Recent Events

• Meeting New DOJ Evaluation of Corporate Compliance Program Expectations
  23 October 2024
  Ethics & Compliance Initiative
  Impact 2024
  Orlando, Florida
  Speaker: Charu A. Chandrasekhar
  Speaking Engagements
• Recent Developments in Securities Enforcement – October 2024
  10 October 2024
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary Webcast
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Mark D. Flinn, Anna Moody
  Speaking Engagements
• SEC Exam and Enforcement Trends and Priorities for Investment Advisers
  24 September 2024
  ACA
  CCO and GC Roundtable for Asset Managers on SEC Trends and Priorities
  Los Angeles, California
  Speaker: Kristin A. Snyder
  Speaking Engagements
• SEC Exams and Enforcement
  7 August 2024
  Alternative Investment Management Association
  Virtual
  Speaker: Charu A. Chandrasekhar
  Speaking Engagements
• Recent Developments in Securities Enforcement – July 2024
  24 July 2024
  Debevoise & Plimpton LLP
  Webcast: Securities Enforcement Commentary
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Julie M. Riewe, Philip A. Fortino
  Speaking Engagements
• Reg S-P
  17 July 2024
  National Society of Compliance Professionals, Private Fund Forum
  Reg S-P
  Webcast
  Speaker: Charu A. Chandrasekhar
  Speaking Engagements
• Topics and Trends Affecting Asset Managers
  25 June 2024
  Debevoise & Plimpton LLP
  9th Annual SEC Alumni Seminar
  New York, New York
  Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Robert B. Kaplan, Julie M. Riewe, Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement - June 2024
  6 June 2024
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary
  Webcast
  Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Robert B. Kaplan, Anna Moody
  Speaking Engagements
• Cybersecurity, Climate, Private Funds, ESG, SPACs and More – The SEC’s Active Rulemaking Agenda and its Impact
  23 May 2024
  Securities Docket
  Securities Enforcement Forum West 2024
  East Palo Alto, California
  Speaker: Kristin A. Snyder
  Speaking Engagements
• SEC Whistleblower Enforcement
  21 May 2024
  Investment Advisers Association
  IAA Committee Meeting
  Webcast
  Speaker: Julie M. Riewe, Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement
  9 May 2024
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Kristin A. Snyder, Stephan J. Schlegelmilch
  Speaking Engagements
• SEC Exam and Enforcement Priorities
  25 April 2024
  PricewaterhouseCoopers
  California ’40 Acts Group
  San Francisco, California
  Speaker: Kristin A. Snyder
  Speaking Engagements
• AI Washing
  17 April 2024
  National Society of Compliance Professionals, Private Fund Forum
  AI Washing
  Webcast
  Speaker: Charu A. Chandrasekhar
  Speaking Engagements
• Key Issues in Enforcement with the Current and Former Chief Accountants of the SEC's Enforcement Division
  8 April 2024
  DC Bar
  Remote Program: Key Issues in Enforcement with the Current and Former Chief Accountants of the SEC's Enforcement Division
  Webcast
  Speaker: Anna Moody
  Speaking Engagements
• Recent Developments in Securities Enforcement
  1 April 2024
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary
  Webcast
  Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Robert B. Kaplan, Philip A. Fortino
  Speaking Engagements
• Recent Developments in Securities Enforcement
  29 February 2024
  Debevoise & Plimpton LLP
  Securities Engagement Commentary
  Webcast
  Speaker: Andrew J. Ceresney, Julie M. Riewe, Kristin A. Snyder, Anna Moody
  Speaking Engagements
• What Companies Should Know about SEC Rule 21F-17(a) and Tips for Compliance
  21 February 2024
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Jyotin Hamid, Arian M. June, Jonathan R. Tuttle
  Speaking Engagements
• Important Issues in Current Delaware Litigation
  7 February 2024
  New York City Bar Association
  Securities Litigation & Enforcement Institute 2024
  New York, New York
  Speaker: Maeve O'Connor
  Speaking Engagements
• SEC and FINRA Compliance Considerations for AI Use by RIAs and Broker-Dealers
  6 February 2024
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Charu A. Chandrasekhar, Avi Gesser, Julie M. Riewe, Kristin A. Snyder
  Speaking Engagements
• SEC Exams: Priorities, Risks and Preparation
  6 February 2024
  Regulatory Compliance Watch
  Webcast
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement
  31 January 2024
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary
  Webcast
  Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Arian M. June, Philip A. Fortino
  Speaking Engagements
• Major SEC/DOJ Enforcement Actions and Crypto Litigation
  30 January 2024
  Bar Association of San Francisco
  Shareholder Litigation and Securities Enforcement seminar
  San Francisco, CA
  Speaker: Josh A. Cohen
  Speaking Engagements
• Predictions and Priorities for 2024
  23 January 2024
