Publications
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Reinvigorated Antitrust Enforcement of Interlocking Directorate Violations
January 2023
Ted Hassi
, Michael Schaper
, Erica S. Weisgerber
, Chaim Lapp
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2021/2022 Private Equity Year-End Review and Outlook
January 2022
Jonathan Adler
, Catherine Amirfar
, Christopher Anthony
, Katherine Ashton
, Andrew L. Bab
, Geoffrey P. Burgess
, Ezra Borut
, Andrew J. Ceresney
, Jennifer L. Chu
, Jeffrey P. Cunard
, Alexander R. Cochran
, E. Drew Dutton
, Jane Engelhardt
, Morgan J. Hayes
, Eric T. Juergens
, Maurizio Levi-Minzi
, Nicholas P. Pellicani
, Ryan T. Rafferty
, Julie M. Riewe
, Scott B. Selinger
, Marc Ponchione
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Marshal L. Bozzo
, Christopher Dortschy
, Andrew J. Gershon
, Emily F. Huang
, Jennifer Wheater
, Dominic Blaxill
, Charles Cartiglia
, Robert T. Dura
, Matthew J. Sacco
, Sheng Shao
, Sergio Torres
, Charlotte A. Walkovik
, Paul Eastham
, Christopher Gossage
, Robert B. Kaplan
, Sheena Paul
, John Young
, Jin-Hyuk Jang
, Lukas Ott
, Andrew M. Levine
, Stuart Hammer
, Ulysses Smith
, Luke Dembosky
, Avi Gesser
, Peter J. Irwin
, Ina C. Popova
, Samantha J. Rowe
, M. Natasha Labovitz
, Sidney P. Levinson
, Paul D. Rubin
, Eric Dinallo
, Marilyn A. Lion
, Jacob W. Stahl
, Nicholas F. Potter
, Kim T. Le
, Adam Aukland-Peck
, Melissa Runsten
, Matthew Mrozek
, Michael C. Godbe
, Christel Y. Tham
, Lisa Wang Lachowicz
, Yiran Ji
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Delaware Court Holds de-SPAC Transaction Subject to Entire Fairness
14 January 2022
Christopher Anthony
, Gregory V. Gooding
, Maeve O'Connor
, William D. Regner
, Zachary H. Saltzman
, Shannon Rose Selden
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2021 Private Equity Midyear Review and Outlook
22 July 2021
Jonathan Adler
, Christopher Anthony
, Katherine Ashton
, Andrew L. Bab
, Megan K. Bannigan
, Sally Bergmann Hardesty
, David H. Bernstein
, Paul S. Bird
, Ezra Borut
, Geoffrey P. Burgess
, Jennifer L. Chu
, Matthew Dickman
, Christopher Dortschy
, E. Drew Dutton
, Jane Engelhardt
, Peter A. Furci
, Avi Gesser
, Jyotin Hamid
, Morgan J. Hayes
, Peter J. Irwin
, Meir D. Katz
, Rafael Kariyev
, M. Natasha Labovitz
, Maurizio Levi-Minzi
, Andrew M. Levine
, Sidney P. Levinson
, Jonathan F. Lewis
, Marc Ponchione
, Ryan T. Rafferty
, Paul D. Rubin
, Zachary H. Saltzman
, Kevin M. Schmidt
, Shannon Rose Selden
, Scott B. Selinger
, Steven J. Slutzky
, Ramya S. Tiller
, Richard Ward
, Patricia Volhard
, Franci J. Blassberg
, Jeffrey P. Cunard
, Andrew J. Gershon
, Stuart Hammer
, Jin-Hyuk Jang
, Kim T. Le
, Sheena Paul
, Tricia Bozyk Sherno
, Jacob W. Stahl
, Jennifer Wheater
, John Young
, Adam Aukland-Peck
, Dominic Blaxill
, Charles Cartiglia
, Robert T. Dura
, Paul Eastham
, Jay E. Evans
, David J. Hotelling
, Samuel D. Krawiecz
, Wen-Wei Lai
, Robert Maddox
, Sergio Torres
, Malina Welman
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2020 Private Equity Midyear Review and Outlook
31 July 2020
Jonathan Adler
, Christopher Anthony
, Megan K. Bannigan
, David H. Bernstein
, Kenneth J. Berman
, Paul S. Bird
, Ezra Borut
, Geoffrey P. Burgess
, Jennifer R. Cestaro
, Jennifer L. Chu
, Andrew J. Ceresney
, Jeffrey P. Cunard
, Peter A. Furci
, Morgan J. Hayes
, Peter J. Irwin
, Robert B. Kaplan
, Rafael Kariyev
, M. Natasha Labovitz
, Andrew M. Levine
, Sidney P. Levinson
, Nicole Levin Mesard
, Marc Ponchione
, Julie M. Riewe
, Edward M. Rishty
, Kevin M. Schmidt
, Shannon Rose Selden
, Scott B. Selinger
, Steven J. Slutzky
, Thomas Smith
, Ramya S. Tiller
, Patricia Volhard
, Richard Ward
, Michael P. McGuigan
, Samuel D. Krawiecz
, Stuart Hammer
, Dominic Blaxill
, Christopher Dortschy
, Paul Eastham
, Jin-Hyuk Jang
, Jennifer Wheater
, John Young
