Publications

• 2020/2021 Private Equity Year End Review and Outlook
  7 January 2021
  Jonathan Adler
  ,
  William D. Regner
  ,
  John W. Rife III
  ,
  Jennifer R. Cestaro
  ,
  Katherine Ashton
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Maurizio Levi-Minzi
  ,
  Geoffrey P. Burgess
  ,
  Dominic Blaxill
  ,
  Wen-Wei Lai
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Richard Ward
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Andrew L. Bab
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
  ,
  Ezra Borut
  ,
  Jeffrey P. Cunard
  ,
  Marc Ponchione
  ,
  Kenneth J. Berman
  ,
  Patricia Volhard
  ,
  Christopher Dortschy
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Sally Bergmann Hardesty
  ,
  Scott B. Selinger
  ,
  Stuart Hammer
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Peter J. Irwin
  ,
  Malina Welman
  ,
  Paul S. Bird
• SEC Overhauls Investment Adviser Advertising and Solicitation
  23 December 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• OCIE Discusses Proper Authority of CCOs and Other Compliance Hot Topics
  9 December 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
• INSIGHTS: SEC Adopts Expanded Definition of Accredited Investor Increasing Access to Private Markets
  October 2020
  INSIGHTS
  Kenneth J. Berman
  ,
  Marc Ponchione
• SEC Adopts Expanded Definition of Accredited Investor Providing Investors More Access to Private Markets
  3 September 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• OCIE Publishes COVID-19 Risk Alert Focused on Investment Advisers and Broker-Dealers
  19 August 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
• SEC Supplements Guidance Relating to Proxy Voting Responsibilities of Investment Advisers
  4 August 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• 2020 Private Equity Midyear Review and Outlook
  31 July 2020
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer R. Cestaro
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Nicole Levin Mesard
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Edward M. Rishty
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Michael P. McGuigan
  ,
  Samuel D. Krawiecz
  ,
  Stuart Hammer
  ,
  Dominic Blaxill
  ,
  Christopher Dortschy
  ,
  Paul Eastham
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
• SEC Proposes Substantial Increase to Form 13F Reporting Threshold: Proposed New Trigger is $3.5 billion
  15 July 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• Déjà Vu? SEC Reiterates Concerns with Private Fund Advisers
  29 June 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
• Form CRS: Do I Have to File by June 30?
  29 June 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Jeff Robins
• SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
  28 May 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Temporary Exemptive Relief for BDCs and Further Custody Rule Guidance
  15 April 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• GPs/LPs Weigh Options in Face of Liquidity Crunch
  14 April 2020
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Ezra Borut
  ,
  Lorna Bowen
  ,
  Geoffrey P. Burgess
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Justin Storms
  ,
  John W. Rife III
  ,
  Patricia Volhard
• Fund Level Financings: Ten Considerations for Capital Call Facility Borrowers through the COVID-19 Crisis
  8 April 2020
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Alan J. Davies
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Pierre Maugüé
  ,
  Marc Ponchione
  ,
  John W. Rife III
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Justin Storms
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Michael P. McGuigan
  ,
  Victoria G. J. Brown
  ,
  Ryan T. Rafferty
• SEC Extends Exemptive Relief and Provides Additional Guidance for Advisers Affected by COVID-19
  26 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• SEC Extends Form ADV and Form PF Deadlines for Advisers Affected by COVID-19
  16 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  13 February 2020
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Jason Auerbach
  ,
  Cate H. Bae
  ,
  Anne-Lise Quach
• Modernizing Advertising Rule
  17 January 2020
  Kenneth J. Berman
• 2020 OCIE Priorities: Private Equity Remains Area of Interest, Focus on Retail and New SEC and Market-Wide Developments
  15 January 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Jonathan R. Tuttle
• SEC Proposes Changes to Accredited Investor Definition—But Are More Changes Coming?
