-
Rethinking Clawback Policies for the 2025 Compensation Season
20 November 2024
Simone S. Hicks
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Sarah A. Burke
, Kathleen M. Emberger
, Douglas M. Hirn
-
Federal Court Sets Aside FTC Final Noncompete Rule Nationwide
22 August 2024
Tim Cornell
, Jyotin Hamid
, Ted Hassi
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Michael Schaper
, J. Michael Snypes, Jr.
, Abraham Tabaie
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
MarketCheck – Summer 2024
August 2024
Andrew L. Bab
, Gregory V. Gooding
, Jyotin Hamid
, Emily F. Huang
, Stephen M. Jordan
, Maurizio Levi-Minzi
, Timothy McIver
, Frank Mitchell
, Maura Kathleen Monaghan
, Jeffrey J. Rosen
, Zachary H. Saltzman
, Shannon Rose Selden
, Matthew J. Sorensen
, Katherine Durnan Taylor
, Alison E. Buckley-Serfass
, Caroline P. Geiger
, Caitlin Gibson
, Anne-Mette Heemsoth
, Tricia Bozyk Sherno
, Jacob W. Stahl
, Jillian Mulroy Wright
, Ilya Balabanovsky
, Marisa Demko
, Katrina Mari Kaczynski
, Rekha Korlipara
-
2024 Private Equity Midyear Outlook
August 2024
Christopher Anthony
, Katherine Ashton
, Dominic Blaxill
, Ezra Borut
, Geoffrey P. Burgess
, Andrew J. Ceresney
, Christopher Dortschy
, Jane Engelhardt
, Andrew Ford
, Andrew J. Gershon
, Mark P. Goodman
, Jyotin Hamid
, Morgan J. Hayes
, Peter J. Irwin
, Eric T. Juergens
, Arian M. June
, Robert B. Kaplan
, M. Natasha Labovitz
, Andrew M. Levine
, Sidney P. Levinson
, Jonathan F. Lewis
, Gregory J. Lyons
, Timothy McIver
, Frank Mitchell
, Maura Kathleen Monaghan
, Edwin Northover
, Brett M. Novick
, Sheena Paul
, Marc Ponchione
, Ryan T. Rafferty
, Julie M. Riewe
, Paul D. Rubin
, Scott B. Selinger
, Thomas Smith
, Kristin A. Snyder
, Rick Sofield
, Katherine Durnan Taylor
, Ramya S. Tiller
, Jonathan R. Tuttle
, Patricia Volhard
, Erica S. Weisgerber
, Jennifer Wheater
, Naomi Aoyama
, Alison E. Buckley-Serfass
, Brett Adam Bush
, Zhiyan Cao
, Jennifer R. Cestaro
, Robert T. Dura
, Paul Eastham
, Stuart Hammer
, Lauren P. Heller
, Jin-Hyuk Jang
, Wen-Wei Lai
, Michael P. McGuigan
, Melissa Runsten
, Tricia Bozyk Sherno
, Jacob W. Stahl
, John Young
, Ulysses Smith
, Kayleigh Anderson
, Hymie A. Anteby
, Jabari Benjamin
, Charles Cartiglia
, Josephine Chen
, Jordan Corrente Beck
, Tejas N. Dave
, Julia Glazer
, Michael C. Godbe
, Zoe Jacoby
, Yiran Ji
, Adriana Kranjac
, Paul D. Lowry
, Kaitlyn McGill
, Diana Moise
, Amy Pereira
, John M. Satira
, Eike Björn Weidner
, Keith Moshe
-
Preliminary Ruling Casts Doubt on FTC Final Noncompete Rule
8 July 2024
Tim Cornell
, Jyotin Hamid
, Ted Hassi
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, John (Jay) Neukom
, Michael Schaper
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
Insurance Industry Corporate Governance Newsletter
3 June 2024
Eric Dinallo
, Jyotin Hamid
, Ted Hassi
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, John (Jay) Neukom
, Nicholas F. Potter
, Michael Schaper
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
FTC Issues Final Noncompete Rule
24 April 2024
Jyotin Hamid
, Ted Hassi
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, John (Jay) Neukom
, Michael Schaper
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
U.S. Department of Labor Finalizes Tighter Standards for “QPAMs”
9 April 2024
Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Insurance Industry Corporate Governance Newsletter
5 January 2024
Eric Dinallo
, Jonathan F. Lewis
, Frank Mitchell
, Nicholas F. Potter
, Alison E. Buckley-Serfass
, Douglas M. Hirn
, Lawrence K. Cagney
-
2024 Executive Compensation To-Do List for Public Companies
8 December 2023
Lawrence K. Cagney
, Jyotin Hamid
, Simone S. Hicks
, Eric T. Juergens
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
, Sandy M. De Sousa
-
Private Equity Report Fall 2023, Vol 23, No 3
November 2023
Dominic Blaxill
, Michael Bolotin
, Geoffrey P. Burgess
, Charu A. Chandrasekhar
, Jennifer L. Chu
, Matthew Dickman
, Avi Gesser
, Gregory V. Gooding
, Morgan J. Hayes
, Sally Bergmann Hardesty
, Eric T. Juergens
, Frank Mitchell
, Brett M. Novick
, Benjamin R. Pedersen
, William D. Regner
, Edward M. Rishty
, Michael Schaper
, Kevin M. Schmidt
, Kristin A. Snyder
, Katherine Durnan Taylor
, Ramya S. Tiller
, Robert T. Dura
, Caitlin Gibson
, Stuart Hammer
, Matt Kelly
, Sarah Wolf
, Victoria G. J. Brown
, Matthew Stromecki
, Adam Silverwood
, Edoardo Troina
-
Ready, Set, Sell: 10 Things to Consider Before Starting a Sale Process
November 2023
Dominic Blaxill
, Michael Bolotin
, Frank Mitchell
, Brett M. Novick
, Michael Schaper
, Kevin M. Schmidt
, Katherine Durnan Taylor
, Robert T. Dura
, Caitlin Gibson
, Stuart Hammer
-
SEC Issues Third Round of Interpretive Guidance on Pay-versus-Performance Disclosures
29 November 2023
Lawrence K. Cagney
, Simone S. Hicks
, Eric T. Juergens
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Wendy D. Widman
-
