. Cunard
  ,
  Michael P. Harrell
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• SEC Enforcement Actions Getting Up Close and Personal
  23 September 2015
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• FINRA Continues Focus on Broker-Dealer Liquidity Risk Management
  22 September 2015
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• SEC Releases Updated Cybersecurity Examination Guidelines
  18 September 2015
  Kenneth J. Berman
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• The “Yates Memorandum”: Has DOJ Really Changed Its Approach To White Collar Criminal Investigations and Individual Prosecutions?
  15 September 2015
  Helen V. Cantwell
  ,
  Matthew E. Fishbein
  ,
  Bruce E. Yannett
  ,
  David A. O'Neil
  ,
  Paul R. Berger
  ,
  Courtney M. Dankworth
  ,
  Eric Dinallo
  ,
  Mark P. Goodman
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Michael B. Mukasey
  ,
  Jim Pastore
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Erich O. Grosz
  ,
  David Sarratt
• Second Circuit Creates Circuit Split on the Question of Whether Internal Reporting Triggers Whistleblower Anti-Retaliation Protection Under Dodd-Frank
  11 September 2015
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• FinCEN Proposes Anti-Money Laundering Rules for Investment Advisers
  31 August 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Andrew M. Ostrognai
  ,
  Robert T. Dura
• FCPA Update - August 2015
  Vol. 7, No. 1
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  David Sarratt
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Colby A. Smith
  ,
  Johanna N. Skrzypczyk
• Court Upholds FTC Cyber Authority; Recent FTC Guidance on Insider Breaches Looms Larger
  25 August 2015
  David Sarratt
  ,
  David A. O'Neil
  ,
  Jim Pastore
• Basel Committee 2015 Corporate Governance Principles
  11 August 2015
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Paul M. Rodel
  ,
  Eric T. Juergens
  ,
  Caroline N. Swett
• OFAC Updates Russia and Ukraine Sanctions Lists, Issues Advisory on Evasion of Crimea Embargo
  5 August 2015
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• Treasury Issues Proposed Regulations on Management Fee “Waiver” Mechanisms
  29 July 2015
  Michael Bolotin
  ,
  Peter A. Furci
  ,
  Adele M. Karig
  ,
  Matthew D. Saronson
  ,
  Peter F.G. Schuur
  ,
  Rafael Kariyev
• Iran Nuclear Sanctions Deal Reached
  17 July 2015
  Satish M. Kini
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• New Volcker Rule FAQ Provides Guidance on Fund Seeding Periods
  17 July 2015
  Satish M. Kini
• FCC Both Eases and Tightens TCPA Rules
  16 July 2015
  Jeffrey P. Cunard
  ,
  Courtney M. Dankworth
• SEC Pay-to-Play Placement Agent Restriction Delayed, and a Reminder for Campaign Season
  9 July 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Jennifer R. Cowan
  ,
  Julie Stem
• EU Extends Ukraine-Related Sanctions
  24 June 2015
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
• CFPB Issues Final Auto Finance Larger Participant Rule and New Auto Finance Examination Procedures
  19 June 2015
  Courtney M. Dankworth
  ,
  Eric Dinallo
  ,
  Satish M. Kini
• New Volcker Rule FAQs Clarify Foreign Public Fund “Control” Issues and Limit Use of “Joint Venture” Exemption but Leave Many Issues Unresolved
  15 June 2015
  Satish M. Kini
  ,
  Gregory J. Lyons
• Proposed Form ADV Amendments: The New SEC Focus on Data... and Other Matters
  9 June 2015
  Kenneth J. Berman
  ,
  Julie Stem
• Congress Establishes Framework for U.S. Approval of Iran Sanctions Deal
  15 May 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• BE-10 Reporting by U.S. Persons Regarding Non-U.S. Business Holdings
  13 May 2015
  Jonathan Adler
  ,
  Gregory V. Gooding
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
• SEC Issues Cybersecurity Guidance for Registered Investment Advisers and Funds
  7 May 2015
  Jim Pastore
  ,
  Kenneth J. Berman
  ,
  Jeffrey P. Cunard
  ,
  Robert B. Kaplan
  ,
  David A. O'Neil
• FCPA Update - April 2015
  Vol. 6, No.9
  Karolos Seeger
  ,
  Andrew M. Levine
  ,
  Mary Beth Hogan
  ,
  Jyotin Hamid
  ,
  Jonathan R. Tuttle
• U.S. to Remove Cuba from List of State Sponsors of Terrorism
