Publications

• Minimum Amounts, Maximum Access: New Offering Framework Allows Greater Public Access to Private Markets
  26 March 2025
  Eric T. Juergens
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Lauren P. Heller
  ,
  Christine Liu
  ,
  Daniel Hyun Gu Yeo
• New Marketing Rule FAQs are a “Net” Win for Investment Advisers
  21 March 2025
  Charu A. Chandrasekhar
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Lauren P. Heller
  ,
  Christine Liu
• Private Equity Report: 2025 Outlook
  January 2025
  Katherine Ashton
  ,
  Megan K. Bannigan
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Tim Cornell
  ,
  Luke Dembosky
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Avi Gesser
  ,
  James Grimwood
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Simone S. Hicks
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Gordon Moodie
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  William D. Regner
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Rick Sofield
  ,
  Abraham Tabaie
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Mary Jo White
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Jared I. Kagan
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Elie J. Worenklein
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Erik J. Andrén
  ,
  Lauren K. Burns
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Daniel N. Cohen
  ,
  Paul Eastham
  ,
  Eliza Ezrapour
  ,
  Julia Glazer
  ,
  Isabelle Glimcher
  ,
  Alice Gu
  ,
  Rory Heller
  ,
  Andrew Hong
  ,
  Yiran Ji
  ,
  Emily Kennedy
  ,
  Nicole Miller
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Adam C. Saunders
  ,
  Noah L. Schwartz
  ,
  Alfie Scott
  ,
  Sheng Shao
  ,
  John Sullivan Baker
• Top 10 SEC Cyber/AI Blog Posts for 2024
  12 December 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Erez Liebermann
  ,
  Sheena Paul
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Matt Kelly
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Johanna N. Skrzypczyk
  ,
  Suchita Mandavilli Brundage
  ,
  Kelly Donoghue
  ,
  Andreas A. Glimenakis
  ,
  Alice Gu
  ,
  John Jacob
  ,
  Gabriel A. Kohan
  ,
  Talia Lorch
  ,
  Ciera Mandelsberg
  ,
  Noah L. Schwartz
  ,
  Ned Terrace
  ,
  Mengyi Xu
• 2025 SEC Division of Examinations Priorities
  24 October 2024
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Philip A. Fortino
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Stephan J. Schlegelmilch
  ,
  Ciera Mandelsberg
• Schedule 13G Accelerated Filing Deadline Reminder
  20 September 2024
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Emma V. Hauber
• New Anti-Money Laundering Requirements for Investment Advisers: Ten FAQs
  9 September 2024
  Satish M. Kini
  ,
  Marc Ponchione
  ,
  Aseel M. Rabie
  ,
  Jonathan R. Wong
• Update: Harris/Walz Ticket Raises Advisers Act Pay-to-Play Rule Considerations (Plus 8 Important Pay-to-Play Reminders)
  6 August 2024
  Sheena Paul
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Marc Ponchione
  ,
  Jennifer R. Cowan
  ,
  Lauren P. Heller
• 2024 Private Equity Midyear Outlook
  August 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Rick Sofield
  ,
  Katherine Durnan Taylor
  ,
  Ramya S. Tiller
  ,
  Jonathan R. Tuttle
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Jennifer Wheater
  ,
  Naomi Aoyama
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Jennifer R. Cestaro
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Stuart Hammer
  ,
  Lauren P. Heller
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Kayleigh Anderson
  ,
  Hymie A. Anteby
  ,
  Jabari Benjamin
  ,
  Charles Cartiglia
  ,
  Josephine Chen
  ,
  Jordan Corrente Beck
  ,
  Tejas N. Dave
  ,
  Julia Glazer
  ,
  Michael C. Godbe
  ,
  Zoe Jacoby
  ,
  Yiran Ji
  ,
  Adriana Kranjac Rielly
  ,
  Paul D. Lowry
  ,
  Kaitlyn McGill
  ,
  Diana Moise
  ,
  Amy Pereira
  ,
  John M. Satira
  ,
  Eike Björn Weidner
  ,
  Keith Moshe
• Compliance Reminder: August 31 Deadline for Form 13F Filers to File Form N-PX
  1 August 2024
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Gary E. Murphy
  ,
  Sheena Paul
  ,
  Victoria S. Li
  ,
  Maayan G. Stein
  ,
  Ashley Yoon
  ,
  Talia Lorch
• Fifth Circuit Banishes SEC Private Fund Adviser Rules to a Galaxy PFAR, PFAR Away…
  6 June 2024
  Jonathan Adler
  ,
  Lorna Bowen
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Rebecca F. Silberstein
  ,
  Kristin A. Snyder
  ,
  Justin Storms
  ,
  Lauren P. Heller
  ,
  Anna Moody
  ,
  Sheena Paul
  ,
  Christine Liu
  ,
  Caroline H. Wallace
• Proposed Customer Identification Program Requirements for Investment Advisers
  21 May 2024
  Satish M. Kini
  ,
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
  ,
  Elliott Werner
• The SEC Adopts Significant Cybersecurity Amendments to Reg S-P
  17 May 2024
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Anna Moody
  ,
  Sheena Paul
  ,
  Johanna N. Skrzypczyk
  ,
  Suchita Mandavilli Brundage
  ,
  Ned Terrace
• 30 Days to Form ADV: Have You Reviewed Your AI Disclosures?