  13 January 2020
  Kenneth J. Berman
• 2019/2020 Private Equity Year-End Review and Outlook
  19 December 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  Alan J. Davies
  ,
  Andrew Ford
  ,
  Robert B. Kaplan
  ,
  Pierre Maugüé
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Samantha J. Rowe
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Dominic Blaxill
  ,
  Conway Blake
  ,
  Tom Cornell
  ,
  Paul Eastham
  ,
  Felix Paterson
  ,
  Ryan T. Rafferty
• Major Changes Coming to the Advertising Rule?
  6 November 2019
  Kenneth J. Berman
• In the Best Interests of a Client: Proxy Voting and the Retention of Advisory Firms
  28 August 2019
  Kenneth J. Berman
  ,
  William D. Regner
• 2019 Private Equity Midyear Review and Outlook
  23 July 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Andrew Ford
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Michael P. McGuigan
  ,
  John Young
  ,
  Almas Daud
  ,
  Samuel D. Krawiecz
  ,
  Felix Paterson
• European Funds Comment: The Nebulous Concept of Fiduciary Duty
  28 June 2019
  Issue 85
  Kenneth J. Berman
  ,
  Geoffrey Kittredge
  ,
  John W. Rife III
  ,
  Rebecca F. Silberstein
  ,
  Patricia Volhard
• House Financial Services Committee Considers Legislation that Would Make SEC Waivers More Difficult for Parties Settling with the Commission
  24 June 2019
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Fiduciary Duties and Regulation Best Interest
  18 June 2019
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jeff Robins
  ,
  Alexandra N. Mogul
• Fiduciary Duties: The SEC Weighs In Again
  18 June 2019
  Kenneth J. Berman
  ,
  Rebecca F. Silberstein
• Law360: DC Circ. Gives New Meaning To 'Willful' In Securities Statutes
  14 May 2019
  Law360
  Mary Jo White
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
  ,
  Kenneth J. Berman
• Law360: What SEC Exam Trends Mean For Asset Managers
  26 April 2019
  Law360
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
• SEC Framework and No-Action Letter Provide Guidance on Analyzing Whether a Digital Asset is a Security
  11 April 2019
  Kenneth J. Berman
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• OCIE’s 2019 Priorities Focus on Retail, But PE Managers Remain in Examiners’ Sights
  9 January 2019
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Luke Dembosky
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• Debevoise & Plimpton Discusses Custody Of Digital Assets
  8 January 2019
  The CLS Blue Sky Blog
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• Debevoise & Plimpton Discusses SEC Enforcement Against Private Equity Advisers
  24 December 2018
  The CLS Blue Sky Blog
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
• OCIE Pings Advisers on Electronic Messaging Best Practices
  21 December 2018
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
• 2018/2019 Private Equity Year End Review and Outlook
  20 December 2018
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  John W. Rife III
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Michael P. McGuigan
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Samuel D. Krawiecz
  ,
  Felix Paterson
• SEC Enforcement Against Private Equity Advisers Continues
  18 December 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• Custody of Digital Assets: Centralized Safekeeping of Decentralized Assets under the Investment Advisers Act
  17 December 2018
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• Debevoise On Material Omissions In Private Equity Secondary Transaction
  9 October 2018
  The CLS Blue Sky Blog
  Katherine Ashton
  ,
  John W. Rife III
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
• Beware Pitfalls In Private Equity Secondary Transactions
  3 October 2018
  Law360
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Julie M. Riewe
  ,
  John W. Rife III
• Law360: Beware Pitfalls In Private Equity Secondary Transactions
  3 October 2018
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Julie M. Riewe
  ,
  John W. Rife III
