Publications

• Insurance Industry Corporate Governance Newsletter
  5 January 2024
  Eric Dinallo
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Nicholas F. Potter
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
  ,
  Lawrence K. Cagney
• 2024 Executive Compensation To-Do List for Public Companies
  8 December 2023
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
  ,
  Sandy M. De Sousa
• SEC Issues Third Round of Interpretive Guidance on Pay-versus-Performance Disclosures
  29 November 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Wendy D. Widman
• SEC Disclosure Requirements for Equity Grants: What You Need to Know for 2024
  27 November 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
• Halloween 2023: DOL Fiduciary Rule Returns from the Dead
  6 November 2023
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Gregory J. Lyons
  ,
  Frank Mitchell
  ,
  Jeff Robins
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• SEC Issues Additional Interpretive Guidance on Pay-versus-Performance Disclosures
  29 September 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Wendy D. Widman
• Dodd-Frank Clawbacks: NYSE and Nasdaq Extend Effective Date to October 2
  12 June 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
  ,
  Douglas M. Hirn
• Dodd-Frank Clawbacks: A Model Policy to Prepare for a Summer Effective Date
  2 May 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
  ,
  Douglas M. Hirn
• SEC Issues Interpretive Guidance on Pay-versus-Performance Disclosures
  13 February 2023
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Private Equity Report: 2023 Outlook
  January 2023
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Jason Auerbach
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Kara Brockmeyer
  ,
  Geoffrey P. Burgess
  ,
  Lawrence K. Cagney
  ,
  Andrew J. Ceresney
  ,
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Gareth Hughes
  ,
  Peter J. Irwin
  ,
  Mark Johnson
  ,
  Eric T. Juergens
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Timothy McIver
  ,
  John (Jay) Neukom
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Jane Shvets
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Barbara N. Barath
  ,
  Alison E. Buckley-Serfass
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Robert M. Fettman
  ,
  Andrew J. Gershon
  ,
  Jin-Hyuk Jang
  ,
  Stuart Hammer
  ,
  Kim T. Le
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Jeffrey P. Cunard
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Jay E. Evans
  ,
  Christopher Gossage
  ,
  Yiran Ji
  ,
  Samuel D. Krawiecz
  ,
  Chaim Lapp
  ,
  Stacy S. Lee
  ,
  Emily MacKay
  ,
  Ezra Newman
  ,
  Melissa Runsten
  ,
  Sergio Torres
  ,
  Tiffany Wu
  ,
  Emma Macfarlane
  ,
  Massy Vainshtein
• FTC Proposes Federal Rule to Ban Noncompetes with Employees
  9 January 2023
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  John (Jay) Neukom
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• Public Company Planning: 2023 Executive Compensation To-Do List
  16 December 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
• The DOL Issues its Final Word on ESG and Proxy Voting (For Now)
  29 November 2022
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• SEC Adopts Final Clawback Rules
  28 October 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
• Final Pay-versus-Performance Disclosure Rules: Compliance Q&As
  29 August 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
• Proposed QPAM Amendment Would Expand Criminal Disqualification Rules and Add Contractual Protections for Plans
  12 August 2022
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• SEC Reminds Public Company Executives That Clawbacks Are a Priority
  17 June 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Kathleen M. Emberger
• Shareholder Climate Activism Comes for 401(k) Plans: Lessons Learned from Amazon and Comcast
  9 June 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
  ,
  Ulysses Smith
• Reopening of the Comment Period for Pay Versus Performance: Additional Disclosures May be on the Way
  9 February 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
• The Supreme Court Holds Process Determines Prudence in 401(k) and 403(b) Fee Litigation
  26 January 2022
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Human Capital Management Disclosure: A Reminder
  13 January 2022
  Lawrence K. Cagney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
• A District Court Weighs in on Private Equity and Hedge Funds in 401(k) Plans: The January 2022 Intel Decision
  12 January 2022
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• DOL Clarifies its Prior Guidance on Private Equity Investments in 401(k) Plans
  22 December 2021
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• Columbia Blue Sky Blog: Debevoise Discusses the Labor Department’s Proposal on ESG and ERISA
  21 October 2021
  Columbia Blue Sky Blog
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Douglas M. Hirn
  ,
  Alison E. Buckley-Serfass
• Return of the Clawback Rule
  20 October 2021
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• The DOL Pendulum Swings on ESG, but How Far Remains to Be Seen