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Catherine Amirfar, Andrew J. Ceresney, Charu A. Chandrasekhar, Avi Gesser, Eric T. Juergens, Arian M. June, Satish M. Kini, Benjamin R. Pedersen, Jane Shvets, Kristin A. Snyder, Ulysses Smith, Ashley Yoon
  Speaking Engagements
• Securities Enforcement Commentary
  21 December 2023
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Kristin A. Snyder, Stephan J. Schlegelmilch
  Speaking Engagements
• Meet the SEC's Division of Enforcement Home Office Associate Directors and Co-Chief of the Asset Management Unit
  4 December 2023
  D.C. Bar
  Webcast
  Speaker: Anna Moody
  Speaking Engagements
• Recent Developments in Securities Enforcement
  29 November 2023
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Robert B. Kaplan, Philip A. Fortino
  Speaking Engagements
• Recent Developments in Securities Enforcement
  24 October 2023
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Charu A. Chandrasekhar, Kristin A. Snyder, Stephan J. Schlegelmilch
  Speaking Engagements
• SEC's New Private Funds Rule
  5 October 2023
  KPMG
  San Francisco, CA
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement – September 2023
  19 September 2023
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Robert B. Kaplan, Julie M. Riewe
  Speaking Engagements
• The SEC’s Private Funds Rule
  24 August 2023
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Marc Ponchione, Rebecca F. Silberstein, Kristin A. Snyder, Sheena Paul
  Speaking Engagements
• Recent Developments in Securities Enforcement
  17 August 2023
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Kristin A. Snyder, Philip A. Fortino, Stephan J. Schlegelmilch
  Speaking Engagements
• Update on SEC Cybersecurity Rules and New AI Regulation
  28 June 2023
  Institutional Investor
  Institutional Investor Legal Forum Summer Workshop
  Boston, Massachusetts
  Speaker: Avi Gesser, Matt Kelly
  Speaking Engagements
• New SEC Securities Based Swap Rules
  13 June 2023
  Debevoise & Plimpton
  Webcast
  Speaker: Kristin A. Snyder, Charu A. Chandrasekhar
  Speaking Engagements
• SEC Examination Priorities and Trends
  7 June 2023
  American Investment Council
  American Investment Council Roundtable
  Boston, Massachusetts
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Financial Fraud and Operational Resiliency
  17 May 2023
  Securities Industry and Financial Markets Association
  50th Annual Operations Conference & Exhibit
  Orlando, Florida
  Speaker: Erez Liebermann
  Speaking Engagements
• Recent Developments in Securities Enforcement – April 2023
  5 April 2023
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary
  Webcast
  Speaker: Andrew J. Ceresney, Robert B. Kaplan, Julie M. Riewe, Charu A. Chandrasekhar
  Speaking Engagements
• The Evolving ESG Landscape: Securities Litigation & Enforcement Risks
  28 March 2023
  Women In Securities, Debevoise & Plimpton and Morrison Foerster
  San Francisco, California
  Speaker: Kristin A. Snyder
  Speaking Engagements
• SEC Regulatory Landscape Pertinent to Private Fund Managers
  22 March 2023
  Financial Executives Alliance
  Financial Executives Alliance Nor Cal Networking Groups
  San Francisco, California
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Keeping CCOs Sane and Maintaining a Quality Compliance Program
  21 March 2023
  Investment Company Institute
  San Francisco, California
  Speaker: Kristin A. Snyder
  Speaking Engagements
• SEC’s Marketing Rule
  16 March 2023
  RCW Compliance
  Webcast
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Ethical Traps for the Unwary In-House Counsel
  12-15 March 2023
  Securities Industry and Financial Markets Association
  2023 SIFMA C&L Annual Seminar
  San Diego, California
  Speaker: Arian M. June
  Speaking Engagements
• Investment Banking and Capital Markets Enforcement Issues and Developments
  12-15 March 2023
  Securities Industry and Financial Markets Association
  2023 SIFMA C&L Society Annual Seminar
  San Diego, California
  Speaker: Julie M. Riewe
  Speaking Engagements
• Important Issues in Current Delaware Litigation
  8 February 2023
  New York City Bar Association
  New York City Bar Securities Litigation Institute 2023
  New York, New York
  Speaker: Maeve O'Connor
  Speaking Engagements
• Recent Developments in Securities Enforcement
  1 February 2023
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Jonathan R. Tuttle, Philip A. Fortino
  Speaking Engagements
• ESG Regulation
  10 January 2023
  Practising Law Institute
  ESG Regulation Conference
  Webcast
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement Series
  13 December 2022
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Robert B. Kaplan, Kristin A. Snyder, Stephan J. Schlegelmilch
  Speaking Engagements
• Enforcement – Year in Review
  9 December 2022
  PricewaterhouseCoopers
  ABAC Enforcement Update
  Webcast
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Insider Trading 360° – Enforcement Trends, Key Cases and Prosecutions (and Crypto!)