  26 February 2024
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Sheena Paul
  ,
  Ned Terrace
  ,
  Mengyi Xu
• SEC Expands “Dealer” Definitions to Cover Significant Liquidity Providers
  16 February 2024
  Marc Ponchione
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Gary E. Murphy
  ,
  Sheena Paul
• Private Equity Report: 2024 Outlook
  February 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Paul S. Bird
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Andrew J. Gershon
  ,
  Nia I. Goodman
  ,
  David Grosgold
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Kevin Rinker
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Aly Love (f/k/a Simons)
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Alison E. Buckley-Serfass
  ,
  Jennifer R. Cestaro
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Sergio Torres
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Paul Eastham
  ,
  Isabelle Glimcher
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Leah Martin
  ,
  Sophie Michalski
  ,
  Diana Moise
  ,
  David J. Swiedler
  ,
  Perri M. Weinstein
  ,
  Nathan R. Hogan
• FinCEN Beneficial Ownership Information Reporting: Updated Guidance for the Private Funds Industry
  13 February 2024
  Satish M. Kini
  ,
  Marc Ponchione
  ,
  Aseel M. Rabie
• SEC Adopts Final Rules Relating to SPACs and de-SPAC Transactions
  1 February 2024
  Morgan J. Hayes
  ,
  Peter J. Loughran
  ,
  Marc Ponchione
  ,
  Nia I. Goodman
  ,
  Amy Pereira
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  16 January 2024
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Jason Auerbach
  ,
  Sally Bergmann Hardesty
  ,
  Lorna Bowen
  ,
  Matthew Dickman
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  John W. Rife III
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Patricia Volhard
  ,
  Shawn Xiao Yang
  ,
  Benjamin Amos
  ,
  Cate H. Bae
  ,
  Jin-Hyuk Jang
  ,
  Sheena Paul
  ,
  John Young
  ,
  Massy Vainshtein
• SEC Releases Final Rule Requiring Central Clearing of U.S. Treasury Transactions
  8 January 2024
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  Jeff Robins
  ,
  Sheena Paul
  ,
  Chen Xu
  ,
  Tejas N. Dave
  ,
  Tzerina Dizon
• SEC Amends Section 13 Reporting Requirements
  12 October 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  William D. Regner
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Chris Gallucci
  ,
  Ashley Yoon
• Compliance Dates for New Private Fund Adviser Rules
  19 September 2023
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Massy Vainshtein
• NYU Compliance & Enforcement: SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  29 August 2023
  NYU Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Jeff Robins
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Jarrett Lewis
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Catherine Morrison
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Mengyi Xu
• The Before and After of Private Fund Adviser Reform: A Comparison of the Final Rule to the Proposal
  23 August 2023
  Jonathan Adler
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Kristin A. Snyder
  ,
  Justin Storms
  ,
  Sheena Paul
• SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  14 August 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Sheena Paul
  ,
  Jarrett Lewis
  ,
  Catherine Morrison
  ,
  Mengyi Xu
• 2023 Private Equity Midyear Outlook
  27 July 2023
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Patrick Taylor
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Megan McGuiggan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Jacob W. Stahl
  ,
  Sergio Torres
  ,
  Jennifer Wheater
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Colleen B. Bernaiche
  ,
  Charles Cartiglia
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Sara Ewad
  ,
  Christopher Gossage
  ,
  Camila Isern
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Rekha Korlipara
  ,
  Adriana Kranjac Rielly
  ,
  Samuel D. Krawiecz
  ,
  Harshil Mehta
  ,
  Stanley G. Seckler
  ,
  Sheng Shao
  ,
  Massy Vainshtein
