Sandy Tomasik is an associate in the Litigation Department and a member of the White Collar & Regulatory Defense Group whose practice focuses on securities ...
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Experience
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- A multinational accounting firm in a Public Company Accounting Oversight Board inquiry.
- A broker-dealer in an NYAG investigation of order flow and execution issues.
- A global investment adviser in a group settlement with the SEC regarding retention of employees’ work-related messages.
- Multiple audit professionals in SEC investigations that resulted in declinations from the government.
- A trading platform in an SEC investigation regarding registration matters.
- Robinhood in its SEC and FINRA settlements relating to best execution practices and payment for order flow.
- The Board of Directors of CBS Corporation in an independent investigation of sexual harassment allegations against the CEO, senior news personnel and the corporate culture.
Education
- St. John's University School of Law, 2015, J.D.
- St. John's University, 2013, B.A.