• Buyers (and Sellers) Beware: Material Omissions in Private Equity Secondary Transactions
  18 September 2018
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  David J. Schwartz
• 2018 Private Equity Midyear Review and Outlook
  9 August 2018
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Julie M. Riewe
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Felix Paterson
• OCIE Lists Most Common Best Execution Deficiencies
  25 July 2018
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Gregory J. Lyons
  ,
  Julie M. Riewe
  ,
  Jeff Robins
• Not Just the Banks: VC and Closed-End Funds Find Relief in Dodd-Frank Overhaul
  29 May 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
  14 May 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs
  13 February 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
• SEC’s Division of Enforcement Announces Self-Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection
  13 February 2018
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• 2018 Private Equity Review and Outlook
  21 December 2017
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Andrew J. Ceresney
  ,
  Peter A. Furci
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  Kevin M. Schmidt
  ,
  Thomas Smith
  ,
  Patricia Volhard
• SEC Releases Observations from Cybersecurity Examinations
  14 August 2017
  Kenneth J. Berman
  ,
  Luke Dembosky
  ,
  Jim Pastore
  ,
  Julie Stem
• Funds Finance Focus: Impact of the ILPA Guidance
  5 July 2017
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Kenneth J. Berman
  ,
  Craig A. Bowman
  ,
  Alan J. Davies
  ,
  Geoffrey Kittredge
  ,
  Pierre Maugüé
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Patricia Volhard
  ,
  Almas Daud
  ,
  John W. Rife III
• The SEC Releases New Form ADV Frequently Asked Questions
  19 June 2017
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• SEC Issues Guidance for Robo-Advisers
  6 March 2017
  Kenneth J. Berman
  ,
  Alexandra N. Mogul
• The Custody Rule Clarified (Again)
  24 February 2017
  Kenneth J. Berman
• Advisers Beware! OCIE Announces Most Frequent Compliance Topics
  9 February 2017
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Michael P. Harrell
• SEC Charges Exempt Reporting Adviser’s CCO for False Statements in Forms ADV
  24 January 2017
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• SEC Approves FINRA’s “Capital Acquisition Broker” Rules
  15 November 2016
  Kenneth J. Berman
• The SEC’s Robare Decision: Potential Financial Conflicts of Interest are Per Se Material and Must Be Disclosed
  11 November 2016
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
  26 October 2016
  Kenneth J. Berman
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• The SEC Adopts Form ADV and Recordkeeping Rule Amendments
  8 September 2016
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• “Living Wills” for Private Fund Sponsors? Proposed Rule Requiring Investment Adviser Business Continuity and Transition Plans
  13 July 2016
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• SEC Increases Qualified Client Net Worth Threshold
  20 June 2016
  Kenneth J. Berman
  ,
  Julie Stem
• Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
  6 June 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Andrew M. Ostrognai
  ,
  Jonathan R. Tuttle
  ,
  Julie Stem
• Proposed Order Regarding the SEC’s Performance Fee Rule: Inflation Adjustments to Qualified Client Thresholds
  3 June 2016
  Kenneth J. Berman
  ,
  Julie Stem
• New Incentive Compensation Rules: Implications for Private Equity Firms
  2 May 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Compensation Practices at Financial Institutions Targeted: Proposed Incentive Compensation Rules Aim To Curb Excessive Risk-Taking
  26 April 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• FINRA Releases Report on Digital Investment Advice Tools
  24 March 2016
  Kenneth J. Berman
• SEC Proposes New Limits on Registered Funds’ and BDCs’ Use of Derivatives
  26 January 2016
  Kenneth J. Berman
  ,