  15 October 2021
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  Douglas M. Hirn
• House Ways & Means Committee Releases Tax Reform Legislation
  20 September 2021
  Michael Bolotin
  ,
  Lawrence K. Cagney
  ,
  Erin Cleary
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Daniel Priest
  ,
  Peter F.G. Schuur
  ,
  J. Michael Snypes, Jr.
  ,
  Cécile Beurrier
  ,
  Matthew D. Saronson
  ,
  Simone S. Hicks
• Biden Targets Non-Compete Agreements
  13 July 2021
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Simone S. Hicks
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  J. Michael Snypes, Jr.
  ,
  Tricia Bozyk Sherno
• Department of Labor Intensifies Cyber Readiness Inquiries Among Retirement Plan Administrators
  13 July 2021
  Lawrence K. Cagney
  ,
  Avi Gesser
  ,
  Jonathan F. Lewis
  ,
  Jim Pastore
  ,
  Johanna N. Skrzypczyk
• SEC Chairman Gensler Announces Review of Rules Governing Trading Plans by Insiders
  8 June 2021
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• Pause and Refresh? DOL Delays Enforcement of Regulations on ESG Investments for ERISA Plans
  17 March 2021
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Simone S. Hicks
  ,
  Douglas M. Hirn
• We’ll Know an Investment Advice Fiduciary When We See One
  11 January 2021
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Simone S. Hicks
• IRS Releases Final Regulations on $1 Million Executive Compensation Deduction Limitation
  31 December 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Simone S. Hicks
• Thanksgiving 701 and S-8 Revisions: Tasty Treats and a Turducken
  1 December 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Simone S. Hicks
• DOL’s Third Bite at the Fiduciary Apple: The BIC Light(er)
  2 July 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Jeff Robins
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• The Bell Tolls for ESG Investments in ERISA Plans
  26 June 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• DOL Provides 401(k) Plans a Path to Private Equity Investments
  10 June 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• The More Things Change, the More They Stay the Same: Compensation-Related Guidance from ISS and Glass Lewis in Light of COVID-19
  15 April 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• Legal Considerations for Layoffs, Furloughs, and Reduction of Workforce in the Wake of COVID-19
  31 March 2020
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Tricia Bozyk Sherno
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
• CARES Act — Fiscal Response to COVID-19
  26 March 2020
  Lawrence K. Cagney
  ,
  Gary M. Friedman
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Frank Mitchell
  ,
  Peter F.G. Schuur
• Administering to Equity Compensation Programs Impacted by COVID-19
  20 March 2020
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Alison E. Buckley-Serfass
  ,
  J. Michael Snypes, Jr.
  ,
  Tricia Bozyk Sherno
• Pay Equity Update: Taking into Account Salary History in Setting Pay
  9 March 2020
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
• States Increase Scrutiny of Independent Contractor Usage
  26 November 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• Final Federal Rule to Increase Overtime Salary Thresholds
  27 September 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• Proposed Increases to Federal Overtime Salary Thresholds Provide an Opportunity to Review FLSA Compliance
  13 March 2019
  Lawrence K. Cagney
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Tricia Bozyk Sherno
• IRS Guidance on Navigating the $1 Million Executive Compensation Deduction Limitation under Section 162(m)
  5 September 2018
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  J. Michael Snypes, Jr.