SEC Disclosure Requirements for Equity Grants: What You Need to Know for 2024
27 November 2023
Lawrence K. Cagney
, Simone S. Hicks
, Eric T. Juergens
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
Halloween 2023: DOL Fiduciary Rule Returns from the Dead
6 November 2023
Lawrence K. Cagney
, Jonathan F. Lewis
, Marilyn A. Lion
, Gregory J. Lyons
, Frank Mitchell
, Jeff Robins
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
SEC Issues Additional Interpretive Guidance on Pay-versus-Performance Disclosures
29 September 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Wendy D. Widman
-
2023 Private Equity Midyear Outlook
27 July 2023
Christopher Anthony
, Katherine Ashton
, Dominic Blaxill
, Ezra Borut
, Geoffrey P. Burgess
, Andrew J. Ceresney
, Jeffrey P. Cunard
, E. Drew Dutton
, Jane Engelhardt
, Andrew Ford
, Andrew J. Gershon
, Mark P. Goodman
, Jyotin Hamid
, Ted Hassi
, Morgan J. Hayes
, Emily F. Huang
, Peter J. Irwin
, Eric T. Juergens
, Robert B. Kaplan
, Rafael Kariyev
, Meir D. Katz
, M. Natasha Labovitz
, Maurizio Levi-Minzi
, Andrew M. Levine
, Sidney P. Levinson
, Jonathan F. Lewis
, Timothy McIver
, Frank Mitchell
, Maura Kathleen Monaghan
, Edwin Northover
, Brett M. Novick
, Marc Ponchione
, Julie M. Riewe
, Shannon Rose Selden
, Steven J. Slutzky
, Thomas Smith
, Kristin A. Snyder
, J. Michael Snypes, Jr.
, Patrick Taylor
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Erica S. Weisgerber
, Alison E. Buckley-Serfass
, Brett Adam Bush
, Zhiyan Cao
, Robert T. Dura
, Stuart Hammer
, Megan McGuiggan
, Sheena Paul
, Tricia Bozyk Sherno
, Ulysses Smith
, Jacob W. Stahl
, Sergio Torres
, Jennifer Wheater
, Elie J. Worenklein
, Adam Aukland-Peck
, Colleen B. Bernaiche
, Charles Cartiglia
, Paul Eastham
, Jay E. Evans
, Sara Ewad
, Christopher Gossage
, Camila Isern
, Yiran Ji
, Maryam Kanna
, Rekha Korlipara
, Adriana Kranjac
, Samuel D. Krawiecz
, Harshil Mehta
, Gianni Pizzitola
, Stanley G. Seckler
, Sheng Shao
, Massy Vainshtein
-
New Bill Banning Noncompetes Could Soon Become Law in New York
23 June 2023
Jyotin Hamid
, Ted Hassi
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
, Linda Lin
-
Dodd-Frank Clawbacks: NYSE and Nasdaq Extend Effective Date to October 2
12 June 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
, Douglas M. Hirn
-
Dodd-Frank Clawbacks: A Model Policy to Prepare for a Summer Effective Date
2 May 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
, Douglas M. Hirn
-
SEC Issues Interpretive Guidance on Pay-versus-Performance Disclosures
13 February 2023
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
FTC Proposes Federal Rule to Ban Noncompetes with Employees
9 January 2023
Lawrence K. Cagney
, Jyotin Hamid
, Ted Hassi
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, John (Jay) Neukom
, Alison E. Buckley-Serfass
, Tricia Bozyk Sherno
-
Public Company Planning: 2023 Executive Compensation To-Do List
16 December 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
The DOL Issues its Final Word on ESG and Proxy Voting (For Now)
29 November 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
SEC Adopts Final Clawback Rules
28 October 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
Final Pay-versus-Performance Disclosure Rules: Compliance Q&As
29 August 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
Proposed QPAM Amendment Would Expand Criminal Disqualification Rules and Add Contractual Protections for Plans
12 August 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
SEC Reminds Public Company Executives That Clawbacks Are a Priority
17 June 2022
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Kathleen M. Emberger
-
Reopening of the Comment Period for Pay Versus Performance: Additional Disclosures May be on the Way
9 February 2022
Lawrence K. Cagney
, Simone S. Hicks
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
-
The Supreme Court Holds Process Determines Prudence in 401(k) and 403(b) Fee Litigation
26 January 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
A District Court Weighs in on Private Equity and Hedge Funds in 401(k) Plans: The January 2022 Intel Decision
12 January 2022
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
DOL Clarifies its Prior Guidance on Private Equity Investments in 401(k) Plans
22 December 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
Return of the Clawback Rule
20 October 2021
Lawrence K. Cagney
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
The DOL Pendulum Swings on ESG, but How Far Remains to Be Seen
15 October 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, Douglas M. Hirn
-
House Ways & Means Committee Releases Tax Reform Legislation
20 September 2021
Michael Bolotin
, Lawrence K. Cagney
, Erin Cleary
, Gary M. Friedman
, Peter A. Furci
, Rafael Kariyev
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Daniel Priest
, Peter F.G. Schuur
, J. Michael Snypes, Jr.
