Publications

• SEC Amends Section 13 Reporting Requirements
  12 October 2023
  Eric T. Juergens
  ,
  Matthew E. Kaplan
  ,
  Benjamin R. Pedersen
  ,
  Nicholas P. Pellicani
  ,
  Marc Ponchione
  ,
  William D. Regner
  ,
  Jeff Robins
  ,
  Paul M. Rodel
  ,
  Steven J. Slutzky
  ,
  Chris Gallucci
  ,
  Ashley Yoon
• SEC Charges Insiders and Issuers for Failing to Timely File Beneficial Ownership Reports
  29 September 2023
  Morgan J. Hayes
  ,
  Robert B. Kaplan
  ,
  Nicholas P. Pellicani
  ,
  Julie M. Riewe
  ,
  Steven J. Slutzky
  ,
  Mark D. Flinn
  ,
  Chris Gallucci
• SEC Adopts Significant Amendments Regarding 10b5-1 Trading Plans and Augmented Trading-Related Disclosure Requirements
  16 December 2022
  Morgan J. Hayes
  ,
  Benjamin R. Pedersen
  ,
  Steven J. Slutzky
  ,
  J. Michael Snypes, Jr.
  ,
  Alison E. Buckley-Serfass
  ,
  Amy Pereira
  ,
  Chris Gallucci
• FTX Collapse Causes SEC to Request Additional Crypto Asset Disclosures
  13 December 2022
  Andrew L. Bab
  ,
  Morgan J. Hayes
  ,
  Sidney P. Levinson
  ,
  Benjamin R. Pedersen
  ,
  Katherine Durnan Taylor
  ,
  Elie J. Worenklein
  ,
  Chris Gallucci
  ,
  Ezra Newman
  ,
  Jonathan Steinberg