Publications

• Agenda: Choppy Waters: Navigating Board Diversity amid Changing DEI Sentiment
  28 March 2025
  Agenda
  Eric T. Juergens
  ,
  Gordon Moodie
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• Minimum Amounts, Maximum Access: New Offering Framework Allows Greater Public Access to Private Markets
  26 March 2025
  Eric T. Juergens
  ,
  Sheena Paul
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Lauren P. Heller
  ,
  Christine Liu
  ,
  Daniel Hyun Gu Yeo
• SEC Expands Accommodations for Issuers Submitting Draft Registration Statements
  5 March 2025
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Erin Munro
  ,
  Ashley Yoon
• Proxy Advisors and Institutional Shareholders Revise Voting Guidelines on Board Diversity
  24 February 2025
  Eric T. Juergens
  ,
  Gordon Moodie
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• An Insight Into Debt Liability Management Exercises of Non-U.S. Issuers
  19 February 2025
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Vera Losonci
  ,
  Andrew Hong
  ,
  Evgenii Lebedev
  ,
  Keith Stackhouse
  ,
  Maayan G. Stein
• SEC Provides New Guidance on Schedule 13G Eligibility
  13 February 2025
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Chris Gallucci
• Preparing for EDGAR Next: What Filers Should Do Now
  10 January 2025
  Morgan J. Hayes
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Andrew Hong
  ,
  Amy Pereira
  ,
  Justin A. Norris
• Governance Round-Up Issue 14
  17 December 2024
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Kelly Donoghue
  ,
  Amy Pereira
• Nasdaq Board Diversity Rule Vacated by Fifth Circuit
  13 December 2024
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
• Schedule 13G Accelerated Filing Deadline Reminder
  20 September 2024
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Emma V. Hauber
• 2024 Proxy Roundup: ESG Metrics in Incentive Compensation Plans
  23 July 2024
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Jonathan F. Lewis
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
• Governance Round-Up Issue 13
  9 July 2024
  Avi Gesser
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Amy Pereira
• SEC Charges Now Suspended Audit Firm BF Borgers with Massive Fraud Affecting More Than 1,500 SEC Filings
  6 May 2024
  Elliot Greenfield
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Kelly Donoghue
  ,
  Mark D. Flinn
  ,
  Matt Hirsch
  ,
  Andrew Lee
• Stockholder Agreement Terms Invalidated in Delaware
  1 March 2024
  Eric T. Juergens
  ,
  Peter J. Loughran
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
• Private Equity Report: 2024 Outlook
  February 2024
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Paul S. Bird
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Andrew J. Gershon
  ,
  Nia I. Goodman
  ,
  David Grosgold
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  M. Natasha Labovitz
  ,
  Jonathan F. Lewis
  ,
  Sidney P. Levinson
  ,
  Andrew M. Levine
  ,
  Erez Liebermann
  ,
  Timothy McIver
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Natalie L. Reid
  ,
  Julie M. Riewe
  ,
  Kevin Rinker
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Michael Schaper
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Aly Love (f/k/a Simons)
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Kyra K. Bromley
  ,
  Alison E. Buckley-Serfass
  ,
  Jennifer R. Cestaro
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Wen-Wei Lai
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Melissa Runsten
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Sergio Torres
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Josephine Chen
  ,
  Perpétua B. Chéry
  ,
  Paul Eastham
  ,
  Isabelle Glimcher
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Leah Martin
  ,
  Sophie Michalski
  ,
  Diana Moise
  ,
  David J. Swiedler
  ,
  Perri M. Weinstein
  ,
  Nathan R. Hogan
• ISS and Glass Lewis Release 2024 Proxy Advisor Guidance
  8 January 2024
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
  ,
  Victoria S. Li
• Delaware Court Partially Upholds, Partially Invalidates Advance Notice Bylaws
  3 January 2024
