-
Insurance Industry Corporate Governance Newsletter
5 January 2024
Eric Dinallo
, Jonathan F. Lewis
, Frank Mitchell
, Nicholas F. Potter
, Alison E. Buckley-Serfass
, Douglas M. Hirn
, Lawrence K. Cagney
-
2024 Executive Compensation To-Do List for Public Companies
8 December 2023
Lawrence K. Cagney
, Jyotin Hamid
, Simone S. Hicks
, Eric T. Juergens
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
, Sandy M. De Sousa
-
SEC Issues Third Round of Interpretive Guidance on Pay-versus-Performance Disclosures
29 November 2023
Lawrence K. Cagney
, Simone S. Hicks
, Eric T. Juergens
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Wendy D. Widman
-
SEC Disclosure Requirements for Equity Grants: What You Need to Know for 2024
27 November 2023
Lawrence K. Cagney
, Simone S. Hicks
, Eric T. Juergens
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
Halloween 2023: DOL Fiduciary Rule Returns from the Dead
6 November 2023
Lawrence K. Cagney
, Jonathan F. Lewis
, Marilyn A. Lion
, Gregory J. Lyons
, Frank Mitchell
, Jeff Robins
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
SEC Issues Additional Interpretive Guidance on Pay-versus-Performance Disclosures
29 September 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Wendy D. Widman
-
Dodd-Frank Clawbacks: NYSE and Nasdaq Extend Effective Date to October 2
12 June 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
, Douglas M. Hirn
-
Dodd-Frank Clawbacks: A Model Policy to Prepare for a Summer Effective Date
2 May 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
, Douglas M. Hirn
-
SEC Issues Interpretive Guidance on Pay-versus-Performance Disclosures
13 February 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Private Equity Report: 2023 Outlook
January 2023
Catherine Amirfar
, Christopher Anthony
, Katherine Ashton
, Jason Auerbach
, Dominic Blaxill
, Ezra Borut
, Kara Brockmeyer
, Geoffrey P. Burgess
, Lawrence K. Cagney
, Andrew J. Ceresney
, Jennifer L. Chu
, Alexander R. Cochran
, Eric Dinallo
, Christopher Dortschy
, E. Drew Dutton
, Jane Engelhardt
, Jyotin Hamid
, Ted Hassi
, Morgan J. Hayes
, Gareth Hughes
, Peter J. Irwin
, Mark Johnson
, Eric T. Juergens
, Rafael Kariyev
, Meir D. Katz
, Satish M. Kini
, M. Natasha Labovitz
, Henry Lebowitz
, Maurizio Levi-Minzi
, Andrew M. Levine
, Sidney P. Levinson
, Jonathan F. Lewis
, Marilyn A. Lion
, Timothy McIver
, John (Jay) Neukom
, Benjamin R. Pedersen
, Marc Ponchione
, Nicholas F. Potter
, Ryan T. Rafferty
, Julie M. Riewe
, Samantha J. Rowe
, Paul D. Rubin
, Scott B. Selinger
, Jane Shvets
, Steven J. Slutzky
, Patricia Volhard
, Erica S. Weisgerber
, Barbara N. Barath
, Alison E. Buckley-Serfass
, Zhiyan Cao
, Robert T. Dura
, Robert M. Fettman
, Caroline P. Geiger
, Andrew J. Gershon
, Jin-Hyuk Jang
, Stuart Hammer
, Kim T. Le
, Michael P. McGuigan
, Sheena Paul
, Tricia Bozyk Sherno
, Jennifer Wheater
, John Young
, Jeffrey P. Cunard
, Ulysses Smith
, Jennifer R. Cestaro
, Paul Eastham
, Isabel Espinosa de los Reyes
, Jay E. Evans
, Christopher Gossage
, Yiran Ji
, Samuel D. Krawiecz
, Chaim Lapp
, Stacy S. Lee
, Emily MacKay
, Ezra Newman
, Melissa Runsten
, Sergio Torres
, George Tan
, Tiffany Wu
, Emma Macfarlane
, Matthew Stromecki
, Massy Vainshtein
-
FTC Proposes Federal Rule to Ban Noncompetes with Employees
9 January 2023
Lawrence K. Cagney
, Jyotin Hamid
, Ted Hassi
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, John (Jay) Neukom
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
Public Company Planning: 2023 Executive Compensation To-Do List
16 December 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
The DOL Issues its Final Word on ESG and Proxy Voting (For Now)
29 November 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
SEC Adopts Final Clawback Rules
28 October 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
Final Pay-versus-Performance Disclosure Rules: Compliance Q&As
29 August 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
Proposed QPAM Amendment Would Expand Criminal Disqualification Rules and Add Contractual Protections for Plans
12 August 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
SEC Reminds Public Company Executives That Clawbacks Are a Priority
17 June 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
Shareholder Climate Activism Comes for 401(k) Plans: Lessons Learned from Amazon and Comcast
9 June 2022
Lawrence K. Cagney
, Simone S. Hicks
, Eric T. Juergens
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Steven J. Slutzky
, Alison E. Buckley-Serfass
, Ulysses Smith
-
Reopening of the Comment Period for Pay Versus Performance: Additional Disclosures May be on the Way
9 February 2022
