Publications

• Governance Round-Up Issue 13
  9 July 2024
  Avi Gesser
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Amy Pereira
• Instruments to Satisfy Proposed Bank Capital and Long-Term Debt Requirements
  29 November 2023
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Chen Xu
  ,
  Alexander R. Altieri
  ,
  Ezra Newman
  ,
  Taylor Richards
  ,
  Jonathan Steinberg
• SEC Staff Delays Enforcement of New Public Information Requirements for the Quotation of Fixed-Income Securities
  30 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob
• New Public Information Requirements for the Quotation of Fixed-Income Securities
  10 November 2022
  Matthew E. Kaplan
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  John Jacob
• Thoughts on Financing and Capital Solutions for Insurance Companies
  16 September 2022
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Marilyn A. Lion
  ,
  Peter J. Loughran
  ,
  Daniel Priest
  ,
  Joshua M. Samit
  ,
  Sabrina Y. Hsieh
  ,
  Paulina Stanfel
• SEC Staff Delays Enforcement of Amended OTC Quotation Requirements for Fixed-Income Securities
  27 September 2021
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Jonathan Steinberg
• The Compliance Deadline for the SEC’s Amended OTC Quotation Requirements Is Just Around the Corner
  17 September 2021
  Matthew E. Kaplan
  ,
  Joshua M. Samit
  ,
  Jonathan Steinberg
• NYSE Further Amends Related Party Transaction Approval Requirements
  27 August 2021
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Joshua M. Samit
• NYU Compliance & Enforcement Blog: SEC Levies $1 Million Penalty for Allegedly Misleading Cybersecurity Incident Disclosures
  22 August 2021
  NYU Compliance & Enforcement Blog
  Avi Gesser
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
  ,
  Charu A. Chandrasekhar
• SEC Approves New Nasdaq Listing Rule to Advance Diversity
  13 August 2021
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• The Current State of the LIBOR Transition: A Mid-Year Overview
  9 August 2021
  Michael Bolotin
  ,
  Paul D. Brusiloff
  ,
  Jeff Robins
  ,
  Ramya S. Tiller
  ,
  Emilie T. Hsu
  ,
  Joshua M. Samit
• NYSE Amends Related Party Transaction Approval Requirements
  25 May 2021
  Matthew E. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Joshua M. Samit
• Governance Round-Up Issue 12
  1 February 2021
  Matthew E. Kaplan
  ,
  Maeve O'Connor
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
  ,
  Sarah R. Jacobson
• SEC Amends And Updates Shareholder Proposal Submission Requirements Under Rule 14a-8
  7 October 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• SEC Updates Statistical Disclosures for Banks
  21 September 2020
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• SEC Adopts Final Rules on Proxy Voting Advice
  28 July 2020
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Federal Reserve Establishes New Facility to Provide Credit Support to Corporate Issuers
  24 March 2020
  Morgan J. Hayes
  ,
  Matthew E. Kaplan
  ,
  Jeffrey E. Ross
  ,
  Joshua M. Samit
  ,
  Zahra J. Khosrovi Sowder
  ,
  Chen Xu
• SEC Proposes to Subject Proxy Voting Advice to U.S. Federal Proxy Rules
  24 January 2020
  BNY Mellon
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• Governance Round-Up Issue 11
  10 December 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• 2020 Proxy Advisor Voting Guidelines: What to Watch For
  19 November 2019
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Transitioning from LIBOR—Some Key Considerations
  14 November 2019
  Michael Bolotin
  ,
  Jeff Robins
  ,
  Jeffrey E. Ross
  ,
  Sunil William Savkar
  ,
  Ramya S. Tiller
  ,
  Emilie T. Hsu
  ,
  Joshua M. Samit
• ISS Sues SEC to Set Aside Guidance Subjecting Proxy Advisors to Proxy Rules
  12 November 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Joshua M. Samit
• The Private Equity Report Fall 2019, Vol 19, No 2
  November 2019
  Andrew L. Bab
  ,
  Uri Herzberg
  ,
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Henry Lebowitz
  ,
  Paul M. Rodel
  ,
  Jeffrey E. Ross
  ,
  Scott B. Selinger
  ,
  Patricia Volhard
  ,
  Joshua M. Samit
  ,
  John Young
  ,
  Spencer K. Gilbert
  ,
  Ryan T. Rafferty
• Debt Tender and Exchange Offers: The Basics
  November 2019
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• SEC Provides New Guidance on Proxy Voting Advice
  28 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Governance Round-Up Issue 10
  12 August 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Governance Round-Up Issue 9
  23 April 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Governance Round-Up Issue 8
  22 January 2019
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• ISS Updates for 2019 Spotlight Gender Diversity
  26 November 2018
  Jennifer L. Chu
  ,
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Governance Round-Up Issue 7
  October 2018
  Matthew E. Kaplan
  ,
  William D. Regner
  ,
  Jeffrey J. Rosen
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• New SEC Cybersecurity Guidance: Focus on Governance
  12 March 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• SEC Issues New Guidance on Public Company Cybersecurity Disclosure and Governance
  22 February 2018
  Luke Dembosky
  ,
  Matthew E. Kaplan
  ,
  Jim Pastore
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• SEC Approves NYSE Rule Change to Facilitate “Direct Listings” by Privately Held Companies
  21 February 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• SEC Provides Guidance on Accounting Impacts of the Tax Cuts and Jobs Act
  5 January 2018
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Proxy Flash: Say-on-Pay Frequency Vote
  8 December 2016
  Lawrence K. Cagney
  ,
  Matthew E. Kaplan
  ,
  Meir D. Katz
  ,
  Jonathan F. Lewis
  ,
  Elizabeth Pagel Serebransky
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Joshua M. Samit
• Early Returns: Companies Change Non-GAAP Financial Disclosures Following Recently Issued SEC Guidance
  1 September 2016
  Matthew E. Kaplan
  ,
  Joshua M. Samit
• SEC Proposes to Expand Availability of Scaled Disclosure Requirements
  5 July 2016
  Matthew E. Kaplan
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Funding, Liquidity and Short Term Borrowing: Time to Revisit MD&A Disclosure
  4 October 2010
  Securities Regulation & Law
  Alan H. Paley
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit
• Funding, Liquidity and Short-Term Borrowings: Time to Revisit MD&A Disclosure
  23 September 2010
  Alan H. Paley
  ,
  Paul M. Rodel
  ,
  Joshua M. Samit