  Gregory V. Gooding
  ,
  Eric T. Juergens
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Katherine Durnan Taylor
• Fifth Circuit Vacates SEC Share Repurchase Rules
  20 December 2023
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Alice Gu
  ,
  Paul D. Lowry
• Key Considerations for the 2024 Proxy Season
  20 December 2023
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Alice Gu
  ,
  Victoria S. Li
• NYU PCCE: Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  29 November 2023
  NYU PCCE
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Matt Kelly
  ,
  Kelly Donoghue
• SEC Issues Order Postponing Effective Date of Share Repurchase Rules
  27 November 2023
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Alice Gu
  ,
  Paul D. Lowry
• Key Considerations for the 2023 Annual Reporting Season
  21 November 2023
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Alice Gu
  ,
  Victoria S. Li
• Hackers Turned Whistleblowers: SEC Cybersecurity Rules Weaponized Over Ransom Threat
  20 November 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Matt Kelly
  ,
  Kelly Donoghue
• SEC Settles Stock Repurchase Charges for $25 Million
  20 November 2023
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Paul D. Lowry
• CLS Blue Sky Blog: Debevoise Discusses Fifth Circuit Decision on Fixing Share Repurchase Rules
  7 November 2023
  CLS Blue Sky Blog
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Steven J. Slutzky
  ,
  Benjamin R. Pedersen
  ,
  Andrew Hong
• Fifth Circuit Gives SEC 30 Days to Fix Share Repurchase Rules
  2 November 2023
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Andrew Hong
• SEC Amends Section 13 Reporting Requirements
  12 October 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  William D. Regner
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Chris Gallucci
  ,
  Ashley Yoon
• SEC Charges Insiders and Issuers for Failing to Timely File Beneficial Ownership Reports
  29 September 2023
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Chris Gallucci
• Second Circuit Affirms That Syndicated Term Loans Are Not Securities
  28 August 2023
  Paul D. Brusiloff
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Anna Moody
  ,
  Bailey K. Crawford
  ,
  Christopher A. Johnson
• SEC Adopts New Cybersecurity Rules for Issuers – Part 2 Key Takeaways
  7 August 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Ned Terrace
  ,
  Mengyi Xu
  ,
  Chris Duff
• NYU Compliance & Enforcement: SEC Adopts New Cybersecurity Rules for Issuers
  31 July 2023
  NYU Compliance & Enforcement
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• 2023 Private Equity Midyear Outlook
  27 July 2023
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Andrew Ford
  ,
  Andrew J. Gershon
  ,
  Mark P. Goodman
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Timothy McIver
  ,
  Frank Mitchell
  ,
  Maura Kathleen Monaghan
  ,
  Edwin Northover
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Kristin A. Snyder
  ,
  J. Michael Snypes, Jr.
  ,
  Patrick Taylor
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Erica S. Weisgerber
  ,
  Alison E. Buckley-Serfass
  ,
  Brett Adam Bush
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Stuart Hammer
  ,
  Megan McGuiggan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Ulysses Smith
  ,
  Jacob W. Stahl
  ,
  Sergio Torres
  ,
  Jennifer Wheater
  ,
  Elie J. Worenklein
  ,
  Adam Aukland-Peck
  ,
  Colleen B. Bernaiche
  ,
  Charles Cartiglia
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Sara Ewad
  ,
  Christopher Gossage
  ,
  Camila Isern
  ,
  Yiran Ji
  ,
  Maryam Kanna
  ,
  Rekha Korlipara
  ,
  Adriana Kranjac Rielly
  ,
  Samuel D. Krawiecz
  ,
  Harshil Mehta
  ,
  Stanley G. Seckler
  ,
  Sheng Shao
  ,
  Massy Vainshtein
• SEC Adopts New Cybersecurity Rules for Issuers
  27 July 2023
  Charu A. Chandrasekhar
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Matthew E. Kaplan
  ,
  Erez Liebermann
  ,
  Benjamin R. Pedersen
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Matt Kelly
  ,
  Kelly Donoghue
  ,
  John Jacob
  ,
  Amy Pereira
  ,
  Mengyi Xu
  ,
  Chris Duff