Lawrence K. Cagney
, Simone S. Hicks
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
The Supreme Court Holds Process Determines Prudence in 401(k) and 403(b) Fee Litigation
26 January 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Human Capital Management Disclosure: A Reminder
13 January 2022
Lawrence K. Cagney
, Eric T. Juergens
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Steven J. Slutzky
, Alison E. Buckley-Serfass
-
A District Court Weighs in on Private Equity and Hedge Funds in 401(k) Plans: The January 2022 Intel Decision
12 January 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
DOL Clarifies its Prior Guidance on Private Equity Investments in 401(k) Plans
22 December 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Columbia Blue Sky Blog: Debevoise Discusses the Labor Department’s Proposal on ESG and ERISA
21 October 2021
Columbia Blue Sky Blog
Lawrence K. Cagney
, Jonathan F. Lewis
, Douglas M. Hirn
, Alison E. Buckley-Serfass
-
Return of the Clawback Rule
20 October 2021
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
The DOL Pendulum Swings on ESG, but How Far Remains to Be Seen
15 October 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
House Ways & Means Committee Releases Tax Reform Legislation
20 September 2021
Michael Bolotin
, Lawrence K. Cagney
, Erin Cleary
, Gary M. Friedman
, Peter A. Furci
, Rafael Kariyev
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Daniel Priest
, Peter F.G. Schuur
, J. Michael Snypes, Jr.
, Cécile Beurrier
, Matthew D. Saronson
, Simone S. Hicks
-
Biden Targets Non-Compete Agreements
13 July 2021
Lawrence K. Cagney
, Jyotin Hamid
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Tricia Bozyk Sherno
-
Department of Labor Intensifies Cyber Readiness Inquiries Among Retirement Plan Administrators
13 July 2021
Lawrence K. Cagney
, Avi Gesser
, Jonathan F. Lewis
, Jim Pastore
, Johanna N. Skrzypczyk
-
SEC Chairman Gensler Announces Review of Rules Governing Trading Plans by Insiders
8 June 2021
Lawrence K. Cagney
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Steven J. Slutzky
, Nicholas P. Pellicani
-
Pause and Refresh? DOL Delays Enforcement of Regulations on ESG Investments for ERISA Plans
17 March 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Simone S. Hicks
, Douglas M. Hirn
-
We’ll Know an Investment Advice Fiduciary When We See One
11 January 2021
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
IRS Releases Final Regulations on $1 Million Executive Compensation Deduction Limitation
31 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
Thanksgiving 701 and S-8 Revisions: Tasty Treats and a Turducken
1 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
DOL’s Third Bite at the Fiduciary Apple: The BIC Light(er)
2 July 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Jeff Robins
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
The Bell Tolls for ESG Investments in ERISA Plans
26 June 2020
Lawrence K. Cagney
, Jonathan F. Lewis
, Meir D. Katz
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
DOL Provides 401(k) Plans a Path to Private Equity Investments
10 June 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
The More Things Change, the More They Stay the Same: Compensation-Related Guidance from ISS and Glass Lewis in Light of COVID-19
15 April 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
Legal Considerations for Layoffs, Furloughs, and Reduction of Workforce in the Wake of COVID-19
31 March 2020
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Tricia Bozyk Sherno
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
CARES Act — Fiscal Response to COVID-19
26 March 2020
Lawrence K. Cagney
, Gary M. Friedman
, Peter A. Furci
, Rafael Kariyev
, Frank Mitchell
, Peter F.G. Schuur
-
Administering to Equity Compensation Programs Impacted by COVID-19
20 March 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Tricia Bozyk Sherno
-
Pay Equity Update: Taking into Account Salary History in Setting Pay
9 March 2020
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
States Increase Scrutiny of Independent Contractor Usage
26 November 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
Final Federal Rule to Increase Overtime Salary Thresholds
27 September 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
Proposed Increases to Federal Overtime Salary Thresholds Provide an Opportunity to Review FLSA Compliance
13 March 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
IRS Guidance on Navigating the $1 Million Executive Compensation Deduction Limitation under Section 162(m)
5 September 2018
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, J. Michael Snypes, Jr.
