Publications

• Advisers Beware! OCIE Announces Most Frequent Compliance Topics
  9 February 2017
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Robert B. Kaplan
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Julie M. Riewe
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Jonathan R. Tuttle
  ,
  Michael P. Harrell
• SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
  26 October 2016
  Kenneth J. Berman
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
  ,
  Robert B. Kaplan
  ,
  Julie M. Riewe
  ,
  Jonathan R. Tuttle
• The SEC Adopts Form ADV and Recordkeeping Rule Amendments
  8 September 2016
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• “Living Wills” for Private Fund Sponsors? Proposed Rule Requiring Investment Adviser Business Continuity and Transition Plans
  13 July 2016
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Sally Gibson
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Julie Stem
• Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
  6 June 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Andrew M. Ostrognai
  ,
  Jonathan R. Tuttle
  ,
  Julie Stem
• New Incentive Compensation Rules: Implications for Private Equity Firms
  2 May 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• Compensation Practices at Financial Institutions Targeted: Proposed Incentive Compensation Rules Aim To Curb Excessive Risk-Taking
  26 April 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Elizabeth Pagel Serebransky
  ,
  Alison E. Buckley-Serfass
• The Shape of Things to Come: OCIE Announces Examination Priorities for 2016
  13 January 2016
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Jim Pastore
  ,
  Julie Stem
• SEC Sanctions Investment Adviser for Failing to Adopt Cybersecurity Policies and Procedures
  24 September 2015
  Kenneth J. Berman
  ,
  Jeffrey P. Cunard
  ,
  Michael P. Harrell
  ,
  David A. O'Neil
  ,
  Jim Pastore
  ,
  David Sarratt
• FinCEN Proposes Anti-Money Laundering Rules for Investment Advisers
  31 August 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Andrew M. Ostrognai
  ,
  Robert T. Dura
• SEC Pay-to-Play Placement Agent Restriction Delayed, and a Reminder for Campaign Season
  9 July 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Jennifer R. Cowan
  ,
  Julie Stem
• What Will The “Eyes And Ears” Of The SEC Choose To See And Hear This Year? OCIE Announces Examination Priorities For 2015
  1 July 2015 (Vol. 16, No.2)
  Journal of Investment Compliance
  Kenneth J. Berman
  ,
  Michael P. Harrell
• BE-10 Reporting by U.S. Persons Regarding Non-U.S. Business Holdings
  13 May 2015
  Jonathan Adler
  ,
  Gregory V. Gooding
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
• Expense Allocation: The SEC Brings Down The Hammer
  1 May 2015 (Vol. 16, No. 1)
  Journal of Investment Compliance
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
• New German Investment Regulation Adopted
  16 March 2015
  Michael P. Harrell
  ,
  Geoffrey Kittredge
  ,
  Sally Gibson
• Volcker Rule FAQ Expands Ability of Non-U.S. Banks to Invest in Private Funds
  2 March 2015
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• What Will the “Eyes and Ears” of the SEC Choose to See and Hear this Year?
  OCIE Announces Examination Priorities for 2015
  4 February 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
• FSOC: Are Asset Managers’ Products And Activities Creating Systemic Risk?
  31 January 2015
  The Harvard Law School Forum on Corporate Governance and Financial Regulation
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
• FSOC Gets Curious: Are Asset Managers’ Products and Activities Creating Systemic Risk?
  8 January 2015
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
• Reminder - Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  29 December 2014
  Jonathan Adler
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Gavin Anderson
  ,
  Gary E. Murphy
  ,
  Sally Gibson
• Expense Allocation: The SEC Brings Down the Hammer
  26 September 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
• Some Preliminary Observations: Impact of the Referendum on Scottish Independence on Private Equity and Other Alternative Asset Managers
  17 September 2014
  Richard Ward
  ,
  Cécile Beurrier
  ,
  Michael P. Harrell
• Debevoise & Plimpton Discusses Treatment of Special Purposes Vehicles under the Advisers Act
  8 August 2014
  The CLS Blue Sky Blog: Columbia Law School's Blog On Corporations and The Capital Markets.