  15 November 2022
  Securities Docket
  Securities Enforcement Forum 2022
  Webcast and Washington, D.C.
  Speaker: Julie M. Riewe
  Speaking Engagements
• Inside the SEC: Understanding the Agency's Enforcement Philosophy
  10 November 2022
  National Association of Women Lawyers
  NAWL General Counsel Institute
  New York, New York
  Speaker: Kristin A. Snyder
  Speaking Engagements
• SEC Examination Priorities
  2 November 2022
  PricewaterhouseCoopers (PwC), Pete Driscoll, Partner
  Ascendant Compliance Conference for SEC Investment Advisers
  Virtual
  Speaker: Kristin A. Snyder
  Speaking Engagements
• SEC Marketing Rule
  27 October 2022
  PFM Health Sciences
  Training on SEC Marketing Rule
  Location: Webcast
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement
  26 October 2022
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Julie M. Riewe, Jonathan R. Tuttle, Stephan J. Schlegelmilch
  Speaking Engagements
• SEC Regulatory and Enforcement Update that will be Valuable Intelligence for Firms to Incorporate into their ODD Programs
  20 October 2022
  Shadmoor and DiligenceVault
  Operational Due Diligence Networking Event
  San Francisco, California
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Insider Trading Trends and Evolving Compliance Best Practices
  17-19 October 2022
  National Society of Compliance Professionals
  2022 NSCP National Conference
  National Harbor, Maryland
  Speaker: Robert B. Kaplan
  Speaking Engagements
• ESG, Exams, and Enforcement: Practical Tips for Managers
  13 October 2022
  Investment Company Institute
  2022 Securities Law Developments Conference
  Webcast
  Speaker: Julie M. Riewe
  Speaking Engagements
• Recent Developments in Securities Enforcement
  21 September 2022
  Debevoise & Plimpton LLP
  Webinar Securities Enforcement Series
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Julie M. Riewe, Jonathan R. Tuttle
  Speaking Engagements
• Recent Developments in Securities Enforcement
  23 August 2022
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Kristin A. Snyder, Stephan J. Schlegelmilch
  Speaking Engagements
• Recent Developments in Securities Enforcement
  21 July 2022
  Debevoise & Plimpton LLP
  Securities Enforcement Series
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Julie M. Riewe, Charu A. Chandrasekhar
  Speaking Engagements
• What You Need to Know About Insider Dealing and the Legal Implications for Senior Management
  17 June 2022
  Hong Kong Chartered Governance Institute
  Webinar
  Hong Kong
  Speaker: Emily Lam
  Speaking Engagements
• Recent Developments in Securities Enforcement
  31 May 2022
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Kristin A. Snyder, Stephan J. Schlegelmilch
  Speaking Engagements
• Hot Topics in Securities Law Defense
  27 May 2022
  Cambridge Forum
  Cambridge Forum on Corporate Enforcement
  Nashville, Tennessee
  Speaker: Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement
  28 April 2022
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Arian M. June, Julie M. Riewe
  Speaking Engagements
• FCPA: Year in Review and Enforcement Trends
  20 April 2022
  Practising Law Institute
  PLI FCPA Program New York 2022
  New York, New York
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Litigating with the SEC in the Gensler Era
  6 April 2022
  DC Bar
  Washington, DC
  Speaker: Stephan J. Schlegelmilch
  Speaking Engagements
• 2022 SEC and FINRA Examination and Enforcement Priorities
  28 March 2022
  Debevoise & Plimpton LLP, Accenture and PCEC Fordham Law
  Webcast
  Speaker: Charu A. Chandrasekhar
  Speaking Engagements
• Pancakes and Priorities: Breakfast CLE with Debevoise’s Examinations and Enforcement Team
  28 March 2022
  ICI
  ICI Conference Breakfast
  Webcast
  Speaker: Robert B. Kaplan, Julie M. Riewe, Kristin A. Snyder
  Speaking Engagements
• Recent Developments in Securities Enforcement
  24 February 2022
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary Series
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Robert B. Kaplan, Charu A. Chandrasekhar, Stephan J. Schlegelmilch
  Speaking Engagements
• Recent Developments in Securities Enforcement
  18 January 2022
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Robert B. Kaplan, Julie M. Riewe, Charu A. Chandrasekhar
  Speaking Engagements
• Recent Developments in Securities Enforcement
  20 December 2021
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary Series
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Arian M. June, Stephan J. Schlegelmilch
  Speaking Engagements
• Recent Developments in Securities Enforcement
  30 November 2021
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary Series
  Webcast
  Speaker: Andrew J. Ceresney, Julie M. Riewe, Jonathan R. Tuttle, Charu A. Chandrasekhar
  Speaking Engagements
• The SEC's Cybersecurity Year in Review 2021: Disclosures, Enforcement, and More
  2 November 2021
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Julie M. Riewe, H Jacqueline Brehmer, Christopher S. Ford
  Speaking Engagements
• Recent Developments in Securities Enforcement
  28 October 2021
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Avi Gesser, Robert B. Kaplan
  Speaking Engagements
• ESG Enforcement – What Should We Expect?
  5 October 2021
  Global Investigations Review
  GIR Live: New York 2021
  New York, New York
  Speaker: Bruce E. Yannett
  Speaking Engagements
• Recent Developments in Securities Enforcement
  22 September 2021
  Debevoise & Plimpton LLP
  Securities Enforcement Commentary Series
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Robert B. Kaplan, Charu A. Chandrasekhar
  Speaking Engagements
• Recent Developments in Securities Enforcement
  19 August 2021
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Arian M. June, Jonathan R. Tuttle, Charu A. Chandrasekhar
  Speaking Engagements
• Everything You Need to Know About the SEC's Private Funds Unit
  22 July 2021
  Debevoise & Plimpton LLP

  Webcast

  Speaker: Robert B. Kaplan, Julie M. Riewe, Charu A. Chandrasekhar
  Speaking Engagements
• Recent Developments in Securities Enforcement
  15 July 2021
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Julie M. Riewe, Charu A. Chandrasekhar
  Speaking Engagements
• Privilege Considerations for Asset Managers
  23 June 2021
  Debevoise & Plimpton LLP
  6th Annual SEC Alumni Seminar
  Webcast
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Arian M. June, Robert B. Kaplan, Marc Ponchione, Julie M. Riewe, Jonathan R. Tuttle, Charu A. Chandrasekhar
  Speaking Engagements
• Recent Developments in Securities Enforcement
  16 June 2021
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Julie M. Riewe, Jonathan R. Tuttle, Charu A. Chandrasekhar
  Speaking Engagements
• Due Diligence Insights
  8 June 2021
  Kroll
  The SEC Under the Biden Administration
  Webcast
  Speaker: Charu A. Chandrasekhar
  Speaking Engagements
• Sarbanes-Oxley Two Decades Later
  13 May 2021
  Accounting Department & The Pedro Arrupe, S. J. Center for Business Ethics
  Webcast
  Speaker: Mary Jo White
  Speaking Engagements
• How Enforcement Agencies Evaluate Effective Compliance: Assessing Corporate Culture at the Roots of Organizations
  31 March 2021
  NYU School of Law
  Corporate Compliance and Enforcement Conference
  Webcast
  Speaker: Bruce E. Yannett
  Speaking Engagements
• SPACs and Associated IAA/ICA/33 Act Regulatory and Enforcement Issues and More
  23 March 2021
  American Investment Council
  AIC’s CCO Working Group Webinar
  Webcast
  Speaker: Marc Ponchione, Julie M. Riewe
  Speaking Engagements
• White Collar Enforcement in the Biden Era: A Change in Approach to Asia
  23 February 2021
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Mark Johnson, Satish M. Kini, Bruce E. Yannett, Philip Rohlik
  Speaking Engagements
• SEC/FCPA/Compliance
  16 February 2021
  Nasdaq
  Engage in Place
  Webcast
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Managing Risk in SEC Enforcement Investigations
  27 January 2021
  Northwestern Pritzker School of Law
  Securities Regulation Institute
  Webcast
  Speaker: Arian M. June
  Speaking Engagements
• Predictions & Priorities for 2021
  27 January 2021
  Debevoise & Plimpton LLP
  Webcast
  Speaker: Andrew J. Ceresney, Jennifer L. Chu, Erin Cleary, Ted Hassi, Morgan J. Hayes, Arian M. June, Satish M. Kini, William D. Regner, Kevin Rinker, Jane Shvets, Tricia Bozyk Sherno
  Speaking Engagements
• The SEC in 2021 – Looking Ahead
  25 January 2021
  Northwestern Pritzker School of Law
  Securities Regulation Institute
  Webcast
  Speaker: Mary Jo White
  Speaking Engagements
• SEC Division Reports
  29-30 October 2020
  Financial Markets Association
  FMA's 29th Annual Legal & Legislative Conference
  Webinar
  Speaker: Kara Brockmeyer
  Speaking Engagements
• FCPA Trends and Developments
  28 October 2020
  Securities Docket
  Securities Enforcement Form on FCPA Issues
  Webcast
  Speaker: Jonathan R. Tuttle
  Speaking Engagements
• White Collar Crime 2020: FCPA and Anti-Corruption Investigations and Enforcement
  23 September 2020
  Practising Law Institute
  Webcast
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Fireside Chat
  17 September 2020
  Compliance Week
  Compliance Week Third Party Risk Management Conference
  Webcast
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Enforcement Powers of the SFC and Recent Enforcement Cases
  9 July 2020
  Debevoise & Plimpton
  Webinar
  Speaking Engagements
• Federal and State Securities Enforcement in the Age of COVID
  30 June 2020
  Risk Management Association
  Webcast
  Speaker: Andrew J. Ceresney, Courtney M. Dankworth, Julie M. Riewe
  Speaking Engagements
• Enforcement Trends; What Counts as Cooperation for Corporations These Days?
  18 June 2020
  Securities Industry and Financial Markets Association
  Handling a Regulatory Investigation – In House and Outside Counsel Perspective
  Webinar
  Speaker: Andrew J. Ceresney
  Speaking Engagements
• SEC’s Role in FCPA Investigations
  4 May 2020
  TRACE
  Webinar
  Speaker: Kara Brockmeyer
  Speaking Engagements
• SEC/DOJ – Enforcement Update
  28 April 2020
  American Bar Association
  Webinar
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Privilege in Investigations
  22 April 2020
  Debevoise & Plimpton LLP
  Webinar
  Speaker: Gareth Hughes, Philip Rohlik, Emily Austin
  Speaking Engagements
• Everyone Has Them: Identifying, Disclosing, and Managing Conflicts of Interest Under Your Fiduciary Duty
  5-6 March 2020
  Investment Adviser Association
  IAA Investment Adviser 2020 Compliance Conference
  Washington, DC
  Speaker: Julie M. Riewe
  Speaking Engagements
• Ethics: Lessons Learned from a Silicon Valley Startup
  29 January 2020
  Securities Regulation Institute
  47th Annual Securities Regulation Institute
  Coronado, California
  Speaker: Arian M. June
  Speaking Engagements
• Trends in Enforcement and Internal Investigations
  8 January 2020
  Ethics & Compliance Initiative
  Ethics & Compliance Initiative Fellows Conference
  Washington, DC
  Speaker: Arian M. June
  Speaking Engagements
• DOJ/SEC Enforcement Update
  10 December 2019
  ABA Criminal Justice Section
  ABA CJS Regional Event
  Miami, Florida
  Speaker: Kara Brockmeyer
  Speaking Engagements
• The Globalization of Enforcement
  2-3 December 2019
  New York City Bar
  International White Collar Crime Symposium
  New York, New York
  Speaker: Andrew M. Levine
  Speaking Engagements
• DOJ/SEC Enforcement Update
  14 November 2019
  ABA and PwC
  ABA CJS Charlotte Event: DOJ/SEC Enforcement Update
  Charlotte, North Carolina
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Rebuttal: The Defense Perspective
  6 November 2019
  Practising Law Institute
  51st Annual Institute on Securities Regulation
  New York, New York
  Speaker: Andrew J. Ceresney
  Speaking Engagements
• SEC Enforcement
  5 November 2019
  InvestoRegulation
  22nd Annual Conference: SEC Regulation Outside the United States
  London, UK
  Speaker: Julie M. Riewe
  Speaking Engagements
• Changes and Challenges: The SEC View From the Top
  25 October 2019
  State Bar of Georgia/Business Law Section
  Securities Litigation and Regulatory Practice
  Atlanta, Georgia
  Speaker: Julie M. Riewe
  Speaking Engagements
• Director's Panel
  23 October 2019
  Securities Docket
  Securities Enforcement Forum 2019
  Washington, DC
  Speaker: Andrew J. Ceresney
  Speaking Engagements
• Managing a True Corporate Crisis/Major Internal Investigation
  23 October 2019
  Securities Docket
  Securities Enforcement Forum 2019
  Washington, DC
  Speaker: Jonathan R. Tuttle
  Speaking Engagements
• Corporate Compliance
  11 October 2019
  NYU School of Law
  NYU School of Law Program on Corporate Compliance and Enforcement
  New York, New York
  Speaker: Helen V. Cantwell, Mary Beth Hogan
  Speaking Engagements
• Sanctions Enforcement
  3 October 2019
  New York City Bar Association
  NYC Bar Association Banking Law Committee Monthly Meeting
  New York, New York
  Speaking Engagements
• Corporate Whistleblowing in 2019
  16 July 2019
  Practising Law Institute
  New York, New York
  Speaker: Arian M. June
  Speaking Engagements
• Enforcement Issues Today
  23-24 May 2019
  Practising Law Institute
  Seventh Annual Institute on Corporate & Securities Law in Hong Kong
  Hong Kong
  Speaker: Gareth Hughes
  Speaking Engagements
• Securities and White Collar Defense
  3 May 2019
  Colorado Bar Association
  Denver Rocky Mountain Conference
  Denver, Colorado
  Speaker: Andrew J. Ceresney
  Speaking Engagements
• Litigation Update – Regulatory and Criminal
  25 March 2019
  Securities Industry and Financial Markets Association
  SIFMA's Annual C&L Seminar
  Orlando, Florida
  Speaker: Andrew J. Ceresney
  Speaking Engagements
• The SEC’s Focus on Investor Protection: RICs on the Radar of OCIE and Enforcement
  17-20 March 2019
  Investment Company Institute
  ICI 2019 Mutual Funds and Investment Management Conference
  San Diego, California
  Speaker: Julie M. Riewe
  Speaking Engagements
• Investigations into Listed Companies by Securities Regulators
  26 February 2019
  LexOmnibus
  Seminar
  Hong Kong
  Speaker: Gareth Hughes, Mark Johnson
  Speaking Engagements
• The SEC/FDA Nexus: Best Practices for Publicly Traded Life Sciences Companies
  20 February 2019
  Practicing Law Institute
  Practice Briefing
  
  Speaker: Paul M. Rodel, Paul D. Rubin, Jacob W. Stahl
  Speaking Engagements
• Medical Device Post-Market Cybersecurity – Stakeholder Interactions and the Importance of Advancing Coordinated Vulnerability Disclosure
  7 February 2019
  Practicing Law Institute
  Practice Briefing
  Speaker: Luke Dembosky, Paul D. Rubin, Melissa Runsten
  Speaking Engagements
• Discussion with the SEC’s Newest Enforcement Associate Directors
  12 December 2018
  District of Columbia Bar
  Washington, DC
  
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Hot Trends in DOJ and SEC Enforcement and Litigation
  5 December 2018
  Sandpiper Partners LLC
  Breakfast and Educational Briefing
  New York, New York
  Speaker: Julie M. Riewe
  Speaking Engagements
• Crisis Management: Keeping Calm and Coming Out the Other Side
  7-9 November 2018
  Practising Law Institute
  PLI’s 50th Annual Institute on Securities Regulation
  New York, New York
  Speaker: Mary Jo White
  Speaking Engagements
• FCPA Year in Review: Trends and Patterns in Enforcement and Lessons Learned from This Year’s Cases
  8-9 November 2018
  TRACE
  European Forum
  London, UK
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Rebuttal: The Defense Perspective
  7-9 November 2018
  Practising Law Institute
  PLI’s 50th Annual Institute on Securities Regulation
  New York, New York
  Speaker: Andrew J. Ceresney
  Speaking Engagements
• SFC Investigations and Enforcement Powers under the SFO
  9 November 2018
  Courses and Seminars
  Hong Kong
  Speaker: Mark Johnson
  Speaking Engagements
• Tips for Corporate/Regulatory Attorneys to Add Value in Regulatory Examinations and Investigations
  23 October 2018
  D.C. Bar
  D.C. Bar CFSL Program
  Washington, D.C.
  Speaker: Julie M. Riewe
  Speaking Engagements
• SEC Inspections and Examinations of Private Hedge and Equity Funds
  9 October 2018
  Practising Law Institute
  Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018
  New York, New York
  Speaker: Julie M. Riewe
  Speaking Engagements
• Navigating the DOJ Corporate Enforcement Policy
  21-23 May 2018
  Compliance Week
  13th Annual Compliance Week Conference
  Washington, D.C.
  Speaker: Kara Brockmeyer
  Speaking Engagements
• The IPC Case: A Convergence of Money Laundering and Microcap Fraud
  15 May 2018
  Federal Bureau of Investigation
  Advanced Money Laundering Conference
  Nashville, Tennessee
  Speaker: Winston M. Paes
  Speaking Engagements
• Fiduciary Investment Advice: Litigation and Enforcement Perspectives
  10 May 2018
  Practising Law Institute
  PLI’s Fiduciary Investment Advice 2018
  New York, New York
  Speaker: Julie M. Riewe
  Speaking Engagements
• Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
  4 April 2018
  Practising Law Institute
  PLI's Securities Litigation 2018: From Investigation to Trial
  New York, New York
  Speaker: Jonathan R. Tuttle
  Speaking Engagements
• Enforcement Panel
  18-21 March 2018
  Securities Industry and Financial Markets Association
  SIFMA C&L Annual Conference 2018
  Orlando, Florida
  Speaker: Mary Jo White
  Speaking Engagements
• Keynote Address: Government Expectations for Third Party Compliance Programs
  20 March 2018
  Compliance Week
  3rd Annual Third-Party Risk Management & Oversight Summit
  Atlanta, Georgia
  Speaker: Kara Brockmeyer
  Speaking Engagements
• DOJ & SEC Q&A: Enforcement Priorities, Impact of New Guidance and Takeaways from Recent Cases
  8 March 2018
  TRACE International
  14th Annual TRACE Forum
  Washington, DC
  Speaker: Kara Brockmeyer
  Speaking Engagements
• What’s New? OCIE and Enforcement under Chairman Clayton
  7 December 2017
  Investment Company Institute
  2017 Securities Law Procedures Conference
  Washington, D.C.
  Speaker: Julie M. Riewe
  Speaking Engagements
• Crisis Management: The Advanced Course
  10 November 2017
  Practising Law Institute
  PLI’s 49th Annual Institute on Securities Regulation
  New York, New York
  Speaker: Mary Jo White
  Speaking Engagements
• Keynote Address
  10 November 2017
  Practising Law Institute
  PLI’s 49th Annual Institute on Securities Regulation
  New York, New York
  Speaker: Mary Jo White
  Speaking Engagements
• The Defense Perspective: The Many Shades of Gray
  10 November 2017
  Practising Law Institute
  PLI’s 49th Annual Institute on Securities Regulation
  New York, New York
  Speaker: Andrew J. Ceresney
  Speaking Engagements
• A Look Inside Recent FCPA & UKBA Key Enforcement Cases and Practical Lessons for Your Global Anti-Corruption Programme
  6 November 2017
  C5
  Advanced Conference on Anti-Corruption – The Nordic Edition
  Stockholm, Sweden
  Speaker: Karolos Seeger
  Speaking Engagements
• Current Issues in Wealth Management & Investment Advisory
  11 November 2017
  Securities Industry and Financial Markets Association
  Compliance & Legal New York Regional Seminar
  New York, New York
  Speaker: Julie M. Riewe
  Speaking Engagements
• Keynote Speaker
  25 October 2017
  ACA Compliance Group
  Fall 2017 Compliance Conference
  San Diego, California
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Former SEC Leadership to Discuss SEC Enforcement Priorities
  20 October 2017
  Debevoise & Plimpton LLP
  Seminar
  Debevoise & Plimpton, Hong Kong
  Speaker: Kara Brockmeyer, Andrew J. Ceresney, Mark Johnson, Mary Jo White
  Speaking Engagements
• Former SEC Leadership to Discuss SEC Enforcement Priorities
  18 October 2017
  Debevoise & Plimpton and Deloitte Touche Tohmatsu LLC
  Roundtable Discussion
  Tokyo, Japan
  Speaker: Ezra Borut, Kara Brockmeyer, Mary Jo White
  Speaking Engagements
• Emerging Enforcement Trends and Other Topics
  13 September 2017
  PricewaterhouseCoopers LLP
  PwC Executive Briefing on Regulatory Enforcement: What We Can Learn From the First 180 Days About the Direction of the New Administration
  New York, New York
  Speaker: Kara Brockmeyer, Andrew J. Ceresney
  Speaking Engagements
• Panel: Breakfast Briefing
  13 June 2017
  Sandpiper Partners LLC
  Annual SEC/DOJ Enforcement 2017 Update
  Washington, D.C.
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Common Compliance Issues and Effective Programs
  23 May 2017
  Compliance Week
  Compliance Week Annual Conference 2017
  Washington, D.C.
  Speaker: Kara Brockmeyer
  Speaking Engagements
• Regulatory Focus on Risk Management
  20 April 2017
  RMA and Debevoise & Plimpton
  The 2nd Annual Securities Markets of the Future: Regulation, Trading, Risk Management and Fin Tech
  Debevoise & Plimpton LLP, New York
  Speaking Engagements
• Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
  5 April 2017
  Practising Law Institute
  Securities Litigation 2017: From Investigation to Trial
  New York, New York
  Speaker: Jonathan R. Tuttle
  Speaking Engagements
• Internal Investigations: A Simulation
  19-22 March 2017
  Securities Industry and Financial Markets Association
  2017 SIFMA Compliance & Legal Society Annual Seminar
  San Diego, California
  Speaker: Julie M. Riewe
  Speaking Engagements
• Managing Multiple Regulatory Investigations and Parallel, Private Securities Litigation: An In-House Perspective
  1 March 2017
  New York City Bar
  5th Annual Securities Litigation & Enforcement Institute
  New York, New York
  Speaker: Bruce E. Yannett
  Speaking Engagements
• Insider Trading Enforcement in the Wake of Salman
  20 December 2016
  NYU Law School
  NYU Law School Program on Corporate Compliance and Enforcement Conference
  New York, New York
  Speaker: Winston M. Paes
  Speaking Engagements
• Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective
  1 December 2016
  Practising Law Institute
  Hedge and Private Fund Enforcement & Regulatory Developments 2016
  New York, New York
  Speaker: Julie M. Riewe
  Speaking Engagements
• Policing the Markets: Updates on Securities Investigations and Enforcement
  30 September 2016
  Practising Law Institute (PLI)
  Practising Law Institute: Prosecutors and Regulators Speak
  New York, New York
  Speaker: Winston M. Paes
  Speaking Engagements
• Targeting the ‘Gatekeepers’: Emerging Challenges for Financial Industry Legal and Compliance Professionals
  15 September 2016
  Global Investigations Review
  3rd Annual GIR Live New York
  New York, New York
  Speaker: Bruce E. Yannett
  Speaking Engagements
• Current SEC Enforcement and Examination Trends
  4 August 2016
  Financial Law Institute
  2016 Lavender Law Conference & Career Fair
  Washington, DC
  Speaker: Julie M. Riewe
  Speaking Engagements
• Litigation and Enforcement
  20 July 2016
  Independent Directors Council
  2016 Independent Counsel Roundtable
  Washington, D.C.