, Almas Daud
, Paul Eastham
, Jay E. Evans
, Samuel D. Krawiecz
, Wen-Wei Lai
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Lessons from Recent Antitrust Enforcement in the UK Financial Services Sector
24 January 2020
Timothy McIver
, John Young
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FCPA Update October 2016
Vol. 8, No. 3
Paul R. Berger
, Andrew M. Levine
, Philip Rohlik
, Bruce E. Yannett
, Karolos Seeger
, David A. O'Neil
, Erich O. Grosz
, Jane Shvets
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SEC Exams Focus on Whistleblower Compliance by Investment Advisers and Brokers
26 October 2016
Kenneth J. Berman
, Jyotin Hamid
, Michael P. Harrell
, Mary Beth Hogan
, Robert B. Kaplan
, Julie M. Riewe
, Jonathan R. Tuttle
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Another Message to Private Fund Sponsors on Broker Registration – This Time from Enforcement
6 June 2016
Kenneth J. Berman
, Michael P. Harrell
, Robert B. Kaplan
, Andrew M. Ostrognai
, Jonathan R. Tuttle
, Julie Stem
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U.S. Federal Court Denies Immunity to Sovereign Wealth Funds
26 February 2016
Mark W. Friedman
, Katherine Ashton
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Two Decisions Highlight Significant Litigation Challenges for Prosecutors and Regulators
17 December 2015
Paul R. Berger
, Robert B. Kaplan
, Jonathan R. Tuttle
, Bruce E. Yannett
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SEC Settles Action Concerning Adequacy of Policies to Prevent Dissemination of Material Nonpublic Information
2 December 2015
Paul R. Berger
, Kenneth J. Berman
, Matthew E. Kaplan
, Robert B. Kaplan
, Jonathan R. Tuttle
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Recognizing and Mitigating the Risk of Imputed Control in Delaware Shareholder Litigation
November 2021
Zachary H. Saltzman
, Shannon Rose Selden
, David J. Hotelling
, Natascha Born
Upcoming Events
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Financial Firm Focus – The SEC’s Enforcement Priorities for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds
28 January 2025
Securities Docket
Securities Enforcement Forum New York 2025
New York, New York
Speaking Engagements
Recent Events
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Private Equity Disputes: Current Trends, Typical Issues and Tactics for Defending Claims
27 May 2021
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
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What’s New? OCIE and Enforcement under Chairman Clayton
7 December 2017
Investment Company Institute
2017 Securities Law Procedures Conference
Washington, D.C.
Speaking Engagements
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Examining FCPA Issues for Fund Managers
9 May 2017
Managed Funds Association
MFA’s Legal & Compliance 2017 Conference
New York, New York
Speaking Engagements
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Keynote Speaker: FCPA Issues Facing PE Funds
8 May 2017
ACA Compliance Group
New York, New York
Speaking Engagements
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Emerging SEC Enforcement and Exam Issues: What's Next for Private Equity?
13 Apr 2016
Debevoise & Plimpton
Debevoise Seminar
Debevoise & Plimpton, New York
Speaking Engagements
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Cybersecurity: Best Practices for an Effective Defense
17 November 2015
IA Watch and Buyouts Insider
Coping with Regulatory Change: What's Next in IA Compliance Conference
Washington, D.C.
Speaking Engagements
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Handling Price Sensitive Information – Risk Management Issues for Funds and Asset Managers
17 September 2015
Debevoise & Plimpton
Handling Price Sensitive Information – Risk Management Issues for Funds and Asset Managers
Hong Kong
Speaking Engagements