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Andrew M. Ostrognai
  ,
  Kevin M. Schmidt
• Treatment of SPVs and M&A Escrow Accounts under the Advisers Act Custody Rule
  11 July 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Andrew M. Ostrognai
  ,
  Kevin M. Schmidt
• SEC Settles First “Pay-to-Play” Enforcement Action
  2 July 2014
  Jonathan Adler
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Andrew M. Levine
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
  ,
  Jennifer R. Cowan
• German Insurers and Pension Funds May Effectively Be Banned from Investing in Non-EEA Private Funds
  24 June 2014
  Michael P. Harrell
  ,
  Geoffrey Kittredge
  ,
  Sally Gibson
• SEC Warns Against Interference with Potential Whistleblowers
  6 May 2014
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Jyotin Hamid
  ,
  Michael P. Harrell
  ,
  Mary Beth Hogan
• Foreign Bank Investments in Parallel Fund Structures under the Volcker Rule
  1 May 2014
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Gregory J. Lyons
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• SEC Releases Cybersecurity Examination Roadmap
  22 April 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Satish M. Kini
• Options under the Volcker Rule for Banks to Sponsor Private Equity and Hedge Funds
  Winter 2014, Vol. 14, Number 1
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
• Options under the Volcker Rule for Bank Investment in Unaffiliated Private Equity and Hedge Funds
  7 March 2014
  The Hedge Fund Law Report
  Satish M. Kini
  ,
  Michael P. Harrell
• Are Your Employees Now “Knowledgeable”? New SEC Guidance for Private Fund Managers
  6 March 2014
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Kenneth J. Berman
• SEC Updates Form PF Guidance
  24 February 2014
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
• The SEC’s Examination Priorities for 2014
  28 January 2014
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Jonathan R. Tuttle
• Options Under the Volcker Rule for Banks to Sponsor Private Equity and Hedge Funds
  Winter 2014
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
• Reminder – Periodic Filing, Notice and Reporting Requirements for Private Equity Funds
  26 December 2013
  Marwan Al-Turki
  ,
  Kenneth J. Berman
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Geoffrey Kittredge
  ,
  Jonathan F. Lewis
  ,
  Byungkwon Lim
  ,
  Andrew M. Ostrognai
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Steven J. Slutzky
  ,
  Sally Gibson
  ,
  Gary E. Murphy
• Options under the Volcker Rule for Bank Investment in Unaffiliated Private Equity and Hedge Funds
  Fall 2013
  Satish M. Kini
  ,
  Michael P. Harrell
• ALERT: Compliance Date for Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
  Spring 2012, Vol. 12, Number 3
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• How Does the AIFMD Impact U.S. Fund Managers?