• Supreme Court’s Slack Technologies Decision Clarifies Application of Section 11 to Direct Listings
  1 June 2023
  Elliot Greenfield
  ,
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  Steven J. Slutzky
  ,
  Morgan A. Davis
• Compliance & Enforcement: SEC Adopts Share Repurchase Disclosure Rules
  19 May 2023
  Compliance & Enforcement
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Adopts Share Repurchase Disclosure Rules
  12 May 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Maintains Its Focus on Non-GAAP Financial Measures
  27 April 2023
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Candice N. Jones
  ,
  Ashley Yoon
• SEC Requires Form 144 to Be Filed Electronically
  14 April 2023
  Peter J. Loughran
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Amy Pereira
  ,
  Samuel Siegel
• Private Equity Report: 2023 Outlook
  January 2023
  Catherine Amirfar
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Jason Auerbach
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Kara Brockmeyer
  ,
  Geoffrey P. Burgess
  ,
  Lawrence K. Cagney
  ,
  Andrew J. Ceresney
  ,
  Alexander R. Cochran
  ,
  Eric Dinallo
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Jyotin Hamid
  ,
  Ted Hassi
  ,
  Morgan J. Hayes
  ,
  Gareth Hughes
  ,
  Peter J. Irwin
  ,
  Mark Johnson
  ,
  Eric T. Juergens
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Henry Lebowitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marilyn A. Lion
  ,
  Timothy McIver
  ,
  John (Jay) Neukom
  ,
  Benjamin R. Pedersen
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Ryan T. Rafferty
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Paul D. Rubin
  ,
  Scott B. Selinger
  ,
  Jane Shvets
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Erica S. Weisgerber
  ,
  Barbara N. Barath
  ,
  Alison E. Buckley-Serfass
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Robert M. Fettman
  ,
  Andrew J. Gershon
  ,
  Jin-Hyuk Jang
  ,
  Stuart Hammer
  ,
  Kim T. Le
  ,
  Michael P. McGuigan
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Jeffrey P. Cunard
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Jay E. Evans
  ,
  Christopher Gossage
  ,
  Yiran Ji
  ,
  Samuel D. Krawiecz
  ,
  Chaim Lapp
  ,
  Stacy S. Lee
  ,
  Emily MacKay
  ,
  Ezra Newman
  ,
  Melissa Runsten
  ,
  Sergio Torres
  ,
  Tiffany Wu
  ,
  Emma Macfarlane
  ,
  Massy Vainshtein
• Reminder: “Glossy” Annual Reports Must be Furnished to the SEC via EDGAR
  13 January 2023
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  Katherine Cappeller
• Potential Bylaw Amendments in Light of Universal Proxy Rules
  9 January 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Steven J. Slutzky
  ,
  Sarah R. Jacobson
• SEC Adopts Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2022
  Morgan J. Hayes
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Amy Pereira
  ,
  Chris Gallucci
• Frequently Asked Questions: Universal Proxy and Contested Director Elections
  14 December 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Sarah R. Jacobson
  ,
  Chika Ojukwu
• SEC Releases New and Updated Guidance on Non-GAAP Financial Measures
  14 December 2022
  Eric T. Juergens
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Ashley Yoon
  ,
  Alexander R. Altieri
• SEC Staff Delays Enforcement of New Public Information Requirements for the Quotation of Fixed-Income Securities
  30 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob
• New Public Information Requirements for the Quotation of Fixed-Income Securities
  10 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob
• 2022 Private Equity Midyear Review and Outlook
  1 August 2022
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Sally Bergmann Hardesty
  ,
  Dominic Blaxill
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Avi Gesser
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Emily F. Huang
  ,
  Peter J. Irwin
  ,
  Satish M. Kini
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Marilyn A. Lion
  ,
  Peter J. Loughran
  ,
  Nicole Levin Mesard
  ,
  Brett M. Novick
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Jeffrey P. Cunard