  15 April 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
• SEC Brings First-of-Its-Kind Action for Confidentiality Agreement that Discourages Whistleblowing
  6 April 2015
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• U.S. Authorizes Cyber Sanctions, Recommends Tech Companies Adopt Compliance Programs
  6 April 2015
  Satish M. Kini
  ,
  David A. O'Neil
  ,
  Carl Micarelli
  ,
  Jim Pastore
  ,
  Robert T. Dura
• Proposed Target Settlement Provides Roadmap for Future Consumer Settlements in Large-Scale Data Breach Cases
  1 April 2015
  David A. O'Neil
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
• SEC Staff Provides No-Action Relief from Custody Rule for Principals-Only Funds
  31 March 2015
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Rebecca F. Silberstein
• DFS Expands Its Cyber Focus to Insurers
  30 March 2015
  Eric Dinallo
  ,
  Jim Pastore
  ,
  David A. O'Neil
• In Omnicare, the Supreme Court Clarifies When Statements of Opinion Are Actionable Under Section 11 of the Securities Act
  26 March 2015
  Matthew E. Kaplan
  ,
  Gary W. Kubek
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
  ,
  Elliot Greenfield
• Brazil Issues Long-Awaited Decree Implementing the Clean Company Act
  23 March 2015
  Paul R. Berger
  ,
  Mark Johnson
  ,
  Andrew M. Levine
  ,
  David A. O'Neil
  ,
  Dietmar W. Prager
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
• Volcker Rule FAQ Expands Ability of Non-U.S. Banks to Invest in Private Funds
  2 March 2015
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• FCPA Update - February 2015
  Volume 6, No. 7
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Jane Shvets
• What Will the “Eyes and Ears” of the SEC Choose to See and Hear this Year?
  OCIE Announces Examination Priorities for 2015
  4 February 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
• FCPA Update - January 2015
  Volume 6, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Dmitri V. Nikiforov
  ,
  Dr. Thomas Schürrle
  ,
  Karolos Seeger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
• U.S. Updates Cuba Sanctions and Export Regulations
  20 January 2015
  Satish M. Kini
  ,
  Carl Micarelli
• U.S. and EU Sanctions: How Are Insurers Affected?
  12 January 2015
  Satish M. Kini
  ,
  Carl Micarelli
• FSOC Gets Curious: Are Asset Managers’ Products and Activities Creating Systemic Risk?
  8 January 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
• U.S. and EU Continue to Expand Ukraine-related Sanctions and Clarify Sanctions Targeting Russian Companies
  8 January 2015
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
  ,
  Konstantin Bureiko
• FCPA Update - December 2014
  Volume 6, No. 5
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Frederick T. Davis
  ,
  Paul R. Berger
  ,
  Karolos Seeger
  ,
  Robert Maddox
• Reminder - Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  29 December 2014
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gavin Anderson
  ,
  Gary E. Murphy
  ,
  Sally Gibson
• “Planning for the Worst”: The SEC Plans New Regulations for the Asset Management Industry
  19 December 2014
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Satish M. Kini
• Federal Reserve Board Extends Volcker Rule Conformance Period for Covered Funds
  18 December 2014
  Satish M. Kini
  ,
  Gregory J. Lyons
• Third Circuit Affirms Enforceability of Pre-Dispute Arbitration Agreements for Whistleblower Claims Under Dodd-Frank
  17 December 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• United States to Ease Cuba Sanctions
  17 December 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Second Circuit Restores Teeth to Insider Trading Personal Benefit Requirement
  11 December 2014
  Paul R. Berger
  ,
  Helen V. Cantwell
  ,
  Eric Dinallo
  ,
  Matthew E. Fishbein
  ,
  Mark P. Goodman
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• New York’s New Debt Collection Rules Extend Well Beyond the FDCPA and May Influence the CFPB’s Rulemaking
  10 December 2014
  Courtney M. Dankworth
  ,
  Eric Dinallo
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
• Basel Committee Adopts Net Stable Funding Ratio: How Much Liquidity Is Enough?