-
SEC Provides Greater Flexibility to Issue Equity to Employees, Seeks to Modernize Compensatory Securities Offerings
1 August 2018
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
New York Issues Final Version of Best Interest Rule for Life and Annuities
20 July 2018
Lawrence K. Cagney
, Susan Reagan Gittes
, Thomas M. Kelly
, Marilyn A. Lion
, Maeve O'Connor
-
Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
14 May 2018
Jonathan Adler
, Kenneth J. Berman
, Lawrence K. Cagney
, David J. Schwartz
, Rebecca F. Silberstein
, Julie Stem
-
Revisions to New York’s Proposed Best Interest Standard for Life Insurance and Annuities
10 May 2018
Lawrence K. Cagney
, Thomas M. Kelly
, Susan Reagan Gittes
-
Imminent New Laws to Combat Sexual Harassment in New York
16 April 2018
Lawrence K. Cagney
, Helen V. Cantwell
, Jyotin Hamid
, Mary Beth Hogan
, Meir D. Katz
, Elizabeth Pagel Serebransky
-
How the Tax Reform’s Changes to Section 162(m) Executive Compensation Rules Impact You
17 January 2018
Lawrence K. Cagney
, Meir D. Katz
, Elizabeth Pagel Serebransky
-
Tax Reform: The Impact on Management Incentive Programs for PE Sponsors
13 November 2017
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, J. Michael Snypes, Jr.
-
Additional Flexibility for Upcoming CEO Pay Ratio Compliance
16 October 2017
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Alison E. Buckley-Serfass
-
DOL Fiduciary Rule Delayed: So What Should You Be Doing Now?
26 April 2017
Compliance Reporter
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
12 April 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
6 April 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
Trump Orders Review of DOL Fiduciary Rule; DOL to Consider Delay
6 February 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
5 February 2017
Lawrence K. Cagney
, Satish M. Kini
, Jonathan F. Lewis
, Gregory J. Lyons
, Frank Mitchell
-
2017 Public Company Compensation Checklist: A Look at What’s New, Interesting (and Uncertain) for 2017
12 January 2017
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Alison E. Buckley-Serfass
-
Proxy Flash: Say-on-Pay Frequency Vote
8 December 2016
Lawrence K. Cagney
, Matthew E. Kaplan
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Paul M. Rodel
, Steven J. Slutzky
, Joshua M. Samit
-
The Outlook for Financial Regulatory Reform Under President Trump
30 November 2016
Kenneth J. Berman
, Lawrence K. Cagney
, Matthew E. Kaplan
, Satish M. Kini
, Gregory J. Lyons
, Elizabeth Pagel Serebransky
, Julie M. Riewe
, Paul M. Rodel
, Steven J. Slutzky
, Jonathan R. Tuttle
-
Final DOL Fiduciary Rules Simplify Some Mechanics, but Retain Core Principles . . . and Flaws
13 April 2016
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
Latest Sun Capital Decision Clouds Controlled Group Analysis for Private Equity Funds
8 April 2016
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
A Week of Hot News in Cybersecurity and Data Privacy
8 March 2016
Lawrence K. Cagney
, Luke Dembosky
, Jonathan F. Lewis
, Jim Pastore
, Dr. Friedrich Popp
-
Minding the Gap: SEC Hands Down Final CEO Pay Ratio Rule
11 August 2015
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
No Fault, No Relief: SEC Proposes New “No-Fault” Clawback Rules
13 July 2015
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Apples to Oranges: SEC Proposes Rules to Show “Relationship” Between CEO Pay and Company Performance
4 May 2015
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
DOL Catches Many in Expanded Fiduciary Net; Is Proposed Exemption an Escape Hatch or a Trap Door?
21 April 2015
Lawrence K. Cagney
, Jonathan F. Lewis
-
Be Timely or Else: SEC Imposes Sanctions Against Both Insiders and Issuers for Beneficial Ownership Reporting Failures
2 October 2014
Lawrence K. Cagney
, Matthew E. Kaplan
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Meir D. Katz
-
Employee Classification: An Old Issue Getting Renewed Attention
19 September 2014
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Supreme Court Decision in Stock Drop Case: Are Fiduciaries Now Vulnerable or Bulletproof?