  ,
  Tricia Bozyk Sherno
  ,
  Zhiyan Cao
  ,
  Robert T. Dura
  ,
  Andrew J. Gershon
  ,
  Stuart Hammer
  ,
  Sheena Paul
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Ulysses Smith
  ,
  Jennifer R. Cestaro
  ,
  Thomas A. DeMarzo
  ,
  Paul Eastham
  ,
  Isabel Espinosa de los Reyes
  ,
  Michael C. Godbe
  ,
  Christopher Gossage
  ,
  Sheng Shao
  ,
  Malina Welman
  ,
  Matthew Mrozek
  ,
  Chika Ojukwu
  ,
  Yiran Ji
• Shareholder Climate Activism Comes for 401(k) Plans: Lessons Learned from Amazon and Comcast
  9 June 2022
  Lawrence K. Cagney
  ,
  Simone S. Hicks
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
  ,
  Ulysses Smith
• The Proposed SPAC Rules and Their Impact on Investment Banks
  27 April 2022
  Christopher Anthony
  ,
  Andrew L. Bab
  ,
  Gregory V. Gooding
  ,
  Morgan J. Hayes
  ,
  Peter J. Loughran
  ,
  William D. Regner
  ,
  Steven J. Slutzky
• SEC Proposes Major Rule Changes for SPACs
  18 April 2022
  Christopher Anthony
  ,
  Morgan J. Hayes
  ,
  Peter J. Loughran
  ,
  Marc Ponchione
  ,
  Zachary H. Saltzman
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Chika Ojukwu
• SEC Proposes Significant Amendments to Section 13 Reporting Requirements and Deadlines
  16 February 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  Steven J. Slutzky
  ,
  Maayan G. Stein
• Human Capital Management Disclosure: A Reminder
  13 January 2022
  Lawrence K. Cagney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Alison E. Buckley-Serfass
• SEC Proposes Major Amendments to Share Repurchase Disclosures
  17 December 2021
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• SEC Proposes Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2021
  Andrew J. Ceresney
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
  ,
  Charu A. Chandrasekhar
• Nasdaq Board Diversity Listing Rule Approved
  10 December 2021
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Mary Jo White
• 2021 Private Equity Midyear Review and Outlook
  22 July 2021
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Andrew L. Bab
  ,
  Megan K. Bannigan
  ,
  Sally Bergmann Hardesty
  ,
  David H. Bernstein
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Matthew Dickman
  ,
  Christopher Dortschy
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Peter A. Furci
  ,
  Avi Gesser
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Jonathan F. Lewis
  ,
  Marc Ponchione
  ,
  Ryan T. Rafferty
  ,
  Paul D. Rubin
  ,
  Zachary H. Saltzman
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Richard Ward
  ,
  Patricia Volhard
  ,
  Franci J. Blassberg
  ,
  Jeffrey P. Cunard
  ,
  Andrew J. Gershon
  ,
  Stuart Hammer
  ,
  Jin-Hyuk Jang
  ,
  Kim T. Le
  ,
  Sheena Paul
  ,
  Tricia Bozyk Sherno
  ,
  Jacob W. Stahl
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Adam Aukland-Peck
  ,
  Dominic Blaxill
  ,
  Charles Cartiglia
  ,
  Robert T. Dura
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  David J. Hotelling
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
  ,
  Robert Maddox
  ,
  Sergio Torres
  ,
  Malina Welman
• SEC Chairman Gensler Announces Review of Rules Governing Trading Plans by Insiders
  8 June 2021
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• NASDAQ Follows the NYSE with Rule Changes that Permit Primary Issuances Alongside Direct Listings
  26 May 2021
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• Private Equity Report Spring 2021, Vol 21, No 1
  May 2021
  Christopher Anthony
  ,
  Paul S. Bird
  ,
  E. Raman Bet-Mansour
  ,
  Geoffrey P. Burgess
  ,
  Alexander R. Cochran
  ,
  E. Drew Dutton
  ,
  Gregory V. Gooding
  ,
  David Grosgold
  ,
  Morgan J. Hayes
  ,
  Uri Herzberg
  ,
  Eric T. Juergens
  ,
  Robert B. Kaplan
  ,
  Marilyn A. Lion
  ,
  Edwin Northover
  ,
  Marc Ponchione
  ,
  Nicholas F. Potter
  ,
  Julie M. Riewe
  ,
  Samantha J. Rowe
  ,
  Kevin M. Schmidt
  ,
  James C. Scoville
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Patricia Volhard
  ,
  Matthew Dickman
  ,
  Jin-Hyuk Jang
  ,
  Andrew G. Jamieson
  ,
  Dr. Clare Swirski
  ,
  Adrian St. Francis
  ,
  Spencer K. Gilbert
  ,