  Byungkwon Lim
• The Shape of Things to Come: OCIE Announces Examination Priorities for 2016
  13 January 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie Stem
• SEC Settles Action Concerning Adequacy of Policies to Prevent Dissemination of Material Nonpublic Information
  2 December 2015
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• SEC Sanctions Investment Adviser for Failing to Adopt Cybersecurity Policies and Procedures
  24 September 2015
  Kenneth J. Berman
  ,
  Jeffrey P. Cunard
  ,
  Michael P. Harrell
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• SEC Releases Updated Cybersecurity Examination Guidelines
  18 September 2015
  Kenneth J. Berman
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• FinCEN Proposes Anti-Money Laundering Rules for Investment Advisers
  31 August 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Andrew M. Ostrognai
  ,
  Robert T. Dura
• SEC Pay-to-Play Placement Agent Restriction Delayed, and a Reminder for Campaign Season
  9 July 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Jennifer R. Cowan
  ,
  Julie Stem
• What Will The “Eyes And Ears” Of The SEC Choose To See And Hear This Year? OCIE Announces Examination Priorities For 2015
  1 July 2015 (Vol. 16, No.2)
  Journal of Investment Compliance
  Kenneth J. Berman
  ,
  Michael P. Harrell
• Proposed Form ADV Amendments: The New SEC Focus on Data... and Other Matters
  9 June 2015
  Kenneth J. Berman
  ,
  Julie Stem
• SEC Issues Cybersecurity Guidance for Registered Investment Advisers and Funds
  7 May 2015
  Jim Pastore
  ,
  Kenneth J. Berman
  ,
  Jeffrey P. Cunard
  ,
  Robert B. Kaplan
  ,
  David A. O'Neil
• Expense Allocation: The SEC Brings Down The Hammer
  1 May 2015 (Vol. 16, No. 1)
  Journal of Investment Compliance
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
• SEC Staff Provides No-Action Relief from Custody Rule for Principals-Only Funds
  31 March 2015
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Rebecca F. Silberstein
• An Important Interpretation Of The Volcker Rule
  23 March 2015
  Law360
  Kenneth J. Berman
  ,
  Satish M. Kini
• Volcker Rule FAQ Expands Ability of Non-U.S. Banks to Invest in Private Funds
  2 March 2015
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• What Will the “Eyes and Ears” of the SEC Choose to See and Hear this Year?
  OCIE Announces Examination Priorities for 2015
  4 February 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
• FSOC: Are Asset Managers’ Products And Activities Creating Systemic Risk?
  31 January 2015
  The Harvard Law School Forum on Corporate Governance and Financial Regulation
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
• FSOC Gets Curious: Are Asset Managers’ Products and Activities Creating Systemic Risk?
  8 January 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
• Reminder - Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  29 December 2014
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gavin Anderson
  ,
  Gary E. Murphy
• “Planning for the Worst”: The SEC Plans New Regulations for the Asset Management Industry
  19 December 2014
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Satish M. Kini
• SEC Settles First “Pay-To-Play” Enforcement Action
  October 2014
  Financial Fraud Law Report
  Kenneth J. Berman
  ,
  Andrew M. Levine
• Expense Allocation: The SEC Brings Down the Hammer
  26 September 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
• Debevoise & Plimpton Discusses JOBS Act General Solicitations
  23 September 2014
  The CLS Blue Sky Blog: Columbia Law School’s Blog On Corporations And The Capital Markets
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Kenneth J. Berman
• CFTC Opens Door for Use of Jobs Act General Solicitations
  12 September 2014
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Gary E. Murphy
• Debevoise & Plimpton Discusses Treatment of Special Purposes Vehicles under the Advisers Act
  8 August 2014
  The CLS Blue Sky Blog: Columbia Law School's Blog On Corporations and The Capital Markets.