  2 December 2014
  Gregory J. Lyons
  ,
  Chen Xu
  ,
  Satish M. Kini
• FCPA Update - November 2014
  Vol. 6, No. 4
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Frederick T. Davis
  ,
  Antoine F. Kirry
  ,
  Paul R. Berger
• CFPB Proposes Sweeping New Regulation of the Prepaid Market
  17 November 2014
  Eric Dinallo
  ,
  Satish M. Kini
• FCPA Update - October 2014
  Vol. 6, No. 3
  Andrew M. Levine
  ,
  Colby A. Smith
• Private Equity in Africa – An Inside View
  Fall 2014, Vol. 14, Number 2
  Geoffrey P. Burgess
  ,
  Benjamin P. Collins-Wood
• Expense Allocation: The SEC Brings Down the Hammer
  26 September 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
• Important Lessons Come in Small Packages: SEC Focus on MD&A Trends and Uncertainties Disclosure
  26 September 2014
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
• CFPB Proposes Auto Finance Larger Participant Rule, Releases Fair Lending Supervisory Report and Proxy Methodology
  22 September 2014
  Helen V. Cantwell
  ,
  Courtney M. Dankworth
  ,
  Eric Dinallo
  ,
  Mary Beth Hogan
  ,
  Satish M. Kini
• Provocative DOJ Proposal Aims to Hold Financial Services Executives Criminally Liable, Even Absent Criminal Intent
  22 September 2014
  Bruce E. Yannett
  ,
  Mary Beth Hogan
  ,
  Helen V. Cantwell
  ,
  Matthew E. Fishbein
  ,
  Mark P. Goodman
  ,
  Andrew M. Levine
  ,
  Jonathan R. Tuttle
  ,
  Kristin D. Kiehn
  ,
  Jacob W. Stahl
• Questions and Answers on the Liquidity Coverage Ratio
  17 September 2014
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Byungkwon Lim
  ,
  Chen Xu
• EU Expands Sector-Wide Sanctions on Russia, Imposes Sanctions on New Individuals and Entities
  15 September 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• US Expands Sectoral Sanctions Against Russia, Blocks New Defense Companies
  15 September 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• ЕС расширяет секторальные санкции в отношении России и вводит санкции в отношении новых физических и юридических лиц
  15 сентября 2014 г.
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• США расширяют секторальные санкции в отношении России, введено блокирование в отношении ряда новых оборонных предприятий
  15 сентября 2014 г.