  2 October 2013
  Private Equity Manager
  Michael P. Harrell
  ,
  Rebecca F. Silberstein
  ,
  Sally Gibson
• When the SEC Knocks on Your Door, Will You Be Prepared?: Practical Steps PE Firms Should Take to Prepare for an SEC “Presence” Examination
  Winter 2013, Vol 13, Number 2
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Michael P. Harrell
  ,
  Jonathan R. Tuttle
• Investment Adviser Pleads Guilty to Lying to SEC Officials during an Examination
  24 September 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
• How Will the AIFMD Impact Non-EU Fund Managers? Answers to Frequently Asked Questions
  Spring 2013
  Sally Gibson
  ,
  Michael P. Harrell
• SEC Staff Provides Relief under the Custody Rule with Respect to Restricted Stock Certificates Held by Private Funds
  6 August 2013
  Michael P. Harrell
  ,
  Kenneth J. Berman
• SEC Adopts JOBS Act Rules Eliminating Ban on General Solicitations in Certain Private Offerings
  17 July 2013
  Michael P. Harrell
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Kenneth J. Berman
• SEC Adopts JOBS Act Rule Eliminating Ban on General Solicitations in Certain Private Offerings
  10 July 2013
  Matthew E. Kaplan
  ,
  Alan H. Paley
  ,
  Steven J. Slutzky
  ,
  Paul M. Rodel
  ,
  Michael P. Harrell
  ,
  Kenneth J. Berman
• The Private Equity Report
  Spring 2013
  Gregory V. Gooding
  ,
  William D. Regner
  ,
  Gary W. Kubek
  ,
  David A. Brittenham
  ,
  Satish M. Kini
  ,
  Christopher Rosekrans
  ,
  David Innes
  ,
  Geoffrey P. Burgess
  ,
  Guy Lewin-Smith
  ,
  Andrew L. Bab
  ,
  M. Natasha Labovitz
  ,
  Sally Gibson
  ,
  Michael P. Harrell
• Federal Reserve Adopts Key Dodd-Frank Act Definitions
  June 2013
  The Banking Law Journal
  Satish M. Kini
  ,
  Michael P. Harrell
  ,
  Gregory J. Lyons
• SEC’s Division of Trading and Markets Delivers a Message to Private Fund Sponsors about Potential Broker-Dealer Registration Issues
  18 April 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
  ,
  Alan H. Paley
• Federal Reserve Adopts Key Dodd-Frank Act Definitions
  9 April 2013
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Gregory J. Lyons
• SEC Sanctions Private Fund Sponsor for Using Unlicensed Broker to Sell Private Fund Interests
  29 March 2013
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
• SEC Enforcement Action Targets Advisers to Private Equity Funds
  15 March 2013
  Paul R. Berger
  ,
  Kenneth J. Berman
  ,
  Jonathan R. Tuttle
  ,
  Eric Dinallo
  ,
  Mark P. Goodman
  ,
  Michael P. Harrell
  ,
  Shannon Rose Selden
• The Private Equity Report
  Winter 2013
  Jonathan F. Lewis
  ,
  E. Drew Dutton
  ,
  David Innes
  ,
  Andrew M. Ostrognai
  ,
  Eric Dinallo
  ,
  Kenneth J. Berman
  ,
  Robert B. Kaplan
  ,
  Michael P. Harrell
  ,
  Jonathan R. Tuttle
  ,
  Kevin M. Schmidt
  ,
  Michael Schaper
  ,
  Peter F.G. Schuur
  ,
  Adele M. Karig
  ,
  Matthew D. Saronson
• SEC 2013 Examination Priorities Focus on Private Fund Sponsors
  5 March 2013
  Eric Dinallo
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Robert B. Kaplan
  ,
  Shannon Rose Selden
  ,
  Jonathan R. Tuttle
• Broker-Dealers Must File Private Fund Offering Documents in Certain ESC and Section 3(C)(1) Fund Offerings
  5 December 2012
  Michael P. Harrell
  ,
  Byungkwon Lim
• The Private Equity Report
  Summer/Fall 2012
  Franci J. Blassberg
  ,
  Erin Cleary
  ,
  Guy Lewin-Smith
  ,
  Michael P. Harrell
  ,
  Sally Gibson
  ,
  Burt Rosen
  ,
  Robert J. Staffaroni
  ,
  Kevin Rinker
  ,
  Uri Herzberg
  ,
  Jonathan F. Lewis
  ,
  Meir D. Katz
  ,
  Michael Diz
  ,
  Andrew M. Ostrognai
  ,
  David P. Iozzi