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Andrew M. Ostrognai
  ,
  Kevin M. Schmidt
• Treatment of SPVs and M&A Escrow Accounts under the Advisers Act Custody Rule
  11 July 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Andrew M. Ostrognai
  ,
  Kevin M. Schmidt
• SEC Issues Guidance with Respect to Proxy Advisory Firms and Proxy Voting by Investment Advisers
  3 July 2014
  Alan H. Paley
  ,
  Kenneth J. Berman
• SEC Settles First “Pay-to-Play” Enforcement Action
  2 July 2014
  Jonathan Adler
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Andrew M. Levine
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
  ,
  Jennifer R. Cowan
• SEC Warns Against Interference with Potential Whistleblowers
  6 May 2014
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
• Foreign Bank Investments in Parallel Fund Structures under the Volcker Rule
  1 May 2014
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• SEC Releases Cybersecurity Examination Roadmap
  22 April 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
• Are Your Employees Now “Knowledgeable”? New SEC Guidance for Private Fund Managers
  6 March 2014
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
• Good News on ‘Bad Actors’
  6 March 2014
  PE Manager
  Kenneth J. Berman
  ,
  Alan H. Paley
  ,
  Jonathan Adler
• SEC Updates Form PF Guidance
  24 February 2014
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• The SEC’s Examination Priorities for 2014
  28 January 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  26 December 2013
  Marwan Al-Turki
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Byungkwon Lim
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gary E. Murphy
• Adviser Beware: Lessons Learned From Recent SEC Examinations and Enforcement Actions
  Fall 2013
  Robert B. Kaplan
  ,
  Kenneth J. Berman
• Good News on "Bad Actors"
  Fall 2013
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Alan H. Paley
• A Touch of Solace for Broker-Dealer Compliance Personnel
  7 November 2013
  Law360
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Robert B. Kaplan
• ALERT: Compliance Date for Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
  Spring 2012, Vol. 12, Number 3
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• Debevoise & Plimpton Discusses SEC’s Guidance on Supervisory Liability for a Broker-Dealer’s Compliance and Legal Personnel
  5 November 2013
  The Columbia Law School Blue Sky Blog
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
• Guidance (and a Touch of Solace) for Compliance and Legal Personnel on Potential Supervisory Liability
  21 October 2013
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• When the SEC Knocks on Your Door, Will You Be Prepared?: Practical Steps PE Firms Should Take to Prepare for an SEC “Presence” Examination
  Winter 2013, Vol 13, Number 2
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Michael P. Harrell
  ,
  Jonathan R. Tuttle
• Investment Adviser Pleads Guilty to Lying to SEC Officials during an Examination
  24 September 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
• CFTC Adopts Harmonization Rules for Registered Investment Company CPOs; Amends Rules for all CPOs and CTAs
  30 August 2013
  Byungkwon Lim
  ,
  Gary E. Murphy
  ,
  Kenneth J. Berman
• SEC Staff Provides Relief under the Custody Rule with Respect to Restricted Stock Certificates Held by Private Funds
  6 August 2013
  Michael P. Harrell
  ,
  Kenneth J. Berman
• SEC Adopts JOBS Act Rules Eliminating Ban on General Solicitations in Certain Private Offerings
  17 July 2013
  Michael P. Harrell
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Kenneth J. Berman
• SEC Adopts JOBS Act Rule Eliminating Ban on General Solicitations in Certain Private Offerings
  10 July 2013
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
  ,
  Michael P. Harrell
  ,
  Kenneth J. Berman
• SEC’s Division of Trading and Markets Delivers a Message to Private Fund Sponsors about Potential Broker-Dealer Registration Issues
  18 April 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
  ,
  Alan H. Paley
• SEC and CFTC Issue Final Rules on Identity Theft Protection
  16 April 2013
  Satish M. Kini
  ,
  Kenneth J. Berman
  ,
  Byungkwon Lim
• SEC Staff Raises Important Custody Rule Compliance Issues for Private Fund Sponsors
  2 April 2013
  Kenneth J. Berman
  ,
  David J. Schwartz
• SEC Sanctions Private Fund Sponsor for Using Unlicensed Broker to Sell Private Fund Interests
  29 March 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
• SEC Enforcement Action Targets Advisers to Private Equity Funds
  15 March 2013
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Eric Dinallo
  ,
  Mark P. Goodman
  ,
  Michael P. Harrell
  ,
  Shannon Rose Selden
• The Private Equity Report
  Winter 2013
  Jonathan F. Lewis
  ,
  E. Drew Dutton
  ,
  David Innes
  ,
  Andrew M. Ostrognai
  ,
  Eric Dinallo
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Michael P. Harrell
  ,
  Jonathan R. Tuttle
  ,
  Kevin M. Schmidt
  ,
  Michael Schaper
  ,
  Peter F.G. Schuur
  ,
  Adele M. Karig
  ,
  Matthew D. Saronson
• SEC 2013 Examination Priorities Focus on Private Fund Sponsors
  5 March 2013
  Eric Dinallo
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  20 December 2012