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• CFTC Opens Door for Use of Jobs Act General Solicitations
  12 September 2014
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• OCC’s Final “Heightened Expectations”: An Overview Focusing on How the OCC Responded to Industry Comments
  12 September 2014
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gregory J. Lyons
  ,
  Paul L. Lee
• Broker-Dealers Affiliated with Banks Meet the LCR: Five Key Points
  8 September 2014
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Chen Xu
• FCPA Update - August 2014
  Vol. 6, No. 1
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
• Second Circuit Holds Whistleblower Anti-Retaliation Provision Does Not Apply Extraterritorially
  19 August 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• Russia Imposes Restrictions on Agricultural Imports from the U.S., EU, Canada, Australia and Norway
  8 August 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• U.S. Imposes Export Sanctions against Russian Oil and Gas Sector
  8 August 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• США вводят экспортные санкции в отношении российского нефтегазового сектора
  8 August 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• FinCEN Proposes Enhanced Customer Due Diligence Requirements
  5 August 2014
  Satish M. Kini
  ,
  Paul L. Lee
• FinCEN Proposes Enhanced Customer Due Diligence Requirements
  5 August 2014
  Satish M. Kini
  ,
  Paul L. Lee
• EU Imposes Sector-Wide Sanctions on Russia, Imposes Sanctions on New Individuals and Entities
  31 July 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Insider Trading & Disclosure Update - Vol. 1, No. 1
  July 2014
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• U.S. Announces New Sanctions on Russian Companies, Provides Guidance on Transactions Involving SSI Entities
  29 July 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  James C. Scoville
  ,
  Vera Losonci
  ,
  Carl Micarelli
• CFIUS Review Requires Due Process
  24 July 2014
  Geoffrey P. Burgess
  ,
  Jeffrey P. Cunard
  ,
  E. Drew Dutton
  ,
  Mark W. Friedman
  ,
  Alan Kartashkin
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Ostrognai
  ,
  Bruce E. Yannett
• FCPA Update
  July 2014, Vol. 5, No. 12
  Helen V. Cantwell
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
  ,
  Alan Kartashkin
  ,
  Dmitri V. Nikiforov
  ,
  Jane Shvets
• EU Expands Sanctions in Respect of Ukraine
  17 July 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• United States Expands Sanctions on Russia, Introduces Limited Sectoral Sanctions against Four Companies
  16 July 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Treatment of SPVs and M&A Escrow Accounts under the Advisers Act Custody Rule
  11 July 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Andrew M. Ostrognai
  ,
  Kevin M. Schmidt
• D.C. Circuit Upholds Privilege Protections in Compliance Investigations
  3 July 2014
  Helen V. Cantwell
  ,
  Mary Beth Hogan
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
• SEC Issues Guidance with Respect to Proxy Advisory Firms and Proxy Voting by Investment Advisers
  3 July 2014
  Alan H. Paley
  ,
  Kenneth J. Berman
• SEC Settles First “Pay-to-Play” Enforcement Action
  2 July 2014
  Jonathan Adler
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Andrew M. Levine
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
  ,
  Jennifer R. Cowan
• FCPA Update
  June 2014, Vol. 5, No. 11
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Karolos Seeger
• SEC Chair White Sets Equity Market Structure Agenda
  30 June 2014
  Byungkwon Lim
• European Union Bans Imports of Goods from Crimea
  27 June 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• Municipalities File Fair Lending Lawsuits
  26 June 2014
  Mary Beth Hogan
• Supreme Court Upholds “Fraud on the Market” Presumption But Allows Evidence of Lack of Price Impact at the Class Certification Stage
  24 June 2014
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
  ,
  Elliot Greenfield