• JOBS Act Rule Eliminating the Ban on General Solicitations in Certain Private Offerings Is Proposed
  31 August 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Matthew E. Kaplan
  ,
  Alan H. Paley
• Alert — Non-EU Hedge and PE Firms Would Be Banned from Marketing to German Investors Under Proposed Legislation
  Summer/Fall 2012
  Michael P. Harrell
  ,
  Sally Gibson
• The New Regulatory Framework For Designating 'Systemically Important Financial Institutions' And Its Application To Private Equity Firms And Funds
  July 2012
  Banking & Financial Services Policy Report
  Michael P. Harrell
  ,
  Satish M. Kini
• The Private Equity Report
  Spring 2012
  Gregory V. Gooding
  ,
  Alan J. Davies
  ,
  Matthew E. Kaplan
  ,
  Pierre Maugüé
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
  ,
  Lawrence K. Cagney
  ,
  David Innes
  ,
  Dr. Thomas Schürrle
  ,
  M. Natasha Labovitz
• Compliance Date For Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
  12 June 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• The New Regulatory Framework for Designating “Systemically Important Financial Institutions” and Its Application to Private Equity Firms and Funds
  19 April 2012
  Michael P. Harrell
  ,
  Satish M. Kini
• Compliance Date for Placement Agent Prohibition in Pay-to-Play Rule Delayed Again
  Spring 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• Amendments to The Advisers Act Performance Fee Rule
  27 February 2012
  Kenneth J. Berman
  ,
  Michael P. Harrell
• The Private Equity Report
  Fall 2011
  Franci J. Blassberg
  ,
  Jonathan F. Lewis
  ,
  Jeffrey E. Ross
  ,
  Jonathan E. Levitsky
  ,
  Scott B. Selinger
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Gregory J. Lyons
  ,
  Paul D. Brusiloff
  ,
  Gary M. Friedman
  ,
  M. Natasha Labovitz
  ,
  Maurizio Levi-Minzi
  ,
  Paul M. Rodel
• Proposed SEC Rules Could Limit Carried Interest and Incentive Compensation Paid by Private Equity Firms
  27 November 2011
  Harvard Business Law Review
  Michael P. Harrell
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Volcker's Wild
  Vol. 9 No. 18
  The Deal magazine
  Michael P. Harrell
  ,
  Satish M. Kini
• A Volcker Rule Cheat Sheet
  11 November 2011
  The Deal Magazine
  Michael P. Harrell
  ,
  Satish M. Kini
• The Volcker Rule Proposals on Bank Investments in Private Funds
  10 November 2011
  The Harvard Law School Forum on Corporate Governance and Financial Regulation
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
  ,
  Rebecca F. Silberstein
• The Volcker Rule Proposals on Bank Investments in Private Funds: Expected Impact and Open Questions
  18 October 2011
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Rebecca F. Silberstein
  ,
  Gregory J. Lyons
  ,
  Kenneth J. Berman
  ,
  Paul L. Lee
• SEC Adopts Final Dodd-Frank Advisers Act Requirements but Delays Implementation until 2012
  27 June 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• SEC Implements (and Delays) Private Fund Registration and New Exemptions under Dodd-Frank
  23 June 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• The Private Equity Report
  Spring 2011
  Franci J. Blassberg
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Lawrence K. Cagney
  ,
  Jonathan F. Lewis
  ,
  Matthew E. Kaplan
  ,
  Gregory V. Gooding
  ,
  Jonathan E. Levitsky
  ,
  Paul D. Brusiloff
  ,
  Elizabeth Pagel Serebransky
  ,
  Maurizio Levi-Minzi
  ,
  E. Drew Dutton
  ,
  Andrew L. Bab
  ,
  Jonathan Adler
  ,
  Anne-Lise Quach
• New ILPA Principles: What Has Changed?
  7 June 2011
  The Deal Pipeline
  Michael P. Harrell
  ,
  Gavin Anderson
• Wage And Price Controls in Private Equity?
