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Law360:
What SEC Exam Trends Mean For Asset Managers
26 April 2019
Law360
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Practices
Funds/Investment Management
White Collar & Regulatory Defense
Asset Management Enforcement and Examinations
Private Equity Firms and Funds
Industries
Funds/Investment Management
Asset Management Enforcement and Examinations
Regions
US/North America
Authors:
Kenneth J. Berman
Retired Partner
Andrew J. Ceresney
Partner
Robert B. Kaplan
Partner
Julie M. Riewe
Partner