• SEC Brings First Anti-Retaliation Enforcement Action under Dodd-Frank
  19 June 2014
  Jyotin Hamid
  ,
  Jonathan R. Tuttle
• Considerations for a Volcker Rule "Private Funds" Strategy
  18 June 2014
  Gregory J. Lyons
  ,
  Satish M. Kini
• Second Circuit Defers to SEC in Overturning District Court’s Rejection of Settlement with “Neither Admit or Deny” Language
  5 June 2014
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Robert B. Kaplan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  David Sarratt
• FCPA Update
  May 2014, Vol. 5, No. 10
  Andrew M. Levine
  ,
  Colby A. Smith
  ,
  Bruce E. Yannett
• EU Expands Ukraine-Related Sanctions; U.S. Targets Russian Bank for Aiding Syrian Government; U.S. Updates Sanctions Rules
  14 May 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Dmitri V. Nikiforov
  ,
  Satish M. Kini
  ,
  Carl Micarelli
• Second Circuit Further Limits Securities Claims Based on the Purchase of Foreign Securities
  8 May 2014
  Gary W. Kubek
  ,
  Maeve O'Connor
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• SEC Warns Against Interference with Potential Whistleblowers
  6 May 2014
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
• Foreign Bank Investments in Parallel Fund Structures under the Volcker Rule
  1 May 2014
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• FCPA Update
  April 2014, Vol. 5, No. 9
  Andrew M. Levine
  ,
  Paul R. Berger
  ,
  Jonathan R. Tuttle
• U.S. and EU Expand Sanctions against Russia
  29 April 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Dmitri V. Nikiforov
  ,
  Satish M. Kini
• N.Y. Department of Financial Services Begins to Flex Dodd-Frank Muscles
  25 April 2014
  Eric Dinallo
• Head of SEC Whistleblower Office Warns against Interference with Potential Whistleblowers
  24 April 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• SEC Focuses on “Gatekeepers” in Recent Enforcement Actions
  23 April 2014
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• SEC Releases Cybersecurity Examination Roadmap
  22 April 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
• United States Authorizes Aid to Ukraine and Adopts New Sanctions
  11 April 2014
  Alan Kartashkin
  ,
  Dmitri V. Nikiforov
  ,
  Satish M. Kini
  ,
  Lord Goldsmith KC
  ,
  Carl Micarelli
• NAIC 2014 Spring National Meeting
  4 April 2014
  Eric Dinallo
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Alexander R. Cochran
  ,
  Spencer K. Gilbert
• EU Expands Sanctions against Russia
  21 March 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• U.S. Expands Sanctions; Russia Responds
  20 March 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• The United States and European Union Impose Sanctions on Russian Officials
  18 March 2014
  Lord Goldsmith KC
  ,
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Dmitri V. Nikiforov
  ,
  Carl Micarelli
• The Effect of the Crisis in Ukraine on Russian Deals
  13 March 2014
  Alan Kartashkin
  ,
  Dmitri V. Nikiforov
  ,
  Geoffrey P. Burgess
  ,
  Lord Goldsmith KC
  ,
  Guy Lewin-Smith
  ,
  James C. Scoville
  ,
  Satish M. Kini
  ,
  Carl Micarelli
• Supreme Court Gives SOX Whistleblower Provision Expansive Reading
  7 March 2014
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• United States and European Union Adopt Ukraine-Related Sanctions
  7 March 2014
  Satish M. Kini
  ,
  Carl Micarelli
• Are Your Employees Now “Knowledgeable”? New SEC Guidance for Private Fund Managers
  6 March 2014
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
• Enhanced Prudential Standards for Foreign Banking Organizations – A Guide for Each FBO Type
  27 February 2014
  Gregory J. Lyons
  ,
  Paul L. Lee
  ,
  Satish M. Kini
• SEC Updates Form PF Guidance
  24 February 2014
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• Reporting by New York Domestic Insurers of Investments Made in Designated Persons Engaged in Energy Sector Investments in Iran
  13 February 2014
  Eric Dinallo
  ,
  Carl Micarelli
  ,
  Satish M. Kini
• The SEC’s Examination Priorities for 2014
