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SEC Releases Section 13 Compliance and Disclosure Interpretations
16 September 2009
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This client update discusses recent SEC staff Compliance and Disclosure Interpretations regarding Sections 13(d) and 13(g) under the Securities Exchange Act.
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Practices
Mergers & Acquisitions
Capital Markets
Financial Advisory
Authors:
William D. Regner
Partner
Jeffrey J. Rosen
Partner
Alan H. Paley
Retired Partner
Paul S. Bird
Partner