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gary E. Murphy
• JOBS Act Rule Eliminating the Ban on General Solicitations in Certain Private Offerings Is Proposed
  31 August 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
• Time For Private Equity To Focus On Form PF
  25 June 2012
  The Deal
  Kenneth J. Berman
• The Private Equity Report
  Spring 2012
  Gregory V. Gooding
  ,
  Alan J. Davies
  ,
  Matthew E. Kaplan
  ,
  Pierre Maugüé
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
  ,
  Lawrence K. Cagney
  ,
  David Innes
  ,
  Dr. Thomas Schürrle
  ,
  M. Natasha Labovitz
• Compliance Date For Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
  12 June 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• International Survey of Investment Adviser Regulation
  June 2012
  Wolters Kluwer
  Marcia L. MacHarg
  ,
  Kenneth J. Berman
• Time For Private Equity To Focus On Form PF
  25 May 2012
  The Deal
  Kenneth J. Berman
• SEC Risk Alert Discusses When Social Media Interactions May Constitute Prohibited Hedge Fund Client Testimonials
  5 April 2012
  The Hedge Fund Law Report
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
• Compliance Date for Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
  Spring 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• The Private Equity Report
  Winter 2012
  Matthew E. Kaplan
  ,
  David Innes
  ,
  Alan J. Davies
  ,
  Thomas Smith
  ,
  Kevin Rinker
  ,
  Gary E. Murphy
  ,
  Kenneth J. Berman
  ,
  Andrew M. Ostrognai
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  David A. Brittenham
• Amendments to The Advisers Act Performance Fee Rule
  27 February 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
• Investment Adviser Social Media Risk Alert: You May Not “Like” This
  19 January 2012
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Marcia L. MacHarg
• Reminder – Periodic Filing, Notice and Reporting Requirements For Private Equity Funds
  4 January 2012
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
• SEC and CFTC Adopt Form PF for Registered Investment Advisers to Private Funds
  16 November 2011
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Marcia L. MacHarg
• The Volcker Rule Proposals on Bank Investments in Private Funds
  10 November 2011
  The Harvard Law School Forum on Corporate Governance and Financial Regulation
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
  ,
  Rebecca F. Silberstein
• The Volcker Rule Proposals on Bank Investments in Private Funds: Expected Impact and Open Questions
  18 October 2011
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Gregory J. Lyons
  ,
  Kenneth J. Berman
  ,
  Paul L. Lee
• SEC Adopts Rule Defining “Family Office” under the Investment Advisers Act
  15 July 2011
  Kenneth J. Berman
• SEC Adopts Final Dodd-Frank Advisers Act Requirements but Delays Implementation until 2012
  27 June 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• SEC Implements (and Delays) Private Fund Registration and New Exemptions under Dodd-Frank
  23 June 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• Supreme Court Adopts Rule Curtailing Private Securities Fraud Actions against Outside Advisors Who Assist in the Preparation of Disclosures
  15 June 2011
  Maeve O'Connor
  ,
  Kenneth J. Berman
  ,
  John S. Kiernan
  ,
  Gary W. Kubek
  ,
  Peter J. Loughran
  ,
  Joseph P. Moodhe
  ,
  Colby A. Smith
• Proposed Order and Amendments Regarding the SEC’s Performance Fee Rule
  17 May 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
• Extension of Investment Advisers Act Registration Deadline for Certain Private Equity and Hedge Fund Advisers
  11 April 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• Pay-To-Play Compliance Deadline Around the Corner for Investment Advisers
  10 February 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
  ,
  Rebecca F. Silberstein
• Registered Advisers to Private Funds Hit with New Risk Reporting on Form PF
  3 February 2011
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Marcia L. MacHarg
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  28 December 2010
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
• SEC Proposes Rules to Implement the Dodd-Frank Act’s Advisers Act Provisions
  22 December 2010
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
• Dodd-Frank's Impact on Private Fund Managers
  16 November 2010
  Kenneth J. Berman
• Private No More
  12 November 2010
  The Deal Magazine
  Kenneth J. Berman
  ,
  Michael P. Harrell
• The Private Equity Report
  Summer 2010
  Franci J. Blassberg
  ,
  Lawrence K. Cagney
  ,
  Keith J. Slattery
  ,
  Geoffrey Kittredge
  ,
  Michael P. Harrell
  ,
  Kenneth J. Berman
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Geoffrey P. Burgess
• SEC Amends Advisers Act Registration Form
  18 August 2010
  Kenneth J. Berman
  ,
  David J. Schwartz
• Advisers Act Registration and Regulation of Private Fund Managers and Non-U.S. Institutions after the Dodd-Frank Act
  21 July 2010
  Michael P. Harrell
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Marcia L. MacHarg
  ,
  Kenneth J. Berman
• SEC Adopts New Pay-to-Play Rule
  12 July 2010
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• The Financial Institutions Report
  Volume 4, Number 7, July 2010
  Wolcott B. Dunham, Jr.