• SEC Provides Greater Flexibility to Issue Equity to Employees, Seeks to Modernize Compensatory Securities Offerings
  1 August 2018
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• New York Issues Final Version of Best Interest Rule for Life and Annuities
  20 July 2018
  Lawrence K. Cagney
  ,
  Susan Reagan Gittes
  ,
  Thomas M. Kelly
  ,
  Marilyn A. Lion
  ,
  Maeve O'Connor
• Fiduciary Duties and New Best Interest Standard: The SEC Weighs In
  14 May 2018
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• Revisions to New York’s Proposed Best Interest Standard for Life Insurance and Annuities
  10 May 2018
  Lawrence K. Cagney
  ,
  Thomas M. Kelly
  ,
  Susan Reagan Gittes
• Imminent New Laws to Combat Sexual Harassment in New York
  16 April 2018
  Lawrence K. Cagney
  ,
  Helen V. Cantwell
  ,
  Jyotin Hamid
  ,
  Mary Beth Hogan
  ,
  Elizabeth Pagel Serebransky
• How the Tax Reform’s Changes to Section 162(m) Executive Compensation Rules Impact You
  17 January 2018
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
• Tax Reform: The Impact on Management Incentive Programs for PE Sponsors
  13 November 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  J. Michael Snypes, Jr.
• Additional Flexibility for Upcoming CEO Pay Ratio Compliance
  16 October 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• DOL Fiduciary Rule Delayed: So What Should You Be Doing Now?
  26 April 2017
  Compliance Reporter
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
• DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
  12 April 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
• DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
  6 April 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
• Trump Orders Review of DOL Fiduciary Rule; DOL to Consider Delay
  6 February 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
• Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
  5 February 2017
  Lawrence K. Cagney
  ,
  Satish M. Kini
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Frank Mitchell
• 2017 Public Company Compensation Checklist: A Look at What’s New, Interesting (and Uncertain) for 2017
  12 January 2017
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Proxy Flash: Say-on-Pay Frequency Vote
  8 December 2016
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• Final DOL Fiduciary Rules Simplify Some Mechanics, but Retain Core Principles . . . and Flaws
  13 April 2016
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
• Latest Sun Capital Decision Clouds Controlled Group Analysis for Private Equity Funds
  8 April 2016
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Frank Mitchell
• A Week of Hot News in Cybersecurity and Data Privacy
  8 March 2016
  Lawrence K. Cagney
  ,
  Luke Dembosky
  ,
  Jonathan F. Lewis
  ,
  Jim Pastore
  ,
  Dr. Friedrich Popp
• Minding the Gap: SEC Hands Down Final CEO Pay Ratio Rule
  11 August 2015
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• No Fault, No Relief: SEC Proposes New “No-Fault” Clawback Rules
  13 July 2015
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Apples to Oranges: SEC Proposes Rules to Show “Relationship” Between CEO Pay and Company Performance
  4 May 2015
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• DOL Catches Many in Expanded Fiduciary Net; Is Proposed Exemption an Escape Hatch or a Trap Door?
  21 April 2015
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
• Be Timely or Else: SEC Imposes Sanctions Against Both Insiders and Issuers for Beneficial Ownership Reporting Failures
  2 October 2014
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Employee Classification: An Old Issue Getting Renewed Attention
  19 September 2014
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Supreme Court Decision in Stock Drop Case: Are Fiduciaries Now Vulnerable or Bulletproof?
  12 August 2014
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• PBGC’s Weapon of Last Resort Brings Victory in St. Gobain
  24 April 2014
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities under ERISA
  Spring 2012, Vol. 12, Number 3
  Lawrence K. Cagney
• SEC Proposes Controversial CEO-To-Worker Pay Ratio Disclosure Rule
  23 September 2013
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• New Case Increases ERISA Controlled Group Liability Concerns of Private Equity Funds
  29 July 2013
  Lawrence K. Cagney
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Craig A. Bruens
• Independence Day for Compensation Committees: Advisor Independence Assessment Required as of July 1st
  10 June 2013
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Upping the Ante: PBGC Initiates Pension Plan Termination in Leveraged Acquisition
  3 June 2013
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Who's Your Granddaddy? Is Your Medical Plan Really Exempt From Health Care Reform?