  Matthew B. Parelman
  ,
  Brett M. Novick
• Governance Round-Up Issue 12
  1 February 2021
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Sarah R. Jacobson
• 2020/2021 Private Equity Year End Review and Outlook
  7 January 2021
  Jonathan Adler
  ,
  William D. Regner
  ,
  John W. Rife III
  ,
  Jennifer R. Cestaro
  ,
  Katherine Ashton
  ,
  E. Drew Dutton
  ,
  Jane Engelhardt
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Maurizio Levi-Minzi
  ,
  Geoffrey P. Burgess
  ,
  Dominic Blaxill
  ,
  Wen-Wei Lai
  ,
  Jyotin Hamid
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Richard Ward
  ,
  Jennifer Wheater
  ,
  Paul Eastham
  ,
  Peter A. Furci
  ,
  Rafael Kariyev
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Andrew L. Bab
  ,
  Paul D. Rubin
  ,
  Jacob W. Stahl
  ,
  Kim T. Le
  ,
  Jyotin Hamid
  ,
  Jonathan F. Lewis
  ,
  Tricia Bozyk Sherno
  ,
  Ezra Borut
  ,
  Jeffrey P. Cunard
  ,
  Marc Ponchione
  ,
  Kenneth J. Berman
  ,
  Patricia Volhard
  ,
  Christopher Dortschy
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Andrew J. Ceresney
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Sally Bergmann Hardesty
  ,
  Scott B. Selinger
  ,
  Stuart Hammer
  ,
  Luke Dembosky
  ,
  Avi Gesser
  ,
  Jim Pastore
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  M. Natasha Labovitz
  ,
  Sidney P. Levinson
  ,
  Peter J. Irwin
  ,
  Malina Welman
  ,
  Paul S. Bird
• Private Equity Report Fall 2020, Vol 20, No 3
  December 2020
  Gavin Anderson
  ,
  Christopher Anthony
  ,
  Katherine Ashton
  ,
  Sally Bergmann Hardesty
  ,
  Paul S. Bird
  ,
  Franci J. Blassberg
  ,
  Ezra Borut
  ,
  Erin Cleary
  ,
  Peter A. Furci
  ,
  Maurizio Levi-Minzi
  ,
  Andrew M. Levine
  ,
  John W. Rife III
  ,
  Rebecca F. Silberstein
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Rafael Kariyev
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  John Young
  ,
  Marisa Demko
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Sergio Torres
  ,
  Wen-Wei Lai
  ,
  Tiffany Wu
  ,
  Shawn Xiao Yang
• SPACs Could Become Formidable Bidders in the M&A Market
  December 2020
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Marisa Demko
• Insider Trading Disclosure Update - Vol. 7
  November 2020
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• SEC Eases Rules Governing Private Placements
  12 November 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Steven J. Slutzky
  ,
  Benjamin R. Pedersen
  ,
  Helen Wang
• Insufficient Internal Controls Result in SEC Enforcement in Connection with Rule 10b5-1 Plan
  23 October 2020
  Andrew J. Ceresney
  ,
  Morgan J. Hayes
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• New York Law Journal: SPACs Could Become Formidable Bidders in the M&A Market
  16 October 2020
  New York Law Journal
  Christopher Anthony
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Marisa Demko
• SEC Modernizes Business Disclosures, Legal Proceedings and Risk Factors Under Regulation S-K
  2 September 2020
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Jason P. Auman
• 2020 Private Equity Midyear Review and Outlook
  31 July 2020
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Megan K. Bannigan
  ,
  David H. Bernstein
  ,
  Kenneth J. Berman
  ,
  Paul S. Bird
  ,
  Ezra Borut
  ,
  Geoffrey P. Burgess
  ,
  Jennifer R. Cestaro
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Peter J. Irwin
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  M. Natasha Labovitz
  ,
  Andrew M. Levine
  ,
  Sidney P. Levinson
  ,
  Nicole Levin Mesard
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Edward M. Rishty
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Thomas Smith
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Richard Ward
  ,
  Michael P. McGuigan
  ,
  Samuel D. Krawiecz
  ,
  Stuart Hammer
  ,
  Dominic Blaxill
  ,
  Christopher Dortschy
  ,
  Paul Eastham
  ,
  Jin-Hyuk Jang
  ,
  Jennifer Wheater
  ,
  John Young
  ,
  Almas Daud
  ,
  Paul Eastham
  ,
  Jay E. Evans
  ,
  Samuel D. Krawiecz
  ,
  Wen-Wei Lai
• Bill Ackman and Pershing Square Launch Largest SPAC To Date: A Harbinger of Things to Come?