  ,
  Satish M. Kini
  ,
  Nicholas F. Potter
  ,
  Byungkwon Lim
  ,
  Emilie T. Hsu
  ,
  Lawrence K. Cagney
  ,
  Alan H. Paley
  ,
  Kenneth J. Berman
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
• Senate Passes a Comprehensive Financial Regulatory Reform Bill and Sets the Stage for a Senate-House Conference Process
  24 May 2010
  Kenneth J. Berman
  ,
  Satish M. Kini
• Mutual Fund Fees: The Supreme Court Adopts the Gartenberg Standard
  1 April 2010
  Kenneth J. Berman
  ,
  Woodrow W. Campbell, Jr.
  ,
  Marcia L. MacHarg
  ,
  John S. Kiernan
• Pay for Say
  5 February 2010
  Kenneth J. Berman
• How the SEC's New Custody Requirements Change the Ground Rules for Registered Investment Advisers
  18 January 2010
  BNA Securities Regulation & Law Report
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
  ,
  David J. Schwartz
• How the SEC’s New Custody Requirements Change the Ground Rules for Registered Investment Advisers
  5 January 2010
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Marcia L. MacHarg
• Reminder – Periodic Filing and Notice Requirements for Private Equity Funds
  21 December 2009
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
• The Private Equity Report
  Fall 2009
  Franci J. Blassberg
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Jonathan F. Lewis
  ,
  William D. Regner
  ,
  Geoffrey P. Burgess
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Dr. Thomas Schürrle
  ,
  Jasmine Ball
  ,
  Kenneth J. Berman
• Will Private Equity Dodge the Registration Bullet?
  12 November 2009
  Kenneth J. Berman
  ,
  Michael P. Harrell
• PE's New Rule Book
  1 September 2009
  Mergers & Acquisitions
  Kenneth J. Berman
• Déjà Vu All Over Again: Proposal for Private Fund Adviser Registration
  17 July 2009
  Michael P. Harrell
  ,
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
  ,
  Paul L. Lee
  ,
  Byungkwon Lim
• Proposed Investor Protection Act of 2009 Promises Significant Regulatory Changes and Potentially Higher Costs for Broker-Dealers and Investment Advisors
  13 July 2009
  Joseph P. Moodhe
  ,
  Paul L. Lee
  ,
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Colby A. Smith
• Financial Regulatory Reform: Implications for Hedge Funds and Alternative Investments
  19 June 2009
  Kenneth J. Berman
  ,
  Byungkwon Lim
  ,
  Emilie T. Hsu
• The Private Equity Report
  Spring 2009
  Franci J. Blassberg
  ,
  Andrew L. Bab
  ,
  Kenneth J. Berman
  ,
  Gary M. Friedman
  ,
  Richard F. Hahn
  ,
  Peter J. Irwin
  ,
  Marcia L. MacHarg
  ,
  Nicole Levin Mesard
  ,
  Kevin Rinker
  ,
  Matthew D. Saronson
  ,
  Philipp von Holst
• Proposed Amendments to the SEC’s Investment Adviser Custody Rule
  3 June 2009
  Kenneth J. Berman
  ,
  David J. Schwartz
  ,
  Marcia L. MacHarg
• What’s Next for the SEC?
