In this issue:
Insider Trading Enforcement and Litigation
- Michael Shvartsman Is Sentenced to 28 Months in Prison and a $1 Million Fine for Trump-SPAC Insider Trading Scheme
- Robert Westbrook Charged by the SEC and DOJ With Multimillion-Dollar Hack-to-Trade Fraud Scheme
- Bed Bath & Beyond Accuses GameStop CEO of Insider Trading
- SEC Announces Settled Insider Trading Charges Against Public Company Officer and Sister-In-Law
Disclosure Enforcement and Litigation
- Fashion Retailer Cooperates With SEC and Settles Without Civil Penalty
- SEC Settles Charges Against Flagstar for Misleading Investors About Cyber Breach
- Kiromic BioPharma Avoids Civil Penalties for Misleading Statements Through Cooperation and Remediation Efforts
- Keurig Settles With SEC in Greenwashing Action
- Second Circuit Macquarie Suit Moves Forward Notwithstanding Supreme Court Decision
Accounting Enforcement
- Former WWE CEO Settles SEC Charges for Hiding Agreements Entered on Behalf of the Company
- SEC Settles Accounting and Disclosure Fraud Charges Against Acreage
- Energy Company Settles Internal Control Charges With SEC
- UPS Settles Charges For Failing to Impair Goodwill
- Furniture Retailer, CFO and Controller Charged in Scheme to Conceal Shipping Expenses
- SEC Settles With Government Contractor Over Revenue Recognition Violations
- SEC Charges Ideanomics and Executives With Accounting and Disclosure Fraud