  28 January 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• FCPA Update
  January 2014, Vol. 5, No. 6
  Paul R. Berger
  ,
  Andrew M. Levine
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Jane Shvets
• The Volcker Rule – An In-Depth Q&A about the Covered Funds Provisions
  7 January 2014
  Paul L. Lee
  ,
  Byungkwon Lim
  ,
  Gregory J. Lyons
  ,
  Satish M. Kini
• The Volcker Rule: An In-Depth Q&A about the Proprietary Trading Provisions
  6 January 2014
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Gregory J. Lyons
  ,
  Paul L. Lee
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  26 December 2013
  Marwan Al-Turki
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Byungkwon Lim
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Sally Gibson
  ,
  Gary E. Murphy
• FIO Report on the Modernization of Insurance Regulation
  24 December 2013
  Eric Dinallo
  ,
  Thomas M. Kelly
  ,
  Nicholas F. Potter
• NAIC 2013 Fall National Meeting
  23 December 2013
  Thomas M. Kelly
  ,
  Nicholas F. Potter
  ,
  Eric Dinallo
• The Volcker Rule: An Overview
  13 December 2013
  Paul L. Lee
  ,
  Gregory J. Lyons
  ,
  Satish M. Kini
• New York Insurers’ Investments in Firms Engaged in Iranian Energy Sector Activities Treated as “Nonadmitted”
  19 November 2013
  Eric Dinallo
  ,
  Carl Micarelli
  ,
  Satish M. Kini
• CFPB Begins Comprehensive Rulemaking Process on Debt Collection
  12 November 2013
  Eric Dinallo
  ,
  Mary Beth Hogan
  ,
  Satish M. Kini
  ,
  Courtney M. Dankworth
• The LCR Proposal: Questions and Answers
  1 November 2013
  Gregory J. Lyons
  ,
  Paul L. Lee
  ,
  Satish M. Kini
• SDNY Holds Anti-Retaliation Provision of Dodd-Frank Does Not Apply Extraterritorially
  24 October 2013
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
• Guidance (and a Touch of Solace) for Compliance and Legal Personnel on Potential Supervisory Liability
  21 October 2013
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• FCPA Update
  September 2013, Vol. 5, No. 2
  Andrew M. Levine
  ,
  Philip Rohlik
  ,
  Geoffrey P. Burgess
  ,
  Christopher K. Tahbaz
• Investment Adviser Pleads Guilty to Lying to SEC Officials during an Examination
  24 September 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
• Regulation FD: Recent Charges Underscore Importance of Compliance Culture
  10 September 2013
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Jonathan R. Tuttle
• FSB Applies Key Attributes to Insurers
  9 September 2013
  Eric Dinallo
  ,
  Nicholas F. Potter
  ,
  Paul L. Lee
  ,
  Satish M. Kini
• Second Circuit Curtails the Territorial Reach of Criminal Liability under Section 10(b)
  6 September 2013
  Paul R. Berger
  ,
  Matthew E. Kaplan
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  Bruce E. Yannett
• NAIC 2013 Summer National Meeting
  3 September 2013
  Thomas M. Kelly
  ,
  Nicholas F. Potter
  ,
  Eric Dinallo
• CFTC Adopts Harmonization Rules for Registered Investment Company CPOs; Amends Rules for all CPOs and CTAs
  30 August 2013
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Kenneth J. Berman
• FCPA Update
  August 2013, Vol. 5, No. 1
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Philip Rohlik
  ,
  Andrew M. Levine
  ,
  Dmitri V. Nikiforov
  ,
  Jane Shvets
  ,
  Karolos Seeger
• SEC Amends Financial Responsibility and Custody Rules
  9 August 2013
  Satish M. Kini
  ,
  Gregory J. Lyons
• SEC Staff Provides Relief under the Custody Rule with Respect to Restricted Stock Certificates Held by Private Funds
  6 August 2013
  Michael P. Harrell
  ,
  Kenneth J. Berman
• FCPA Update
  July 2013, Vol. 4, No. 12
  Paul R. Berger
  ,
  Bruce E. Yannett
• FSB Designates G-SIIs and Releases Policy Measures for Enhanced G-SII Supervision
  26 July 2013
  Eric Dinallo
  ,
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Nicholas F. Potter
• Circuit Court Adopts Narrow Interpretation of Anti-Retaliation Provision of Dodd-Frank Whistleblower Rules
  19 July 2013
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Jonathan R. Tuttle