  June
  The M&A Journal
  Michael P. Harrell
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
• Proposed Order and Amendments Regarding the SEC’s Performance Fee Rule
  17 May 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
• The Impact of the Economic Downturn and the ILPA Principles on Key Private Equity Fund Terms
  2 May 2011
  VC Experts' Encyclopedia of Private Equity & Venture Capital
  Michael P. Harrell
• Extension of Investment Advisers Act Registration Deadline for Certain Private Equity and Hedge Fund Advisers
  11 April 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• The Private Equity Report
  Winter 2011
  Franci J. Blassberg
  ,
  Jonathan F. Lewis
  ,
  Margaret Andrews Davenport
  ,
  Michael Diz
  ,
  Katherine Ashton
  ,
  Alan J. Davies
  ,
  David Innes
  ,
  Paul R. Berger
  ,
  Michael P. Harrell
  ,
  Gavin Anderson
  ,
  Eric Dinallo
  ,
  Matthew E. Kaplan
  ,
  Steven J. Slutzky
• Wage and Price Controls in Private Equity? Proposed SEC Rules Would Apply Incentive Compensation Limitations to Private Equity Firms
  14 March 2011
  Michael P. Harrell
  ,
  Elizabeth Pagel Serebransky
  ,
  Jonathan F. Lewis
• Federal Reserve Issues Final Regulation Implementing the Volcker Rule Conformance Period
  22 February 2011
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
  ,
  Rebecca F. Silberstein
• Pay-To-Play Compliance Deadline Around the Corner for Investment Advisers
  10 February 2011
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
  ,
  Rebecca F. Silberstein
• Federal Reserve Issues Proposed Rule Addressing The Volcker Rule’s Conformance Period
  30 November 2010
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Gregory J. Lyons
• Private No More
  12 November 2010
  The Deal Magazine
  Kenneth J. Berman
  ,
  Michael P. Harrell
• The Private Equity Report
  Summer 2010
  Franci J. Blassberg
  ,
  Lawrence K. Cagney
  ,
  Keith J. Slattery
  ,
  Geoffrey Kittredge
  ,
  Michael P. Harrell
  ,
  Kenneth J. Berman
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Geoffrey P. Burgess
• Advisers Act Registration and Regulation of Private Fund Managers and Non-U.S. Institutions after the Dodd-Frank Act
  21 July 2010
  Michael P. Harrell
  ,
  Geoffrey Kittredge
  ,
  Andrew M. Ostrognai
  ,
  Marcia L. MacHarg
  ,
  Kenneth J. Berman
• SEC Adopts New Pay-to-Play Rule
  12 July 2010
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Marcia L. MacHarg
• Will Private Equity Dodge the Registration Bullet?
  12 November 2009
  Kenneth J. Berman
  ,
  Michael P. Harrell
• A Look at the ILPA Report
  23 October 2009
  Investment Dealers' Digest and Investment Dealers' Digest.com
  Michael P. Harrell
• The Private Equity Report
  Summer 2009
  Franci J. Blassberg
  ,
  Katherine Ashton
  ,
  Geoffrey P. Burgess
  ,
  Michael Diz
  ,
  Mark P. Goodman
  ,
  Richard F. Hahn
  ,
  Michael P. Harrell
  ,
  Satish M. Kini
  ,
  Paul L. Lee
  ,
  Jonathan F. Lewis
  ,
  Gregory J. Lyons
  ,
  Pierre Maugüé
  ,
  Jeffrey J. Rosen
• Déjà Vu All Over Again: Proposal for Private Fund Adviser Registration
  17 July 2009
  Michael P. Harrell
  ,