  19 November 2012
  BNA's Health Care Policy Report
  Lawrence K. Cagney
• Ray of Light—Recent Decision Rejects ERISA “Controlled Group” Liability for a Private Equity Fund
  5 November 2012
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Who's Your Granddaddy? Is Your Medical Plan Really Exempt From Healthcare Reform?
  23 October 2012
  Lawrence K. Cagney
• Year-End Deadline to Fix Section 409A "Release Language"
  3 October 2012
  Lawrence K. Cagney
• Woo-Hoo, We Got a Rebate! What Can Employers Do With "Medical Loss Ratio" Rebates?
  27 July 2012
  Lawrence K. Cagney
• The Private Equity Report
  Spring 2012
  Gregory V. Gooding
  ,
  Alan J. Davies
  ,
  Matthew E. Kaplan
  ,
  Pierre Maugüé
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
  ,
  Lawrence K. Cagney
  ,
  David Innes
  ,
  Dr. Thomas Schürrle
  ,
  M. Natasha Labovitz
• Oh, When Will They Ever Learn? Protecting Yourself from ERISA Fiduciary Liability
  8 May 2012
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• JOBS Act Requires Less Work: Scaled-Down Compensation Disclosure for “Emerging Growth Companies”
  18 April 2012
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Healthcare Reform, Sponsored By You: Employers Responsible for New “Research Institute” Tax, Effective for 2012
  17 April 2012
  Lawrence K. Cagney
• Heed The Plan Or Face Your Peril: Failing To Follow Plan Procedures Produces Nightmares
  April 2012
  Employee Benefit Plan Review
  Lawrence K. Cagney
• Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities Under ERISA
  Spring 2012
  Lawrence K. Cagney
• FATCA Compensation Reporting: New Rules May Require Reporting of Non-U.S. Sourced Compensation to the IRS
  22 March 2012
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• New ERISA Disclosure Requirements Applicable to Plan Assets Funds and Investment Management Arrangements
  16 February 2012
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
• Reminder: ISO and ESPP Information Statements Due January 31, 2012
  25 January 2012
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Can 'Top Hat' Employees Find Gold In A Successor's Pockets?
  11 January 2012
  Mergers & Acquisitions
  Lawrence K. Cagney
• Heed the Plan or Face Your Peril: Failing to Follow Plan Procedures Produces Nightmares
  25 October 2011
  Lawrence K. Cagney
• The Private Equity Report
  Spring 2011
  Franci J. Blassberg
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Matthew E. Kaplan
  ,
  Gregory V. Gooding
  ,
  Jonathan E. Levitsky
  ,
  Paul D. Brusiloff
  ,
  Elizabeth Pagel Serebransky
  ,
  Maurizio Levi-Minzi
  ,
  E. Drew Dutton
  ,
  Andrew L. Bab
  ,
  Jonathan Adler
  ,
  Anne-Lise Quach
• More Process and Disclosure, but Little Change, in Executive Compensation Practices
  2 May 2011
  VC Experts' Encyclopedia of Private Equity & Venture Capital
  Lawrence K. Cagney
• Shareholders Get Their Say: A Divided SEC Adopts Final “Say-On-Pay” Rules
  31 January 2011
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Elizabeth Pagel Serebransky
  ,
  Steven J. Slutzky
• A Little Gift in Time for the Holidays: The IRS Modifies Its § 409A Corrections Program—Again
  6 December 2010
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Halloween Horror: DOL’s Expanded Definition of “Investment Advice” May Turn You into a Fiduciary
  28 October 2010
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• The Private Equity Report
  Summer 2010
  Franci J. Blassberg
  ,
  Lawrence K. Cagney
  ,
  Keith J. Slattery
  ,
  Geoffrey Kittredge
  ,
  Michael P. Harrell
  ,
  Kenneth J. Berman
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Geoffrey P. Burgess
• The Financial Institutions Report
  Volume 4, Number 7, July 2010
  Wolcott B. Dunham, Jr.