  24 July 2020
  Christopher Anthony
  ,
  Steven J. Slutzky
• NYSE Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
  22 May 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• Sponsor Purchases of Portfolio Company Debt: Key Considerations in an Uncertain Environment
  14 May 2020
  Jonathan Adler
  ,
  Lorna Bowen
  ,
  Peter A. Furci
  ,
  Sidney P. Levinson
  ,
  Peter J. Loughran
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
  ,
  Ryan T. Rafferty
  ,
  Julie Stem
• Nasdaq Provides Temporary Shareholder Approval Exemptions in Light of COVID-19
  8 May 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• Sponsor Backed PIPEs: COVID-19 and the Race for Liquidity
  22 April 2020
  Andrew L. Bab
  ,
  Gary M. Friedman
  ,
  Gregory V. Gooding
  ,
  Uri Herzberg
  ,
  Jonathan E. Levitsky
  ,
  Sunil William Savkar
  ,
  Kevin M. Schmidt
  ,
  Shannon Rose Selden
  ,
  Katherine Durnan Taylor
  ,
  Steven J. Slutzky
• Summary of the U.S. Treasury and Federal Reserve Programs and the Paycheck Protection Program
  21 April 2020
  Matthew E. Kaplan
  ,
  Rafael Kariyev
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Nicole Levin Mesard
  ,
  Jeff Robins
  ,
  Jeffrey E. Ross
  ,
  Kevin M. Schmidt
  ,
  Steven J. Slutzky
  ,
  Chen Xu
• NYSE Provides Temporary Relief from Certain Shareholder Approval Rules
  10 April 2020
  Gregory V. Gooding
  ,
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC and ISS Issue New Guidance on Shareholder Meetings in Light of COVID-19 Pandemic
  10 April 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Mary Jo White
• SEC Urges More Forward-Looking Disclosure in Upcoming Earnings Season
  10 April 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• CARES Act: Implications for PE-Sponsored Portfolio Companies
  31 March 2020
  Matthew E. Kaplan
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Peter F.G. Schuur
  ,
  Scott B. Selinger
  ,
  Steven J. Slutzky
• SEC Extends Relief Period for Late Disclosure Reports and Updates Coronavirus-Related Disclosure Guidance
  26 March 2020
  Morgan J. Hayes
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Proposes Updates to Auditor Independence Requirements
  7 January 2020
  Arian M. June
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• Insider Trading Disclosure Update - Vol. 6
  December 2019
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Julie M. Riewe
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• Governance Round-Up Issue 11
  10 December 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Governance Round-Up Issue 10
  12 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Chambers Practice Guides - Private Equity: USA 2019
  6 August 2019
  Chambers Practice Guides - Private Equity
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Julie M. Riewe
  ,
  Steven J. Slutzky
• 2019 Private Equity Midyear Review and Outlook
  23 July 2019
  Jonathan Adler
  ,
  Christopher Anthony
  ,
  Kenneth J. Berman
  ,
  Andrew J. Ceresney
  ,
  Jeffrey P. Cunard
  ,
  Andrew Ford
  ,
  Peter A. Furci
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Rafael Kariyev
  ,
  Julie M. Riewe
  ,
  John W. Rife III
  ,
  Shannon Rose Selden
  ,
  Scott B. Selinger
  ,
  Thomas Smith
  ,
  Steven J. Slutzky
  ,
  Ramya S. Tiller
  ,
  Patricia Volhard
  ,
  Jin-Hyuk Jang
  ,
  Michael P. McGuigan
  ,
  John Young
  ,
  Almas Daud
  ,
  Samuel D. Krawiecz
  ,
  Felix Paterson
• SEC Proposes to Eliminate Auditor Attestation Requirement for Low-Revenue Reporting Companies
  23 May 2019
  Andrew L. Bab
  ,
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Eric T. Juergens
• Governance Round-Up Issue 9
  23 April 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• SEC Continues to Streamline and Update Disclosure Requirements
  27 March 2019
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Insider Trading & Disclosure Update - Vol. 5
  February 2019
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• Law360: Capital Markets Group of the Year
  28 January 2019
  Peter J. Loughran
  ,
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
• Governance Round-Up Issue 8
  22 January 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Insider Trading & Disclosure Update - Vol. 4, Issue 1
  October 2018
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
• Governance Round-Up Issue 7
  October 2018
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• SEC Investigation Report: Internal Accounting Controls Must be Calibrated to Cyber Risk
  17 October 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Proposes Changes to Facilitate Registered Guaranteed and Secured Debt Offerings
  31 July 2018
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• New SEC Cybersecurity Guidance: Focus on Governance
  12 March 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
