No-Action Relief from Notice Filing Requirement under the CFTC Rules on Aggregation of Positions
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Key takeaways
- The CFTC's Division of Market Oversight has granted temporary no-action relief from the notice-filing requirement in CFTC Regulation 150.4 on aggregation of positions.
- The relief remains in effect until August 14, 2017.
- During the relief period, persons or entities may rely on any relevant exemption from aggregation under CFTC Regulation 150.4(b) without filing a notice with the CFTC.