Kenneth J. Berman

Retired Partner
Washington, D.C.
Tel: +1 202 383 8050
Overview
Kenneth Berman is a retired partner and former member of the Investment Management Group. His practice focused on providing regulatory and compliance advice ... Read Full Biography

Publications

Upcoming Events

Recent Events

  • Cryptocurrency and the Custody Rule
    8 October 2019
    Strafford
    Cryptocurrency and the Custody Rule: Legal Pitfalls in Managing Digital Assets
    Webinar
    Speaker: Kenneth J. Berman, Byungkwon Lim, Gary E. Murphy
    Speaking Engagements
  • Who is an Investment Adviser? Regulatory Jurisdiction
    8 July 2019
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2019
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Registered Funds Roundup
    14-15 March 2019
    Investment Adviser Association
    Investment Adviser Association’s 2019 Investment Adviser Compliance Conference – Effective Strategies and Best Practices
    Washington, D.C.
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Who is an Investment Adviser; Regulatory Jurisdiction
    25 June 2018
    Practising Law Institute
    PLI’s Fundamentals of Investment Adviser Regulation 2018
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • The Impact of European Regulation on U.S. Mutual Funds
    27-28 March 2018
    Mutual Fund Directors Forum
    2018 Policy Conference
    Washington, DC
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • U.S. and International Regulatory Developments
    8 November 2017
    American Investment Council
    AIC General Counsels’ Day
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Cross-border Marketing: A Kaleidoscopic View on Differing Challenges
    4 October 2017
    ACA Compliance Group
    ACA’s Regulatory Horizon Forum
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Who is an Investment Adviser; Regulatory Jurisdiction
    26 June 2017
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2017
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Private Equity Regulation in the Trump Era
    7 December 2016
    American Investment Council
    Chief Compliance Officers Working Group Meeting
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Who is an Investment Adviser: Regulatory Jurisdiction
    13 July 2016
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2016
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Monitoring Compliance at Private Equity Firms: Issues for CCOs
    29-30 June 2016
    Practising Law Institute
    PLI’s Seventeenth Annual Private Equity Forum
    New York, New York
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Emerging SEC Enforcement and Exam Issues: What's Next for Private Equity?
    13 Apr 2016
    Debevoise & Plimpton
    Debevoise Seminar
    Debevoise & Plimpton, New York
    Speaker: Kenneth J. Berman, Robert B. Kaplan, Julie M. Riewe, Rebecca F. Silberstein
    Speaking Engagements
  • The Latest from Washington: Hot Topics for Investment Advisers from Regulators to Capitol Hill
    Date: 10 March 2016
    Investment Adviser Association (IAA)
    IAA Compliance Conference 2016 – Strategies for a Changing Regulatory Environment
    Washington, DC
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Cybersecurity: Best Practices for an Effective Defense
    17 November 2015
    IA Watch and Buyouts Insider
    Coping with Regulatory Change: What's Next in IA Compliance Conference
    Washington, D.C.
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Fundamentals of Investment Adviser Regulation 2015
    15 July 2015
    Practising Law Institute
    Fundamentals of Investment Adviser Regulation 2015
    New York, NY
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Governance Topics
    8 July 2015
    Investment Company Institute
    2015 Independent Counsel Roundtable
    Washington, D.C.
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Regulation: The SEC and Beyond
    25 June 2015
    Private Equity Growth Capital Council
    Chief Financial Officers' Day
    New York, NY
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Successfully Managing the Impact of Investigations and Enforcement Actions
    22-24 April 2015
    IAA
    Regulatory Compliance Association Symposium- Regulation, Operations and Compliance (ROC)- Bermuda 2015
    Fairmont Southampton, Bermuda
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • 75 Years and Counting: Building on the Strengths of Investment Company Act Regulations
    15-18 March 2015
    ICI
    ICI 2015 Mutual Funds & Investment Management Conference
    J.W. Marriott Desert Springs, Palm Desert, California
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • Adviser Issues in the European Union
    5-6 March 2015
    IAA
    IAA Investment Adviser Compliance Conference - Effective Strategies and Best Practices
    Marriott Crystal Gateway, Arlington, VA
    Speaker: Kenneth J. Berman
    Speaking Engagements
  • 40 Acts Luncheon
    30 January 2015 12:00 AM Dateline Standard Time
    Speaker: Kenneth J. Berman
    Debevoise Events