• SEC Adopts JOBS Act Rules Eliminating Ban on General Solicitations in Certain Private Offerings
  17 July 2013
  Michael P. Harrell
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Kenneth J. Berman
• SEC Adopts JOBS Act Rule Eliminating Ban on General Solicitations in Certain Private Offerings
  10 July 2013
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
  ,
  Michael P. Harrell
  ,
  Kenneth J. Berman
• The Final U.S. Basel III Capital Framework: The Banking Agencies Write a “Tale of Three Industries”
  10 July 2013
  Gregory J. Lyons
  ,
  Satish M. Kini
  ,
  Paul L. Lee
• Brazil’s Senate Passes Long-Pending Landmark Anti-Corruption Legislation
  8 July 2013
  Michael J. Gillespie
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Dietmar W. Prager
  ,
  Paul M. Rodel
  ,
  Bruce E. Yannett
  ,
  Paul R. Berger
  ,
  Lord Goldsmith KC
  ,
  Karolos Seeger
• The Rise in Foreign Bank Enforcement Actions in New York
  1 July 2013
  Eric Dinallo
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
  ,
  Satish M. Kini
• U.S. Government Imposes New Sanctions against Iran
  27 June 2013
  Satish M. Kini
  ,
  Carl Micarelli
• FCPA Update
  June 2013, Vol. 4, No. 11
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Paul R. Berger
  ,
  Philip Rohlik
  ,
  Samantha J. Rowe
  ,
  Christopher K. Tahbaz
  ,
  Jane Shvets
• FCPA Update
  May 2013, Vol. 4, No. 10
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Philip Rohlik
  ,
  Samantha J. Rowe
• EU and U.S. Amend Burmese Sanctions
  30 April 2013
  Carl Micarelli
  ,
  Satish M. Kini
  ,
  Philip Rohlik
• FCPA Update
  April 2013, Vol. 4, No.9
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
  ,
  Kristin D. Kiehn
  ,
  Dmitri V. Nikiforov
  ,
  Jane Shvets
• Delaware Bankruptcy Court Allows Make-Whole Claim Representing 37% of Loan Balance
  26 April 2013
  Jasmine Ball
  ,
  Richard F. Hahn
  ,
  M. Natasha Labovitz
  ,
  George E.B. Maguire
  ,
  Shannon Rose Selden
• New Banking Guidance May Impact Leveraged Lending
  24 April 2013
  David A. Brittenham
  ,
  Satish M. Kini
  ,
  Christopher Rosekrans
• SEC’s Division of Trading and Markets Delivers a Message to Private Fund Sponsors about Potential Broker-Dealer Registration Issues
  18 April 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
  ,
  Alan H. Paley
• SEC and CFTC Issue Final Rules on Identity Theft Protection
  16 April 2013
  Satish M. Kini
  ,
  Kenneth J. Berman
  ,
  Byungkwon Lim
• NAIC 2013 Spring National Meeting
  12 April 2013
  Thomas M. Kelly
  ,
  Nicholas F. Potter
  ,
  Eric Dinallo
• Federal Reserve Adopts Key Dodd-Frank Act Definitions
  9 April 2013
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
• SEC Staff Raises Important Custody Rule Compliance Issues for Private Fund Sponsors
  2 April 2013
  Kenneth J. Berman
  ,
  David J. Schwartz
• SEC Sanctions Private Fund Sponsor for Using Unlicensed Broker to Sell Private Fund Interests
  29 March 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
• The CFPB Issues Bulletin on Indirect Auto Lending and Compliance with the Equal Credit Opportunity Act
  27 March 2013
  Mary Beth Hogan
  ,
  Satish M. Kini
• SEC Enforcement Action Targets Advisers to Private Equity Funds
  15 March 2013
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Eric Dinallo
  ,
  Mark P. Goodman
  ,
  Michael P. Harrell
  ,
  Shannon Rose Selden
• The Private Equity Report
  Winter 2013
  Jonathan F. Lewis
  ,
  E. Drew Dutton
  ,
  David Innes
  ,
  Andrew M. Ostrognai
  ,
  Eric Dinallo
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Michael P. Harrell
  ,
  Jonathan R. Tuttle
  ,
  Kevin M. Schmidt
  ,
  Michael Schaper
  ,
  Peter F.G. Schuur
  ,
  Adele M. Karig
  ,
  Matthew D. Saronson
• FCPA Update
  March 2013, Vol. 4, No. 8
  Paul R. Berger
  ,
  Bruce E. Yannett
  ,
  Andrew M. Levine
  ,
  Erich O. Grosz
  ,
  Samantha J. Rowe
  ,
  Dietmar W. Prager
• SEC 2013 Examination Priorities Focus on Private Fund Sponsors
  5 March 2013
  Eric Dinallo
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle