Publications

• Governance Round-Up Issue 15
  8 April 2025
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Jasmine Fong
  ,
  Amy Pereira
• Agenda: Choppy Waters: Navigating Board Diversity amid Changing DEI Sentiment
  28 March 2025
  Agenda
  Eric T. Juergens
  ,
  Gordon Moodie
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• Surplus Notes as a Source of Capital for P&C Insurers
  11 March 2025
  Alexander R. Cochran
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Amy Pereira
• Proxy Advisors and Institutional Shareholders Revise Voting Guidelines on Board Diversity
  24 February 2025
  Eric T. Juergens
  ,
  Gordon Moodie
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• SEC Staff Reverses Certain Limitations on Issuers’ Ability to Exclude Shareholder Proposals
  18 February 2025
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Grace Anna Li
  ,
  Amy Pereira
• Insider Trading & Disclosure Update - Vol. 12
  January 2025
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Mark D. Flinn
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Nicholas Vota
  ,
  Bailey K. Crawford
  ,
  Tess Kim
  ,
  Cameron B. Wolfe
  ,
  Jacquelyn Sherman
• Private Equity Report: 2025 Outlook
  January 2025
  Katherine Ashton
  ,
  Megan K. Bannigan
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Tim Cornell
  ,
  Luke Dembosky
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Avi Gesser
  ,
  James Grimwood
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Simone S. Hicks
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Gordon Moodie
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  William D. Regner
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Rick Sofield
  ,
  Abraham Tabaie
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Mary Jo White
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Jared I. Kagan
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Elie J. Worenklein
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Erik J. Andrén
  ,
  Lauren K. Burns
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Daniel N. Cohen
  ,
  Paul Eastham
  ,
  Eliza Ezrapour
  ,
  Julia Glazer
  ,
  Isabelle Glimcher
  ,
  Alice Gu
  ,
  Rory Heller
  ,
  Andrew Hong
  ,
  Yiran Ji
  ,
  Emily Kennedy
  ,
  Nicole Miller
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Adam C. Saunders
  ,
  Noah L. Schwartz
  ,
  Alfie Scott
  ,
  Sheng Shao
  ,
  John Sullivan Baker
• Preparing for EDGAR Next: What Filers Should Do Now
  10 January 2025
  Morgan J. Hayes
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Andrew Hong
  ,
  Amy Pereira
  ,
  Justin A. Norris
• Activists Target Insurance Industry
  8 January 2025
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Nicholas F. Potter
  ,
  Amy Pereira
• Key Considerations for the 2025 Proxy Season
  18 December 2024
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Alice Gu
  ,
  Victoria S. Li
  ,
  Amy Pereira
  ,
  Brett L. Edelblum
• Governance Round-Up Issue 14
  17 December 2024
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Kelly Donoghue
  ,
  Amy Pereira
• Nasdaq Board Diversity Rule Vacated by Fifth Circuit
  13 December 2024
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• Key Considerations for the 2024 Annual Reporting Season
  18 November 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Alice Gu
  ,
  Victoria S. Li
  ,
  Amy Pereira
  ,
  Justin A. Norris
• California Climate Disclosure Laws: Recent Developments
  15 November 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Ulysses Smith
  ,
  Michael Pan
  ,
  Amy Pereira
  ,
  Cindy Tu
• Insider Trading & Disclosure Update - Special Issue
  September 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Amy Pereira
  ,
  Nicholas Vota
• 2024 Proxy Season in Review
  20 August 2024
  Eric T. Juergens
  ,
  Maeve O'Connor
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Alice Gu
  ,
  Andrew Hong
  ,
  Amy Pereira
• 2024 Private Equity Midyear Outlook
  August 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Naomi Aoyama
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Kayleigh Anderson
  ,
  Hymie A. Anteby
  ,
  Jabari Benjamin
  ,
  Charles Cartiglia
  ,
  Josephine Chen
  ,
  Jordan Corrente Beck
  ,
  Tejas N. Dave
  ,
  Julia Glazer
  ,
  Michael C. Godbe
  ,
  Zoe Jacoby
  ,
  Yiran Ji
  ,
  Adriana Kranjac Rielly
  ,
  Paul D. Lowry
  ,