• Private Equity Report Spring 2023, Vol 23, No 1
  May 2023
  Michael Bolotin
  ,
  Avi Gesser
  ,
  Henry Lebowitz
  ,
  Marc Ponchione
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Kristin A. Snyder
  ,
  Matthew J. Sorensen
  ,
  Charu A. Chandrasekhar
  ,
  Matt Kelly
  ,
  Sheena Paul
  ,
  Keith J. Slattery
  ,
  Suchita Mandavilli Brundage
  ,
  Tigist Kassahun
  ,
  Dominique Trudelle
  ,
  Massy Vainshtein
• Spring Roundup of Crucial U.S. Regulatory Developments for Private Equity Sponsors
  May 2023
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Massy Vainshtein
• SEC Adopts Significant Amendments to Form PF: What You Need to Know Now
  11 May 2023
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Massy Vainshtein
• SEC Staff Bulletin Provides Detailed Guidance for Broker-Dealers and Investment Advisers on the Care Obligations to Retail Investors
  3 May 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Sheena Paul
  ,
  Stephan J. Schlegelmilch
  ,
  Maryam Kanna
• NYU Compliance & Enforcement: A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
  30 March 2023
  NYU Compliance & Enforcement
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Sheena Paul
  ,
  Suchita Mandavilli Brundage
  ,
  Mengyi Xu
  ,
  Ned Terrace
• A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations
  20 March 2023
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Erez Liebermann
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Charu A. Chandrasekhar
  ,
  Sheena Paul
  ,
  Suchita Mandavilli Brundage
  ,
  Mengyi Xu
  ,
  Ned Terrace
• CLS Blue Sky Blog: Debevoise Discusses Proposed SEC Rule to Prohibit Conflicts of Interest in Certain Securitizations
  21 February 2023
  CLS Blue Sky Blog
  Marc Ponchione
  ,
  Jeff Robins
• 2023 SEC Division of Examinations Priorities
  14 February 2023
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Mary Jo White
  ,
  Charu A. Chandrasekhar
  ,
  Philip A. Fortino
  ,
  Sheena Paul
  ,
  Stephan J. Schlegelmilch
  ,
  Maryam Kanna
• SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
  14 February 2023
  Marc Ponchione
  ,
  Jeff Robins
• Private Equity Report: 2023 Outlook
  January 2023
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Jason Auerbach
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Kara Brockmeyer
  ,
  Geoffrey P. Burgess
  ,
  Lawrence K. Cagney
  ,
  Andrew J. Ceresney
  ,
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Gareth Hughes
  ,
  Peter J. Irwin
  ,
  Mark Johnson
  ,
  Eric T. Juergens
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Timothy McIver
  ,
  John (Jay) Neukom
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Jane Shvets
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Barbara N. Barath
  ,
  Alison E. Buckley-Serfass
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Robert M. Fettman
  ,
  Andrew J. Gershon
  ,
  Jin-Hyuk Jang
  ,
  Stuart Hammer
  ,
  Kim T. Le
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Jeffrey P. Cunard
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Jay E. Evans
  ,
  Christopher Gossage
  ,
  Yiran Ji
  ,
  Samuel D. Krawiecz
  ,
  Chaim Lapp
  ,
  Stacy S. Lee
  ,
  Emily MacKay
  ,
  Ezra Newman
  ,
  Melissa Runsten
  ,
  Sergio Torres
  ,
  Tiffany Wu
  ,
  Emma Macfarlane
  ,
  Matthew Stromecki
  ,
  Massy Vainshtein
• SEC's Division of Examinations Highlights Importance of Compliance Policies and Procedures In Risk Alert Regarding the Advisers Act Marketing Rule
  21 September 2022
  Marc Ponchione
  ,
  Kristin A. Snyder
  ,
  Sheena Paul
• 2022 Private Equity Midyear Review and Outlook
  1 August 2022
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Sally Bergmann Hardesty
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Marilyn A. Lion
  ,
  Peter J. Loughran
  ,
  Nicole Levin Mesard
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Jeffrey P. Cunard
  ,
  Tricia Bozyk Sherno
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Andrew J. Gershon
  ,
  Stuart Hammer
  ,
  Sheena Paul
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Thomas A. DeMarzo