  22 February 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• The Lexis Practice Advisor Journal: Top 10 Practice Tips
  Winter 2018
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• The Lexis Practice Advisor Journal: Top 10 Practice Tips: Secondary Offerings
  Winter, 2018
  The Lexis Practice Advisor Journal
  Steven J. Slutzky
  ,
  Nicholas P. Pellicani
• Debevoise & Plimpton Discusses Developments in the Enforcement of Token Sales
  30 November 2017
  CLS Blue Sky Blog
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• Developments in the Enforcement of Token Sales
  13 November 2017
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• Bright Lines Don't Work for Blockchain Tokens
  17 October 2017
  Morgan J. Hayes
  ,
  Henry Lebowitz
  ,
  Byungkwon Lim
  ,
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
• SEC Enforcement Provides Clarity on When a Blockchain Token Is a Security
  26 July 2017
  Steven J. Slutzky
  ,
  Alexandra N. Mogul
• Confidential SEC Review of IPOs Now Available To All Companies
  6 July 2017
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Benjamin R. Pedersen
• SEC Reduces Standard Settlement Cycle from T+3 to T+2
  27 March 2017
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Requires Hyperlinks to Exhibits and HTML Formatting for Many Filings
  3 March 2017
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Proxy Flash: Say-on-Pay Frequency Vote
  8 December 2016
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• The Outlook for Financial Regulatory Reform Under President Trump
  30 November 2016
  Kenneth J. Berman
  ,
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
  ,
  Elizabeth Pagel Serebransky
  ,
  Julie M. Riewe
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Jonathan R. Tuttle
• Mandatory Universal Proxy Cards and Disclosure of Voting Options
  2 November 2016
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Proposes Requiring Hyperlinked Exhibit Indexes in Filings
  6 September 2016
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
• Insider Trading & Disclosure Update - Vol. 3, Issue 1
  August 2016
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Benjamin R. Pedersen
  ,
  Bruce E. Yannett
  ,
  Colby A. Smith
  ,
  Julie M. Riewe
  ,
  Paul R. Berger
  ,
  Robert B. Kaplan
• Governance Round-Up Issue 6
  July 2016
  Matthew E. Kaplan
  ,
  Gary W. Kubek
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
• SEC Approves Interim Final Rule Amending Form 10-K to Allow Filers to Include a Summary Section
  10 June 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• Non-GAAP Metrics in the Crosshairs: SEC Issues New Guidance
  19 May 2016
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• SEC Adopts Final Rules Reflecting JOBS Act Changes to Registration Requirements
  10 May 2016
  Steven J. Slutzky
  ,
  Matthew E. Kaplan
  ,
  Elizabeth Pagel Serebransky
• Governance Round-Up Issue 5
  May 2016
  Matthew E. Kaplan
  ,
  Gary W. Kubek
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
• NYSE Listed Foreign Private Issuers Now Required to File Semiannual Unaudited Financial Information
  25 April 2016
  Matthew E. Kaplan
  ,
  James C. Scoville
  ,
  Steven J. Slutzky
  ,
  Vera Losonci
  ,
  Benjamin P. Collins-Wood
• Governance Round-Up Issue 4
  March 2016
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  William D. Regner
  ,
  Matthew E. Kaplan
  ,
  Gary W. Kubek
• Disclosure Considerations for the 2016 Annual Reporting Season
  20 January 2016
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Governance Round-Up Issue 3
  December 2015
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  William D. Regner
  ,
  Matthew E. Kaplan
  ,
  Gary W. Kubek
• The "FAST" Act: New Limited Private Resale Exemption
  9 December 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Insider Trading & Disclosure Update - Vol. 2, Issue 2
  December 2015
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• Governance Round-Up Issue 2
  November 2015
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  William D. Regner
  ,
  Matthew E. Kaplan
• SEC Issues Guidance on Rule 14a-8(i)(9)
  23 October 2015
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Alan H. Paley
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Governance Round-Up Issue 1
  September 2015
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  William D. Regner
  ,
  Matthew E. Kaplan
• ISS 2016 Annual Policy Survey Open Until September 4
  6 August 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• SEC Seeks Input on Potential Changes to Audit Committee Disclosures
  9 July 2015
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Insider Trading & Disclosure Update - Vol. 2, Issue 1
  January 2015
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• Reminder - Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  29 December 2014
