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Investment Advisers and AI
22 October 2024
Bay Area CCO Forum
Investment Advisers and AI
San Francisco, California
Speaking Engagements
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Fireside Chat
9 October 2024
Securities Industry and Financial Markets Association (SIFMA)
SIFMA Forum: The Latest AML Rulemakings Impacting Asset Managers and Broker-Dealers
New York
Speaking Engagements
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Cybersecurity Considerations for Investment Advisers
25 September 2024
Debevoise and Xantrion
Debevoise, Xantrion and Bay Area CCO Forum
San Francisco, California
Speaking Engagements
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Fireside Chat From Strategy To Execution: Enhancing Operations And Administration In Asset Management
5 September 2024
Astana Financial Services Authority
Astana, Kazakhstan
Speaking Engagements
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Updates on the SEC's Pay to Play Rules
4 September 2024
Investment Advisers Association
Webcast
Speaking Engagements
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Reg S-P
17 July 2024
National Society of Compliance Professionals, Private Fund Forum
Reg S-P
Webcast
Speaking Engagements
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Topics and Trends Affecting Asset Managers
25 June 2024
Debevoise & Plimpton LLP
9th Annual SEC Alumni Seminar
New York, New York
Speaking Engagements
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AI Washing
17 April 2024
National Society of Compliance Professionals, Private Fund Forum
AI Washing
Webcast
Speaking Engagements
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The SEC’s Private Funds Rule
24 August 2023
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
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Fundamentals of Investment Adviser Regulation
28 June 2023
Practising Law Institute
New York, New York
Speaking Engagements
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Current Hot Topics in Asset Management
2 November 2022
International Bar Association
IBA Annual Conference Miami 2022
Miami, Florida
Speaking Engagements
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ESG Statutes and Proposed Regulations Passed by Various States and Implications for Asset Managers
1 September 2022
Jefferies
Jefferies' Client Conference
Webcast
Speaking Engagements
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Enforcement and Litigation Trends in Investment Management
26-27 July 2022
Practising Law Institute
Investment Management 2022: Current Issues & Trends
New York, New York
Speaking Engagements
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Antitrust and Private Equity in Asia: Increased Enforcement on the Horizon
29 June 2022
Debevoise & Plimpton LLP
Webcast
Speaking Engagements
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IBA Asset Management and Investment Funds Committee
22-24 May 2022
IBA-NY
31st Annual Conference on the Globalisation of Investment Funds
New York, New York
Speaking Engagements
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Marketing Restrictions for Private Funds - Overview of the New U.S. Regulations and Comparison to Recent Guidelines Issued in the EU
3 November 2021
Debevoise & Plimpton LLP
Global Funds Monthly Regulatory Update
Webcast
Speaking Engagements
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SPACs and Associated IAA/ICA/33 Act Regulatory and Enforcement Issues and More
23 March 2021
American Investment Council
AIC’s CCO Working Group Webinar
Webcast
Speaking Engagements
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Trends in Private Equity Funds: A Whole New Chapter or Just Turn the Page?
8-10 March 2021
International Bar Association
IBA Asset Management and Investment Funds Conference
Webcast
Speaking Engagements
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Post-COVID-19 Regulatory Issues
16 June 2020
American Investment Council
AIC Chief Compliance Officer Working Group
Webinar
Speaking Engagements
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COVID-19 & Private Equity: Portfolio Company and Fund Governance Practices in the Time of COVID
2 April 2020
Debevoise
Webcast
Speaking Engagements
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Everyone Has Them: Identifying, Disclosing, and Managing Conflicts of Interest Under Your Fiduciary Duty
5-6 March 2020
Investment Adviser Association
IAA Investment Adviser 2020 Compliance Conference
Washington, DC
Speaking Engagements
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Cryptocurrency and the Custody Rule
8 October 2019
Strafford
Cryptocurrency and the Custody Rule: Legal Pitfalls in Managing Digital Assets
Webinar
Speaking Engagements
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Hot Topics and Regulatory Developments for Asset Managers and Investment Funds
22-27 September 2019
International Bar Association
International Bar Association Annual Conference 2019
Seoul, Korea
Speaking Engagements
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Foreign Corrupt Practices Act for Investment Advisors
20 September 2019
ACA Compliance Group
ACA Compliance Group Fall Conference
Lost Pines, Texas
Speaking Engagements
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Legal Strategies: Balancing GP Interests and Competitive and Marketable Positioning to LPs
29 July 2019
MVision, Landmark Partners and Debevoise
Investing in Private Equity for Japanese Asset Managers
Tokyo, Japan
Speaking Engagements
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Private Equity M&A Activity in Japan and Across Asia
29 July 2019
MVision, Landmark Partners and Debevoise
Investing in Private Equity for Japanese Asset Managers
Tokyo, Japan
Speaking Engagements
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California’s Data Privacy Law: What Asset Managers Need to Know
12 July 2019
Legal Form
2019 West Coast Workshop
Los Angeles, California
Speaking Engagements
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Who is an Investment Adviser? Regulatory Jurisdiction
8 July 2019
Practising Law Institute
Fundamentals of Investment Adviser Regulation 2019
New York, New York
Speaking Engagements
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Brexit – Impact on Switzerland’s Asset Management Industry
8 May 2019
University of Zurich
Aktuelles zum Kollektivanlagenrecht
Zurich, Switzerland
Speaking Engagements
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The SEC’s Focus on Investor Protection: RICs on the Radar of OCIE and Enforcement
17-20 March 2019
Investment Company Institute
ICI 2019 Mutual Funds and Investment Management Conference
San Diego, California
Speaking Engagements
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Registered Funds Roundup
14-15 March 2019
Investment Adviser Association
Investment Adviser Association’s 2019 Investment Adviser Compliance Conference – Effective Strategies and Best Practices
Washington, D.C.