, Cécile Beurrier
, Matthew D. Saronson
, Simone S. Hicks
-
Biden Targets Non-Compete Agreements
13 July 2021
Lawrence K. Cagney
, Jyotin Hamid
, Simone S. Hicks
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, J. Michael Snypes, Jr.
, Tricia Bozyk Sherno
-
DFS Issues Climate Change Guidance: Framework for Future Regulations, Nationwide Standards and Management Accountability?
1 April 2021
Alexander R. Cochran
, Eric Dinallo
, Frank Mitchell
, Brita M. Siepker
-
Pause and Refresh? DOL Delays Enforcement of Regulations on ESG Investments for ERISA Plans
17 March 2021
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
, Simone S. Hicks
, Douglas M. Hirn
-
We’ll Know an Investment Advice Fiduciary When We See One
11 January 2021
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
IRS Releases Final Regulations on $1 Million Executive Compensation Deduction Limitation
31 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
Thanksgiving 701 and S-8 Revisions: Tasty Treats and a Turducken
1 December 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Simone S. Hicks
-
DOL’s Third Bite at the Fiduciary Apple: The BIC Light(er)
2 July 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Jeff Robins
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
The Bell Tolls for ESG Investments in ERISA Plans
26 June 2020
Lawrence K. Cagney
, Jonathan F. Lewis
, Meir D. Katz
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
DOL Provides 401(k) Plans a Path to Private Equity Investments
10 June 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
The More Things Change, the More They Stay the Same: Compensation-Related Guidance from ISS and Glass Lewis in Light of COVID-19
15 April 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
Legal Considerations for Layoffs, Furloughs, and Reduction of Workforce in the Wake of COVID-19
31 March 2020
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Tricia Bozyk Sherno
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
-
CARES Act — Fiscal Response to COVID-19
26 March 2020
Lawrence K. Cagney
, Gary M. Friedman
, Peter A. Furci
, Rafael Kariyev
, Frank Mitchell
, Peter F.G. Schuur
-
Administering to Equity Compensation Programs Impacted by COVID-19
20 March 2020
Lawrence K. Cagney
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Alison E. Buckley-Serfass
, J. Michael Snypes, Jr.
, Tricia Bozyk Sherno
-
States Increase Scrutiny of Independent Contractor Usage
26 November 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
Final Federal Rule to Increase Overtime Salary Thresholds
27 September 2019
Lawrence K. Cagney
, Jyotin Hamid
, Meir D. Katz
, Jonathan F. Lewis
, Frank Mitchell
, Elizabeth Pagel Serebransky
, Tricia Bozyk Sherno
-
DOL Fiduciary Rule Delayed: So What Should You Be Doing Now?
26 April 2017
Compliance Reporter
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
12 April 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
DOL Grants 60-Day Delay on Applicability of Fiduciary Rule, But Hope of Rescission Fades
6 April 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
Trump Orders Review of DOL Fiduciary Rule; DOL to Consider Delay
6 February 2017
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
Executive Order and DOL Memo Signal Shift in Federal Financial Regulatory Agenda
5 February 2017
Lawrence K. Cagney
, Satish M. Kini
, Jonathan F. Lewis
, Gregory J. Lyons
, Frank Mitchell
-
Final DOL Fiduciary Rules Simplify Some Mechanics, but Retain Core Principles . . . and Flaws
13 April 2016
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell
-
Latest Sun Capital Decision Clouds Controlled Group Analysis for Private Equity Funds
8 April 2016
Lawrence K. Cagney
, Jonathan F. Lewis
, Frank Mitchell