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gavin Anderson
  ,
  Gary E. Murphy
• Tips for an Efficient Private Equity-Backed IPO
  4 August 2014
  Law360
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Insider Trading & Disclosure Update - Vol. 1, No. 1
  July 2014
  Matthew E. Kaplan
  ,
  Jonathan R. Tuttle
  ,
  Morgan J. Hayes
  ,
  Steven J. Slutzky
• Advance Planning for Sponsor-Backed IPOs
  21 May 2014
  The Review Of Securities & Commodities Regulation
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Sponsor-Backed IPOs Keep Rolling
  Winter 2014, Vol. 14, Number 1
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Sponsor-Backed IPOs Keep Rolling
  Winter 2014
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  26 December 2013
  Marwan Al-Turki
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Byungkwon Lim
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gary E. Murphy
• SEC Adopts JOBS Act Rule Eliminating Ban on General Solicitations in Certain Private Offerings
  10 July 2013
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
  ,
  Michael P. Harrell
  ,
  Kenneth J. Berman
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  20 December 2012
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Byungkwon Lim
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gary E. Murphy
• PCAOB Tees Up Questions For Audit Committees To Ask Auditors About Audit Inspections
  13 August 2012
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Alan H. Paley
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• It’s Raining “JOBS”—President Signs the “JOBS” Act into Law
  5 April 2012
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• It's Raining 'JOBS' - President Signs The 'JOBS' Act Into Law
  April 2012
  International Securities & Capital Markets Newsletter
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Alan H. Paley
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Senate Agrees with House on Need for Capital Formation Reform and Passes the "JOBS" Act
  23 March 2012
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Capital Formation Reform Pushed into Overdrive by the “JOBS” Act
  9 March 2012
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Peter J. Loughran
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
• Reminder – Periodic Filing, Notice and Reporting Requirements For Private Equity Funds
  4 January 2012
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
• SEC Issues Proposed Rules Regarding Listing Standards for Compensation Committees
  May 2011
  The M&A Lawyer
  Matthew E. Kaplan
  ,
  Elizabeth Pagel Serebransky
  ,
  Steven J. Slutzky
• SEC Issues Proposed Rules Regarding Listing Standards for Compensation Committees
  15 April 2011
  Matthew E. Kaplan
  ,
  Elizabeth Pagel Serebransky
  ,
  Steven J. Slutzky
• SEC to Review Limits on Shareholders in Private Companies
  8 April 2011
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
• The Private Equity Report
  Winter 2011
  Franci J. Blassberg
  ,
  Jonathan F. Lewis
  ,
  Margaret Andrews Davenport
  ,
  Katherine Ashton
  ,
  Alan J. Davies
  ,
  David Innes
  ,
  Paul R. Berger
  ,
  Michael P. Harrell
  ,
  Gavin Anderson
  ,
  Eric Dinallo
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Shareholders Get Their Say: A Divided SEC Adopts Final “Say-On-Pay” Rules
  31 January 2011
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Jonathan F. Lewis
  ,
  Peter J. Loughran
  ,
  Elizabeth Pagel Serebransky
  ,
  Steven J. Slutzky
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  28 December 2010
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
• Goodbye Roadmap, Hello Work Plan: SEC Continues to Consider Use of IFRS by U.S. Issuers
  11 May 2010
  BNA Accounting Policy & Practice Report
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Goodbye Roadmap, Hello Work Plan: SEC Continues to Consider Use of IFRS by U.S. Issuers
  17 March 2010
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Preparing for XBRL
  15 January 2010
  Alan H. Paley
  ,
  Matthew E. Kaplan
  ,
  Peter J. Loughran
  ,
  Steven J. Slutzky
• Reminder – Periodic Filing and Notice Requirements for Private Equity Funds
  21 December 2009
  Kenneth J. Berman
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
• Second Circuit to Computer Hackers: Insider Trading Laws Apply
  14 August 2009
  Matthew E. Kaplan
  ,
  Paul R. Berger
  ,
  Steven J. Slutzky
  ,
  Colby A. Smith
• FASB Issues Guidance on Fair Value Determination in Illiquid or Inactive Markets
  17 April 2009
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• SPACs: Key Regulatory Considerations for Private Equity Sponsors
  May 2021
  Christopher Anthony
  ,
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Shannon Rose Selden
  ,
  Steven J. Slutzky
  ,
  Adrian St. Francis