  ,
  Satish M. Kini
  ,
  Nicholas F. Potter
  ,
  Byungkwon Lim
  ,
  Emilie T. Hsu
  ,
  Lawrence K. Cagney
  ,
  Alan H. Paley
  ,
  Kenneth J. Berman
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
• All Public Companies Subject to Additional Compensation Requirements Included in Final Financial Reform Bill
  30 June 2010
  Elizabeth Pagel Serebransky
  ,
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
• New ISO and ESPP Rules Effective for 2010
  20 January 2010
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Dot Your "i"s and Cross Your "t"s: It's Once Again Time to Review and Fix Deferred Compensation Plans
  15 January 2010
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Have You Been Naughty or Nice? Confessing to Risky Compensation Structures (and Other New SEC Disclosure Rules)
  January 2010
  The M&A Lawyer
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Alan H. Paley
• What's All This I'm Hearing About 'Compensation Risk?'
  First Quarter 2010
  Directors & Boards' Boardroom Briefing
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Have You Been Naughty or Nice? Confessing to Risky Compensation Structures (and Other New SEC Disclosure Rules)
  23 December 2009
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
  ,
  Alan H. Paley
• Don’t Bank on the Status Quo: Federal Reserve to Regulate Incentive Compensation
  26 October 2009
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Satish M. Kini
  ,
  Paul L. Lee
• Tell Me More! More! More! SEC Proposes Additional Compensation and Governance Disclosure Rules
  15 July 2009
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Oops, You Discovered a § 409A Violation: Now What?
  June 2009
  Employee Benefit Plan Review
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• DOL Issues New Cobra Forms: Deadline of April 18, 2009 for Employers to Provide the Required Notices
  24 March 2009
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Brave New World: New Executive Compensation Restrictions for Companies Participating in the Troubled Asset Relief Program (TARP)
  17 February 2009
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Lawrence K. Cagney
• IRS Revises §409A Corrections Program (But It’s No Panacea)
  22 January 2009
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Oops, You Discovered a §409A Violation: Now What?
  22 January 2009
  Lawrence K. Cagney
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• New Guidance on §457A Rules for Compensation Payable by Partnerships and Non-U.S. Corporations: IRS Confirms it Wasn’t a Bad Dream
  14 January 2009
  Elizabeth Pagel Serebransky
  ,
  Lawrence K. Cagney
  ,
  Rafael Kariyev
  ,
  Peter F.G. Schuur
• The Private Equity Report
  Spring 2008
  Franci J. Blassberg
  ,
  Kevin M. Schmidt
  ,
  Stuart Hammer
  ,
  Maurizio Levi-Minzi
  ,
  Richard Ward
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Lawrence K. Cagney
  ,
  Robert F. Quaintance, Jr.
  ,
  Jeffrey P. Cunard
  ,
  Michael J. Gillespie
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
• The Private Equity Report
  Winter 2005
  Franci J. Blassberg
  ,
  Rebecca F. Silberstein
  ,
  Geoffrey Kittredge
  ,
  Andrew L. Bab
  ,
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Antoine F. Kirry
• The Private Equity Report
  Fall 2004
  Franci J. Blassberg
  ,
  Geoffrey P. Burgess
  ,
  James C. Scoville
  ,
  Gary W. Kubek
  ,
  William D. Regner
  ,
  Rafael Kariyev
  ,
  Lawrence K. Cagney
  ,
  Peter Hockless
  ,
  David F. Hickok
• The Private Equity Report
  Fall 2003
  Lawrence K. Cagney
  ,
  William D. Regner
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
  ,
  Franci J. Blassberg
  ,
  Robert J. Cubitto
  ,
  Peter F.G. Schuur
  ,
  John M. Allen
  ,
  Marcia L. MacHarg
• Sponsors Beware: “Trades or Businesses” and Joint and Several Exposure for Unfunded Pension Liabilities Under ERISA
  Spring 2012, Vol. 12, Number 3
  Lawrence K. Cagney