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
  ,
  Paul L. Lee
  ,
  Byungkwon Lim
• The Proposed Hedge Fund Transparency Act: It’s Not Just for Hedge Funds
  2 February 2009
  Kenneth J. Berman
  ,
  Marcia L. MacHarg
  ,
  Michael P. Harrell
  ,
  Byungkwon Lim
• The Private Equity Report
  Winter/Spring 2007
  Katherine Ashton
  ,
  Kenneth J. Berman
  ,
  Peter A. Furci
  ,
  Michael P. Harrell
  ,
  Gary M. Friedman
  ,
  Michael J. Gillespie
  ,
  Jennifer J. Burleigh
  ,
  Paul R. Berger
  ,
  Geoffrey P. Burgess
  ,
  David F. Hickok
  ,
  Franci J. Blassberg
• The Private Equity Report
  Spring 2004
  Franci J. Blassberg
  ,
  Kenneth J. Berman
  ,
  Geoffrey Kittredge
  ,
  Dr. Thomas Schürrle
  ,
  Margaret Andrews Davenport
  ,
  Daniel M. Abuhoff
  ,
  John M. Vasily
  ,
  Mark W. Friedman
  ,
  Gary W. Kubek
  ,
  William D. Regner
  ,
  Dr. Thomas Schürrle
  ,
  Michael P. Harrell
  ,
  Jeffrey J. Rosen
• The Private Equity Report
  Winter 2004
  Franci J. Blassberg
  ,
  David J. Schwartz
  ,
  Rebecca F. Silberstein
  ,
  Antoine F. Kirry
  ,
  Marcia L. MacHarg
  ,
  Adele M. Karig
  ,
  Andrew L. Bab
  ,
  Peter A. Furci
  ,
  Jeffrey J. Rosen
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
• The Private Equity Report
  Fall 2003
  Lawrence K. Cagney
  ,
  William D. Regner
  ,
  Jennifer J. Burleigh
  ,
  Michael P. Harrell
  ,
  Geoffrey Kittredge
  ,
  Franci J. Blassberg
  ,
  Robert J. Cubitto
  ,
  Peter F.G. Schuur
  ,
  John M. Allen
  ,
  Marcia L. MacHarg
• The Private Equity Report
  Summer 2003
  Michael P. Harrell
  ,
  Marwan Al-Turki
  ,
  Adele M. Karig
  ,
  Gary M. Friedman
  ,
  Andrew L. Bab
  ,
  David A. Brittenham
  ,
  Alan J. Davies
  ,
  Franci J. Blassberg
  ,
  Jeffrey P. Cunard
  ,
  Kenneth J. Berman
• The Private Equity Report
  Spring 2003
  Franci J. Blassberg
  ,
  Michael P. Harrell
  ,
  Adele M. Karig
  ,
  Jeffrey S. Wood
  ,
  Andrew L. Bab
  ,
  William D. Regner
  ,
  Marcia L. MacHarg
• The Private Equity Report
  Winter 2003
  Paul S. Bird
  ,
  Franci J. Blassberg
  ,
  Michael P. Harrell
  ,
  William D. Regner
  ,
  Gary M. Friedman
  ,
  Gregory V. Gooding
  ,
  Geoffrey Kittredge
  ,
  David F. Hickok
  ,
  Dr. Thomas Schürrle
  ,
  James A. Kiernan III
  ,
  Jonathan E. Levitsky
• The Private Equity Report
  Spring 2002
  Franci J. Blassberg
  ,
  Paul S. Bird
  ,
  Peter F.G. Schuur
  ,
  David J. Schwartz
  ,
  Geoffrey Kittredge
  ,
  Woodrow W. Campbell, Jr.
  ,
  Stuart Hammer
  ,
  Kenneth J. Berman
  ,
  Michael P. Harrell
  ,
  Maurizio Levi-Minzi
  ,
  Rebecca F. Silberstein
  ,
  Harry Zirlin
• The Private Equity Report
  Fall 2000
  Franci J. Blassberg
  ,
  James A. Kiernan III
  ,
  Michael P. Harrell
  ,
  Paul S. Bird
• Alert — Non-EU Hedge and PE Firms Would Be Banned from Marketing to German Investors Under Proposed Legislation
  Summer/Fall 2012, Vol. 13, Number 1
  Michael P. Harrell
  ,
  Sally Gibson
• Some Preliminary Observations: Impact of the Referendum on Scottish Independence on Private Equity and Other Alternative Asset Managers
  Michael P. Harrell
  ,
  Richard Ward
  ,
  Cécile Beurrier