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Michael C. Godbe
  ,
  Christopher Gossage
  ,
  Sheng Shao
  ,
  Malina Welman
  ,
  Matthew Mrozek
  ,
  Chika Ojukwu
  ,
  Yiran Ji
• Focus on Private Equity: SEC Recap (New VidCast Series) – What the SEC’s Proposed ESG Rules Mean for Private Fund Advisers
  18 July 2022
  Marc Ponchione
  ,
  Kristin A. Snyder
  ,
  Ulysses Smith
• SEC Proposes Rules Relating to Registered Funds’ ESG Investments
  12 July 2022
  Marc Ponchione
  ,
  Kristin A. Snyder
  ,
  Sheena Paul
  ,
  Ulysses Smith
• Applicability of the SEC’s Proposed ESG Rules to Private Fund Advisers
  15 June 2022
  Marc Ponchione
  ,
  Kristin A. Snyder
  ,
  Patricia Volhard
  ,
  Sheena Paul
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Ulysses Smith
• Private Equity Report Spring 2022, Vol 22, No 1
  May 2022
  Catherine Amirfar
  ,
  Andrew L. Bab
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Alexander R. Cochran
  ,
  Avi Gesser
  ,
  Ted Hassi
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Pierre Maugüé
  ,
  Marc Ponchione
  ,
  Ina C. Popova
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Scott B. Selinger
  ,
  Kristin A. Snyder
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Charu A. Chandrasekhar
  ,
  Nick S. Kaluk III
  ,
  Sheena Paul
  ,
  Christopher Rosekrans
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Christopher S. Ford
  ,
  Christine Shu Gilleland
  ,
  Michael C. Godbe
  ,
  Matthew C. Rametta
  ,
  Kate Saba
• Spring Roundup of Critical U.S. Regulatory Developments for Private Equity Sponsors
  May 2022
  Sheena Paul
  ,
  Marc Ponchione
• Focus on Private Equity: SEC Recap – SEC Issues Long-Awaited Proposed Climate Change Disclosure Rule
  5 May 2022
  Marc Ponchione
  ,
  Ulysses Smith
  ,
  Eric T. Juergens
• SEC Proposes Major Rule Changes for SPACs
  18 April 2022
  Christopher Anthony
  ,
  Morgan J. Hayes
  ,
  Peter J. Loughran
  ,
  Marc Ponchione
  ,
  Zachary H. Saltzman
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Chika Ojukwu
• 2022 SEC Division of Examinations Priorities
  6 April 2022
  Kara Brockmeyer
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
  ,
  Stephan J. Schlegelmilch
• IM Regulatory Update February 2022
  25 February 2022
  Marc Ponchione
  ,
  Sheena Paul
• SEC Proposes Extensive New Rules Applicable to Private Fund Advisers
  18 February 2022
  Jonathan Adler
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Sheena Paul
• SEC Proposes Significant Amendments to Section 13 Reporting Requirements and Deadlines
  16 February 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Steven J. Slutzky
  ,
  Maayan G. Stein
• SEC Continues Focus on Private Fund Adviser Disclosures and Other Topics
  4 February 2022
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Sheena Paul
• 2021/2022 Private Equity Year-End Review and Outlook
  January 2022
  Jonathan Adler
  ,
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Geoffrey P. Burgess
  ,
  Ezra Borut
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Maurizio Levi-Minzi
  ,
  Nicholas P. Pellicani
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Scott B. Selinger
  ,
  Marc Ponchione
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Christopher Dortschy
  ,
  Andrew J. Gershon
  ,
  Emily F. Huang
  ,
  Jennifer Wheater
  ,
  Dominic Blaxill
  ,
  Charles Cartiglia
  ,
  Robert T. Dura
  ,
  Matthew J. Sacco
  ,
  Sheng Shao
  ,
  Sergio Torres
  ,
  Paul Eastham
  ,
  Christopher Gossage
  ,
  Robert B. Kaplan
  ,
  Sheena Paul
  ,
  John Young
  ,
  Jin-Hyuk Jang
  ,
  Lukas Ott
  ,
  Andrew M. Levine
  ,
  Stuart Hammer
  ,
  Ulysses Smith
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Peter J. Irwin
  ,
  Ina C. Popova
  ,
  Samantha J. Rowe
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Paul D. Rubin
  ,
  Eric Dinallo
  ,
  Marilyn A. Lion
  ,
  Jacob W. Stahl
  ,
  Nicholas F. Potter
  ,
  Kim T. Le
  ,
  Adam Aukland-Peck
  ,
  Melissa Runsten
  ,
  Matthew Mrozek
  ,
  Michael C. Godbe
  ,
  Christel Y. Tham
  ,