  Speaker: Julie M. Riewe
  Speaking Engagements
• Preparing for Investigations & Enforcement
  9 June 2016
  Bloomberg BNA
  Bloomberg BNA Big Law Business Summit
  New York, NY
  Speaker: Winston M. Paes
  Speaking Engagements
• Convergence Trends – From the Regulatory, Enforcement & Industry Perspective
  2 June 2016
  Sandpiper Partners
  Financial Crime Summit
  New York, NY
  Speaker: Winston M. Paes
  Speaking Engagements
• Prosecutors Panel: Lifecycle of a Parallel Matter
  31 May 2016
  Securities and Exchange Commission
  SEC’s Market Abuse Unit Conference
  Washington, D.C.
  Speaker: Winston M. Paes
  Speaking Engagements
• Insights into the SEC
  11 May 2016
  The Regulatory Fundamentals Group
  RFG Webinar with Julie Riewe
  New York, New York
  Speaker: Julie M. Riewe
  Speaking Engagements
• Emerging SEC Enforcement and Exam Issues: What's Next for Private Equity?
  13 Apr 2016
  Debevoise & Plimpton
  Debevoise Seminar
  Debevoise & Plimpton, New York
  Speaker: Kenneth J. Berman, Robert B. Kaplan, Julie M. Riewe, Rebecca F. Silberstein
  Speaking Engagements
• Enforcement Actions by Banking Regulators
  16 March 2016
  Securities Industry and Financial Markets Association
  2016 Annual Legal and Compliance Conference
  Orlando, Florida
  Speaking Engagements
• SFC Investigations and Enforcement Power under the SFO
  22 January 2016
  Courses & Seminars
  Seminar
  
  Hong Kong
  
  Speaker: Mark Johnson
  Speaking Engagements
• SFC Investigations and Enforcement Powers under the SFO
  24 November 2015
  HKCCA & Debevoise & Plimpton
  SFC Investigations and Enforcement Powers under the SFO
  Hong Kong
  Speaker: Mark Johnson
  Speaking Engagements
• Mitigating Exposure to FCPA Enforcement
  19 October 2015
  ALM/Corporate Counsel
  9th Annual Hedge Fund General Counsel and Chief Compliance Officer Summit
  New York, New York
  Speaker: Paul R. Berger
  Speaking Engagements
• Handling Global Regulatory Investigations
  16 October 2015
  New York City Bar Association
  New York City Bar 4th Annual Securities Litigation & Enforcement Institute
  New York, NY
  Speaker: Bruce E. Yannett
  Speaking Engagements
• Keynote Speaker on White Collar Enforcement Issues
  9 October 2015
  The Columbia Law School Federalist Society for Law & Public Policy Studies
  The Columbia Law School Federalist Society Fall Symposium: Government Enforcement in the Financial Sector
  New York, New York
  Speaker: Michael B. Mukasey
  Speaking Engagements
• Newman, High Frequency Trading - What Exactly are the Limits of Securities Fraud?
  1 October 2015
  American Bar Association
  10th Annual National Institute on Securities Fraud
  New Orleans, Louisiana
  Speaker: Jonathan R. Tuttle
  Speaking Engagements
• Location, Location, Location
  22 September 2015
  Global Investigations Review
  GIR Fall New York Conference
  New York, NY
  Speaker: Bruce E. Yannett
  Speaking Engagements
• Fundamentals of Investment Adviser Regulation 2015
  15 July 2015
  Practising Law Institute
  Fundamentals of Investment Adviser Regulation 2015
  New York, NY
  Speaker: Kenneth J. Berman
  Speaking Engagements
• Cyber Security
  2 June 2015
  Hong Kong Securities and Investment Institute
  Cyber Security
  Hong Kong
  Speaker: Mark Johnson
  Speaking Engagements
• The Future of the 'Neither Admit Nor Deny' Settlement Policy in the Wake of the Citigroup Decision
  22-23 January 2015
  American Conference Institute
  American Conference Institute 4th Securities Litigation & Enforcement Conference
  The Carlton Hotel, New York, NY
  Speaker: Jonathan R. Tuttle
  Speaking Engagements