12 August 2014
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
PBGC’s Weapon of Last Resort Brings Victory in St. Gobain
24 April 2014
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
-
Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities under ERISA
Spring 2012, Vol. 12, Number 3
Lawrence K. Cagney
-
SEC Proposes Controversial CEO-To-Worker Pay Ratio Disclosure Rule
23 September 2013
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
New Case Increases ERISA Controlled Group Liability Concerns of Private Equity Funds
29 July 2013
Lawrence K. Cagney
, M. Natasha Labovitz
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Craig A. Bruens
-
Independence Day for Compensation Committees: Advisor Independence Assessment Required as of July 1st
10 June 2013
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Upping the Ante: PBGC Initiates Pension Plan Termination in Leveraged Acquisition
3 June 2013
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Who's Your Granddaddy? Is Your Medical Plan Really Exempt From Health Care Reform?
19 November 2012
BNA's Health Care Policy Report
Lawrence K. Cagney
-
Ray of Light—Recent Decision Rejects ERISA “Controlled Group” Liability for a Private Equity Fund
5 November 2012
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
-
Who's Your Granddaddy? Is Your Medical Plan Really Exempt From Healthcare Reform?
23 October 2012
Lawrence K. Cagney
-
Year-End Deadline to Fix Section 409A "Release Language"
3 October 2012
Lawrence K. Cagney
-
Woo-Hoo, We Got a Rebate! What Can Employers Do With "Medical Loss Ratio" Rebates?
27 July 2012
Lawrence K. Cagney
-
The Private Equity Report
Spring 2012
Gregory V. Gooding
, Alan J. Davies
, Matthew E. Kaplan
, Pierre Maugüé
, Kenneth J. Berman
, Michael P. Harrell
, Marcia L. MacHarg
, Lawrence K. Cagney
, David Innes
, Dr. Thomas Schürrle
, M. Natasha Labovitz
-
Oh, When Will They Ever Learn? Protecting Yourself from ERISA Fiduciary Liability
8 May 2012
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
JOBS Act Requires Less Work: Scaled-Down Compensation Disclosure for “Emerging Growth Companies”
18 April 2012
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
-
Healthcare Reform, Sponsored By You: Employers Responsible for New “Research Institute” Tax, Effective for 2012
17 April 2012
Lawrence K. Cagney
-
Heed The Plan Or Face Your Peril: Failing To Follow Plan Procedures Produces Nightmares
April 2012
Employee Benefit Plan Review
Lawrence K. Cagney
-
Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities Under ERISA
Spring 2012
Lawrence K. Cagney
-
FATCA Compensation Reporting: New Rules May Require Reporting of Non-U.S. Sourced Compensation to the IRS
22 March 2012
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
New ERISA Disclosure Requirements Applicable to Plan Assets Funds and Investment Management Arrangements
16 February 2012
Lawrence K. Cagney
, Jonathan F. Lewis
-
Reminder: ISO and ESPP Information Statements Due January 31, 2012
25 January 2012
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
-
Can 'Top Hat' Employees Find Gold In A Successor's Pockets?
11 January 2012
Mergers & Acquisitions
Lawrence K. Cagney
-
Heed the Plan or Face Your Peril: Failing to Follow Plan Procedures Produces Nightmares
25 October 2011
Lawrence K. Cagney
-
The Private Equity Report
Spring 2011
Franci J. Blassberg
, Michael P. Harrell
, Satish M. Kini
, Lawrence K. Cagney
, Jonathan F. Lewis
, Matthew E. Kaplan
, Gregory V. Gooding
, Jonathan E. Levitsky
, Paul D. Brusiloff
, Elizabeth Pagel Serebransky
, Maurizio Levi-Minzi
, E. Drew Dutton
, Andrew L. Bab
, Jonathan Adler
, Anne-Lise Quach
-
More Process and Disclosure, but Little Change, in Executive Compensation Practices
2 May 2011
VC Experts' Encyclopedia of Private Equity & Venture Capital
Lawrence K. Cagney
-
Shareholders Get Their Say: A Divided SEC Adopts Final “Say-On-Pay” Rules
31 January 2011
Lawrence K. Cagney
, Matthew E. Kaplan
, Jonathan F. Lewis
, Peter J. Loughran
, Elizabeth Pagel Serebransky
, Steven J. Slutzky
-
A Little Gift in Time for the Holidays: The IRS Modifies Its § 409A Corrections Program—Again
6 December 2010
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
-
Halloween Horror: DOL’s Expanded Definition of “Investment Advice” May Turn You into a Fiduciary
28 October 2010
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
The Private Equity Report
Summer 2010
Franci J. Blassberg
, Lawrence K. Cagney
, Keith J. Slattery
, Geoffrey Kittredge
, Michael P. Harrell
, Kenneth J. Berman
, Jeffrey E. Ross
, Scott B. Selinger
, Geoffrey P. Burgess
-
The Financial Institutions Report
Volume 4, Number 7, July 2010
Wolcott B. Dunham, Jr.