  Kaitlyn McGill
  ,
  Diana Moise
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Eike Björn Weidner
  ,
  Keith Moshe
• Insider Trading & Disclosure Update - Vol. 11
  July 2024
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Benjamin R. Pedersen
  ,
  Anna Moody
  ,
  Mark D. Flinn
  ,
  Ashley Yoon
  ,
  Amy Pereira
  ,
  Bailey K. Crawford
• Governance Round-Up Issue 13
  9 July 2024
  Avi Gesser
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Amy Pereira
• Private Equity Report Spring 2024, Vol 24, No 1
  May 2024
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Megan K. Bannigan
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Mark W. Friedman
  ,
  Eric T. Juergens
  ,
  Jonathan F. Lewis
  ,
  Timothy McIver
  ,
  Benjamin R. Pedersen
  ,
  John W. Rife III
  ,
  Paul M. Rodel
  ,
  Aly Love (f/k/a Simons)
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Jeffrey Sullivan KC
  ,
  Patricia Volhard
  ,
  Gavin Chesney
  ,
  Robert T. Dura
  ,
  Matthew M. Delja
  ,
  Kathleen M. Emberger
  ,
  Christopher S. Ford
  ,
  Stuart Hammer
  ,
  Tigist Kassahun
  ,
  Jordan Corrente Beck
  ,
  Michael Keene
  ,
  Amy Pereira
  ,
  Benjamin Teo
• SEC Climate-Related Disclosure Rules: Key Considerations for PE Sponsors
  May 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Stuart Hammer
  ,
  Michael Keene
  ,
  Amy Pereira
  ,
  Kristin A. Snyder
• SEC Stays Climate Disclosure Rule
  5 April 2024
  Eric T. Juergens
  ,
  Andrew M. Levine
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Amy Pereira
• Fifth Circuit Stays SEC’s Climate Disclosure Rule
  18 March 2024
  Eric T. Juergens
  ,
  Andrew M. Levine
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Amy Pereira
• An In-Depth Analysis of the SEC’s Climate-Related Disclosure Rules
  15 March 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Michael Pan
  ,
  Amy Pereira
  ,
  Samantha Rahmin
  ,
  Maayan G. Stein
  ,
  Nicholas Vota
• Potential Legal Challenges to the SEC’s Climate Disclosure Rule
  14 March 2024
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Andrew M. Levine
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Shannon Rose Selden
  ,
  Kristin A. Snyder
  ,
  Ulysses Smith
  ,
  Isabelle Glimcher
  ,
  Amy Pereira
• SEC Issues Long-Awaited Climate-Related Disclosure Rule
  7 March 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Michael Keene
  ,
  Mie Morikubo
  ,
  Michael Pan
  ,
  Amy Pereira
  ,
  Maayan G. Stein
• SEC Adopts Final Rules Relating to SPACs and de-SPAC Transactions
  1 February 2024
  Morgan J. Hayes
  ,
  Peter J. Loughran
  ,
  Marc Ponchione
  ,
  Nia I. Goodman
  ,
  Amy Pereira
• SEC Updates Processes for Expiring Confidential Treatment Orders
  26 January 2024
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Nia I. Goodman
  ,
  Amy Pereira
• ISS and Glass Lewis Release 2024 Proxy Advisor Guidance
  8 January 2024
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
  ,
  Victoria S. Li
• California Climate Disclosure Bills Signed into Law
  10 October 2023
  Eric T. Juergens
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Christopher A. Johnson
  ,
  Mie Morikubo
  ,
  Michael Pan
  ,
  Amy Pereira
  ,
  Nicholas Vota
• California Climate Disclosure Bills Expected to Become Law
  5 October 2023
  Eric T. Juergens
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Caroline N. Swett
  ,
  Ulysses Smith
  ,
  Mie Morikubo
  ,
  Michael Pan
  ,
  Amy Pereira
• SEC Releases New and Updated Guidance on Amended Rule 10b5-1
  29 August 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Amy Pereira
  ,
  Chris Duff
• SEC Adopts New Cybersecurity Rules for Issuers – Part 2 Key Takeaways
  7 August 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Ned Terrace
  ,
  Mengyi Xu
  ,
  Chris Duff
• NYU Compliance & Enforcement: SEC Adopts New Cybersecurity Rules for Issuers
  31 July 2023
  NYU Compliance & Enforcement
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• SEC Adopts New Cybersecurity Rules for Issuers
  27 July 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• SEC Requires Form 144 to Be Filed Electronically
  14 April 2023
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
  ,
  Samuel Siegel
• SEC Adopts Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2022
  Morgan J. Hayes
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Amy Pereira
  ,
  Chris Gallucci