  Lisa Wang Lachowicz
  ,
  Yiran Ji
• Investment Management Regulatory Update October 2021
  4 November 2021
  Marc Ponchione
  ,
  Sheena Paul
• Investment Management Regulatory Update September 2021
  5 October 2021
  Marc Ponchione
  ,
  Sheena Paul
• 2021 Private Equity Midyear Review and Outlook
  22 July 2021
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Megan K. Bannigan
  ,
  Sally Bergmann Hardesty
  ,
  David H. Bernstein
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Matthew Dickman
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Peter A. Furci
  ,
  Avi Gesser
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Patricia Volhard
  ,
  Franci J. Blassberg
  ,
  Jeffrey P. Cunard
  ,
  Andrew J. Gershon
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Kim T. Le
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Adam Aukland-Peck
  ,
  Dominic Blaxill
  ,
  Charles Cartiglia
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  David J. Hotelling
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
  ,
  Robert Maddox
  ,
  Sergio Torres
  ,
  Malina Welman
• SEC’s Spring 2021 Regulatory Agenda—Gensler’s Opening Salvo
  25 June 2021
  Marc Ponchione
  ,
  Sheena Paul
• Private Equity Report Spring 2021, Vol 21, No 1
  May 2021
  Christopher Anthony
  ,
  Paul S. Bird
  ,
  E. Raman Bet-Mansour
  ,
  Geoffrey P. Burgess
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Gregory V. Gooding
  ,
  David Grosgold
  ,
  Morgan J. Hayes
  ,
  Uri Herzberg
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Kevin M. Schmidt
  ,
  James C. Scoville
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Matthew Dickman
  ,
  Jin-Hyuk Jang
  ,
  Andrew G. Jamieson
  ,
  Dr. Clare Swirski
  ,
  Adrian St. Francis
  ,
  Spencer K. Gilbert
  ,
  Matthew B. Parelman
  ,
  Brett M. Novick
• SEC Division of Examinations Issues ESG Risk Alert
  16 April 2021
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  13 January 2021
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Jason Auerbach
  ,
  Sally Bergmann Hardesty
  ,
  Lorna Bowen
  ,
  Christopher Dortschy
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  John W. Rife III
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Patricia Volhard
  ,
  Benjamin Amos
  ,
  Cate H. Bae
  ,
  Matthew Dickman
  ,
  Jin-Hyuk Jang
  ,
  Anne-Lise Quach
  ,
  Daniel Z. Sinrod
  ,
  Shawn Xiao Yang
  ,
  John Young
• 2020/2021 Private Equity Year End Review and Outlook
  7 January 2021
  Jonathan Adler
  ,
  William D. Regner
  ,
  John W. Rife III
  ,
  Jennifer R. Cestaro
  ,
  Katherine Ashton
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Maurizio Levi-Minzi
  ,
  Geoffrey P. Burgess
  ,
  Dominic Blaxill
  ,
  Wen-Wei Lai
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Richard Ward
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Andrew L. Bab
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
  ,
  Ezra Borut
  ,
  Jeffrey P. Cunard
  ,
  Marc Ponchione
  ,
  Kenneth J. Berman
  ,
  Patricia Volhard
  ,
  Christopher Dortschy
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Sally Bergmann Hardesty
  ,
  Scott B. Selinger
  ,
  Stuart Hammer
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Peter J. Irwin
  ,
  Malina Welman
  ,
  Paul S. Bird
• SEC Adopts New Market Data Infrastructure Rules to Modernize the National Market System; Implications for Best Execution Obligations
  7 January 2021
  Andrew J. Ceresney
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
• SEC Overhauls Investment Adviser Advertising and Solicitation
  23 December 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• OCIE Discusses Proper Authority of CCOs and Other Compliance Hot Topics
  9 December 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
• SEC Eases Auditor Independence Requirements
  23 October 2020
  Kara Brockmeyer
  ,
  Morgan J. Hayes
  ,
  Arian M. June
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
• INSIGHTS: SEC Adopts Expanded Definition of Accredited Investor Increasing Access to Private Markets
  October 2020
  INSIGHTS
