Publications

• FinCEN Narrows Beneficial Ownership Information Reporting to Foreign Entities
  24 March 2025
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Isabel Espinosa de los Reyes
  ,
  Catherine Morrison
  ,
  Jonathan R. Wong
• Corporate Transparency Act Reporting Reinstated (For Now)
  21 February 2025
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Isabel Espinosa de los Reyes
  ,
  Catherine Morrison
  ,
  Jonathan R. Wong
• CTA Reporting Remains on Pause After Supreme Court Stays Injunction
  27 January 2025
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Isabel Espinosa de los Reyes
  ,
  Catherine Morrison
• FCPA Update December 2024
  31 December 2024
  Satish M. Kini
  ,
  Andrew M. Levine
  ,
  Winston M. Paes
  ,
  Aseel M. Rabie
  ,
  Emily Kennedy
  ,
  Catherine Morrison
• CTA Reporting Paused Once Again
  27 December 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
• CTA Reporting Obligation Reinstated
  24 December 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
• Proposed Customer Identification Program Requirements for Investment Advisers
  21 May 2024
  Satish M. Kini
  ,
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
  ,
  Elliott Werner
• FinCEN Proposes Anti-Money Laundering Requirements for Certain Investment Advisers
  20 February 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
• FinCEN Finalizes Rule on Access to New Beneficial Ownership Information Registry
  8 January 2024
  Satish M. Kini
  ,
  Aseel M. Rabie
  ,
  Catherine Morrison
• NYU Compliance & Enforcement: SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  29 August 2023
  NYU Compliance & Enforcement
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Jeff Robins
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Jarrett Lewis
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Sheena Paul
  ,
  Catherine Morrison
  ,
  Julie M. Riewe
  ,
  Kristin A. Snyder
  ,
  Mengyi Xu
• SEC Proposes Rule to Eliminate or Neutralize Conflicts in the Use of “Predictive Data Analytics” Technologies
  14 August 2023
  Andrew J. Ceresney
  ,
  Charu A. Chandrasekhar
  ,
  Avi Gesser
  ,
  Robert B. Kaplan
  ,
  Marc Ponchione
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Kristin A. Snyder
  ,
  Matt Kelly
  ,
  Gary E. Murphy
  ,
  Sheena Paul
  ,
  Jarrett Lewis
  ,
  Catherine Morrison
  ,
  Mengyi Xu
• United States Establishes New “Outbound Investment Program” Targeting Certain Investment Activities in China
  11 August 2023
  Gavin Anderson
  ,
  Ezra Borut
  ,
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Philip Rohlik
  ,
  Catherine Morrison
• SEC Proposes Equity Market Structure Revamp and Regulation Best Execution
  3 January 2023
  Andrew J. Ceresney
  ,
  Julie M. Riewe
  ,
  Jeff Robins
  ,
  Charu A. Chandrasekhar
  ,
  Catherine Morrison
• CFPB’s Outline of Proposals to Implement Dodd-Frank § 1033
  1 December 2022
  Courtney M. Dankworth
  ,
  Avi Gesser
  ,
  Alexandra N. Mogul
  ,
  Catherine Morrison
• U.S. Business Advisory and New Sanctions Issued One Year after Military Coup
  3 February 2022
  Satish M. Kini
  ,
  Robert T. Dura
  ,
  Catherine Morrison
• United States Expands Sanctions against Lukashenka Regime, Intensifies Focus on Human Rights Abuses and Corruption
  9 December 2021
  Alan Kartashkin
  ,
  Satish M. Kini
  ,
  Jane Shvets
  ,
  Aseel M. Rabie
  ,
  Konstantin Bureiko
  ,
  Robert T. Dura
  ,
  Anastasia Magid
  ,
  Catherine Morrison
• Regulators Publish Joint Statement Summarizing Results of Inter-agency Crypto Sprint
  24 November 2021
  Caroline N. Swett
  ,
  Catherine Morrison
  ,
  Taylor Richards
  ,
  Chen Xu