  23 February 2009
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Colby A. Smith
  ,
  Jonathan R. Tuttle
  ,
  John B. Missing
• The Proposed Hedge Fund Transparency Act: It’s Not Just for Hedge Funds
  2 February 2009
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
• The Private Equity Report
  Summer 2008
  Franci J. Blassberg
  ,
  E. Drew Dutton
  ,
  Robert F. Quaintance, Jr.
  ,
  Daniel M. Abuhoff
  ,
  Maurizio Levi-Minzi
  ,
  Kenneth J. Berman
  ,
  Katherine Ashton
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• The Private Equity Report
  Winter/Spring 2007
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Peter A. Furci
  ,
  Michael P. Harrell
  ,
  Gary M. Friedman
  ,
  Michael J. Gillespie
  ,
  Jennifer J. Burleigh
  ,
  Paul R. Berger
  ,
  Geoffrey P. Burgess
  ,
  David F. Hickok
  ,
  Franci J. Blassberg
• The Private Equity Report
  Fall 2006
  Franci J. Blassberg
  ,
  Dr. Thomas Schürrle
  ,
  Elizabeth Pagel Serebransky
  ,
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
  ,
  Marwan Al-Turki
  ,
  Adele M. Karig
• The Private Equity Report
  Winter 2005
  Franci J. Blassberg
  ,
  Rebecca F. Silberstein
  ,
  Geoffrey Kittredge
  ,
  Andrew L. Bab
  ,
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Antoine F. Kirry
• The Private Equity Report
  Spring 2004
  Franci J. Blassberg
  ,
  Kenneth J. Berman
  ,
  Geoffrey Kittredge
  ,
  Dr. Thomas Schürrle
  ,
  Margaret Andrews Davenport
  ,
  Daniel M. Abuhoff
  ,
  John M. Vasily
  ,
  Mark W. Friedman
  ,
  Gary W. Kubek
  ,
  William D. Regner
  ,
  Dr. Thomas Schürrle
  ,
  Michael P. Harrell
  ,
  Jeffrey J. Rosen
• The Private Equity Report
  Winter 2004
  Franci J. Blassberg
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Antoine F. Kirry
  ,
  Marcia L. MacHarg
  ,
  Adele M. Karig
  ,
  Andrew L. Bab
  ,
  Peter A. Furci
  ,
  Jeffrey J. Rosen
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
• The Private Equity Report
  Summer 2003
  Michael P. Harrell
  ,
  Marwan Al-Turki
  ,
  Adele M. Karig
  ,
  Gary M. Friedman
  ,
  Andrew L. Bab
  ,
  David A. Brittenham
  ,
  Alan J. Davies
  ,
  Franci J. Blassberg
  ,
  Jeffrey P. Cunard
  ,
  Kenneth J. Berman
• The Private Equity Report
  Fall 2002
  Gregory V. Gooding
  ,
  William D. Regner
  ,
  Woodrow W. Campbell, Jr.
  ,
  Robert J. Cubitto
  ,
  Daniel M. Abuhoff
  ,
  Kenneth J. Berman
  ,
  Franci J. Blassberg
• The Private Equity Report
  Spring 2002
  Franci J. Blassberg
  ,
  Paul S. Bird
  ,
  Peter F.G. Schuur
  ,
  David J. Schwartz
  ,
  Geoffrey Kittredge
  ,
  Woodrow W. Campbell, Jr.
  ,
  Stuart Hammer
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Maurizio Levi-Minzi
  ,
  Rebecca F. Silberstein
  ,
  Harry Zirlin
• The Private Equity Report
  Winter 2002
  Franci J. Blassberg
  ,
  Robert F. Quaintance, Jr.
  ,
  Woodrow W. Campbell, Jr.
  ,
  Stuart Hammer
  ,
  Elizabeth Pagel Serebransky
  ,
  Kenneth J. Berman
  ,
  Richard F. Hahn
  ,
  David F. Hickok
  ,
  Dr. Thomas Schürrle
  ,
  Marcia L. MacHarg