Speaking Engagements
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AIFMD Notification and Anti Asset Stripping Rules in PE Transactions: How Are They Relevant to U.S. Manager and U.S. Transactions?
15 October 2018
Debevoise & Plimpton
AIFMD Notification and Anti Asset Stripping Rules in PE Transactions: How Are They Relevant to US Manager and U.S. Transactions?
Debevoise & Plimpton, New York Office
Speaking Engagements
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SEC Inspections and Examinations of Private Hedge and Equity Funds
9 October 2018
Practising Law Institute
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018
New York, New York
Speaking Engagements
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Who is an Investment Adviser; Regulatory Jurisdiction
25 June 2018
Practising Law Institute
PLI’s Fundamentals of Investment Adviser Regulation 2018
New York, New York
Speaking Engagements
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Fiduciary Investment Advice: Litigation and Enforcement Perspectives
10 May 2018
Practising Law Institute
New York, New York
Speaking Engagements
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U.S. and International Regulatory Developments
8 November 2017
American Investment Council
AIC General Counsels’ Day
New York, New York
Speaking Engagements
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Panel Discussion
6 November 2017
Regulatory Compliance Association
RCA’s Women in Asset Management & Regulation Summit
New York, New York
Speaking Engagements
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Current Issues in Wealth Management & Investment Advisory
11 November 2017
Securities Industry and Financial Markets Association
Compliance & Legal New York Regional Seminar
New York, New York
Speaking Engagements
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Who is an Investment Adviser; Regulatory Jurisdiction
26 June 2017
Practising Law Institute
New York, New York
Speaking Engagements
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Asset Management Focus
15 June 2017
Thomson Reuters
Financial Services Forum
London, UK
Speaking Engagements
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Building a Portfolio
27 April 2017
American College of Investment Counsel
Spring Investment Forum – Off the Beaten Path: Navigating the Peaks and Valleys of Investments and Regulatory Compliance
Chicago, Illinois
Speaking Engagements
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An Anatomy of Recent SEC Enforcement Settlements
7 March 2017
International Bar Association
18th Annual International Conference on Private Investment Funds
London, UK
Speaking Engagements
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Valuation Best Practice and Other SEC Focus Areas
28 February 2017
Institutional Investor
Legal Forum/Winter Roundtable
New York, New York
Speaking Engagements
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Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective
1 December 2016
Practising Law Institute
Hedge and Private Fund Enforcement & Regulatory Developments 2016
New York, New York
Speaking Engagements
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Capital Raising and Exit Transactions for Fin-Tech Companies: A Primer
22 September 2016
Debevoise & Plimpton, Freeman & Co.
Financial Technology M&A and Capital Raising Seminar
San Francisco, California
Speaking Engagements
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Regulatory Priorities for FinTech Firms -- and Investors
22 September 2016
Debevoise & Plimpton and Freeman & Co.
Financial Technology M&A and Capital Raising Seminar
San Francisco, California
Speaking Engagements
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Who is an Investment Adviser: Regulatory Jurisdiction
13 July 2016
Practising Law Institute
Fundamentals of Investment Adviser Regulation 2016
New York, New York
Speaking Engagements
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Opening Remarks
5 April 2016
American Conference Institute
3rd Summit on FCPA, AML & OFAC Risks for Private Equity and Hedge Funds
New York, New York
Speaking Engagements
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Where is Your Organization Vulnerable? Top Risks for Private Equity and Hedge Funds
5 April 2016
American Conference Institute
3rd Summit on FCPA, AML & OFAC Risks for Private Equity and Hedge Funds
New York, New York
Speaking Engagements
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The Latest from Washington: Hot Topics for Investment Advisers from Regulators to Capitol Hill
Date: 10 March 2016
Investment Adviser Association (IAA)
IAA Compliance Conference 2016 – Strategies for a Changing Regulatory Environment
Washington, DC
Speaking Engagements
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Fundamentals of Investment Adviser Regulation 2015
15 July 2015
Practising Law Institute
Fundamentals of Investment Adviser Regulation 2015
New York, NY
Speaking Engagements