, Satish M. Kini
, Nicholas F. Potter
, Byungkwon Lim
, Emilie T. Hsu
, Lawrence K. Cagney
, Alan H. Paley
, Kenneth J. Berman
, Paul L. Lee
, Gregory J. Lyons
-
All Public Companies Subject to Additional Compensation Requirements Included in Final Financial Reform Bill
30 June 2010
Elizabeth Pagel Serebransky
, Lawrence K. Cagney
, Jonathan F. Lewis
-
New ISO and ESPP Rules Effective for 2010
20 January 2010
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
-
Dot Your "i"s and Cross Your "t"s: It's Once Again Time to Review and Fix Deferred Compensation Plans
15 January 2010
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
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Have You Been Naughty or Nice? Confessing to Risky Compensation Structures (and Other New SEC Disclosure Rules)
January 2010
The M&A Lawyer
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Alan H. Paley
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What's All This I'm Hearing About 'Compensation Risk?'
First Quarter 2010
Directors & Boards' Boardroom Briefing
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Have You Been Naughty or Nice? Confessing to Risky Compensation Structures (and Other New SEC Disclosure Rules)
23 December 2009
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
, Alan H. Paley
-
Don’t Bank on the Status Quo: Federal Reserve to Regulate Incentive Compensation
26 October 2009
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
, Gregory J. Lyons
, Satish M. Kini
, Paul L. Lee
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Tell Me More! More! More! SEC Proposes Additional Compensation and Governance Disclosure Rules
15 July 2009
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
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Oops, You Discovered a § 409A Violation: Now What?
June 2009
Employee Benefit Plan Review
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
DOL Issues New Cobra Forms: Deadline of April 18, 2009 for Employers to Provide the Required Notices
24 March 2009
Lawrence K. Cagney
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
-
Brave New World: New Executive Compensation Restrictions for Companies Participating in the Troubled Asset Relief Program (TARP)
17 February 2009
Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Lawrence K. Cagney
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IRS Revises §409A Corrections Program (But It’s No Panacea)
22 January 2009
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
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Oops, You Discovered a §409A Violation: Now What?
22 January 2009
Lawrence K. Cagney
, Elizabeth Pagel Serebransky
, Jonathan F. Lewis
-
New Guidance on §457A Rules for Compensation Payable by Partnerships and Non-U.S. Corporations: IRS Confirms it Wasn’t a Bad Dream
14 January 2009
Elizabeth Pagel Serebransky
, Lawrence K. Cagney
, Rafael Kariyev
, Peter F.G. Schuur
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The Private Equity Report
Spring 2008
Franci J. Blassberg
, Kevin M. Schmidt
, Stuart Hammer
, Maurizio Levi-Minzi
, Richard Ward
, Jonathan F. Lewis
, Elizabeth Pagel Serebransky
, Lawrence K. Cagney
, Robert F. Quaintance, Jr.
, Jeffrey P. Cunard
, Michael J. Gillespie
, Peter J. Loughran
, Paul M. Rodel
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The Private Equity Report
Winter 2005
Franci J. Blassberg
, Rebecca F. Silberstein
, Geoffrey Kittredge
, Andrew L. Bab
, Kenneth J. Berman
, Lawrence K. Cagney
, Antoine F. Kirry
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The Private Equity Report
Fall 2004
Franci J. Blassberg
, Geoffrey P. Burgess
, James C. Scoville
, Gary W. Kubek
, William D. Regner
, Rafael Kariyev
, Lawrence K. Cagney
, Peter Hockless
, David F. Hickok
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The Private Equity Report
Fall 2003
Lawrence K. Cagney
, William D. Regner
, Jennifer J. Burleigh
, Michael P. Harrell
, Geoffrey Kittredge
, Franci J. Blassberg
, Robert J. Cubitto
, Peter F.G. Schuur
, John M. Allen
, Marcia L. MacHarg
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Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities Under ERISA
Spring 2012, Vol. 12, Number 3
Lawrence K. Cagney