  Kenneth J. Berman
  ,
  Marc Ponchione
• It’s Time to Take Credential Stuffing Seriously
  30 September 2020
  Avi Gesser
  ,
  Marc Ponchione
  ,
  Robert Maddox
• SEC Adopts Expanded Definition of Accredited Investor Providing Investors More Access to Private Markets
  3 September 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• OCIE Publishes COVID-19 Risk Alert Focused on Investment Advisers and Broker-Dealers
  19 August 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
• SEC Supplements Guidance Relating to Proxy Voting Responsibilities of Investment Advisers
  4 August 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• 2020 Private Equity Midyear Review and Outlook
  31 July 2020
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer R. Cestaro
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Nicole Levin Mesard
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Edward M. Rishty
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Michael P. McGuigan
  ,
  Samuel D. Krawiecz
  ,
  Stuart Hammer
  ,
  Dominic Blaxill
  ,
  Christopher Dortschy
  ,
  Paul Eastham
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
• Practical Law: Volcker Rule 2.0: A Detailed Summary of the Covered Funds Final Rule
  21 July 2020
  Practical Law
  Satish M. Kini
  ,
  Marc Ponchione
• SEC Proposes Substantial Increase to Form 13F Reporting Threshold: Proposed New Trigger is $3.5 billion
  15 July 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• Volcker Rule 2.0: A Detailed Summary of Final Rule, Round 2 on Covered Funds
  30 June 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  Rebecca F. Silberstein
  ,
  Isabel Espinosa de los Reyes
  ,
  Chen Xu
• Déjà Vu? SEC Reiterates Concerns with Private Fund Advisers
  29 June 2020
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
• Form CRS: Do I Have to File by June 30?
  29 June 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
  ,
  Jeff Robins
• SEC to Fund Managers with Access to MNPI: Trade in Portfolio Company Securities at Your Peril
  28 May 2020
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• Temporary Exemptive Relief for BDCs and Further Custody Rule Guidance
  15 April 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• GPs/LPs Weigh Options in Face of Liquidity Crunch
  14 April 2020
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Ezra Borut
  ,
  Lorna Bowen
  ,
  Geoffrey P. Burgess
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Justin Storms
  ,
  John W. Rife III
  ,
  Patricia Volhard
• Fund Level Financings: Ten Considerations for Capital Call Facility Borrowers through the COVID-19 Crisis
  8 April 2020
  Jonathan Adler
  ,
  Gavin Anderson
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Alan J. Davies
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Geoffrey Kittredge
  ,
  Pierre Maugüé
  ,
  Marc Ponchione
  ,
  John W. Rife III
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Thomas Smith
  ,
  Justin Storms
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Michael P. McGuigan
  ,
  Victoria G. J. Brown
  ,
  Ryan T. Rafferty
• SEC Extends Exemptive Relief and Provides Additional Guidance for Advisers Affected by COVID-19
  26 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• SEC Extends Form ADV and Form PF Deadlines for Advisers Affected by COVID-19
  16 March 2020
  Kenneth J. Berman
  ,
  Marc Ponchione
• Annual Filing, Notice and Reporting Requirements for Private Fund Sponsors
  13 February 2020
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Lorna Bowen
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Marc Ponchione
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Justin Storms
  ,
  Jason Auerbach
  ,
  Cate H. Bae
  ,
  Anne-Lise Quach
• Volcker Rule 2.0: Covered Funds Proposal
  31 January 2020
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Marc Ponchione
  ,
  Isabel Espinosa de los Reyes
  ,
  Chen Xu
• SPACs: Key Regulatory Considerations for Private Equity Sponsors
  May 2021
  Christopher Anthony
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Adrian St. Francis